GWG HOLDINGS, INC.

Profile

Company Names

GWG HOLDINGS, INC.

Addresses

325 NORTH ST. PAUL STREET, SUITE 2650, DALLAS, TX 75201

220 SOUTH SIXTH STREET, SUITE 1200, MINNEAPOLIS, MN 55402

220 SOUTH SIXTH STREET, SUITE 1200, MINNEAPOLIS, MN 55402

Phone Numbers

612-746-1944
612-764-1944

 

Entity Type:

CORPORATION

Industry:

OTHER, OTHER BANKING AND FINANCIAL SERVICES, POOLED INVESTMENT FUND

Year Incorporated:

2008

State Incorporated:

DELAWARE

Total Amount Raised:

$273,389,851.00

Number of Funding Rounds:

3
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
3
2020-12-31 
$655,021.00 
$1,000,000,000.00 
$999,344,979.00 
Debt 
2
2018-12-28 
$270,135,160.00 
$270,135,160.00 
$0.00 
Equity 
1
2011-09-01 
$2,599,670.00 
$25,000,000.00 
$22,400,330.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
DAVID 
H. 
ABRAMSON 
DIRECTOR
WILLIAM 
B. 
ACHESON 
EXECUTIVE OFFICER
ROY 
W. 
BAILEY 
DIRECTOR
PETER 
T. 
CANGANY, JR. 
DIRECTOR
DAVID 
F. 
CHAVENSON 
DIRECTOR
THOMAS 
J. 
DONAHUE 
DIRECTOR
TIMOTHY 
L. 
EVANS 
EXECUTIVE OFFICER
KENNETH 
CHAIM 
FINK 
DIRECTOR
JON 
 
GANGELHOFF 
EXECUTIVE OFFICER
SHAWN 
R. 
GENSCH 
DIRECTOR
BRAD 
K. 
HEPPNER 
DIRECTOR
MURRAY 
T. 
HOLLAND 
EXECUTIVE OFFICER
DONALD 
P. 
LOCKHART 
DIRECTOR
JEFFREY 
L. 
MCGREGOR 
DIRECTOR
JOHN 
R. 
SABES 
EXECUTIVE OFFICER, DIRECTOR
JON 
R. 
SABES 
EXECUTIVE OFFICER, DIRECTOR
STEVEN 
F. 
SABES 
EXECUTIVE OFFICER, DIRECTOR
BRUCE 
W. 
SCHNITZER 
DIRECTOR
MARK 
E. 
SCHWARZMANN 
DIRECTOR
PAUL 
A. 
SIEGERT 
EXECUTIVE OFFICER, DIRECTOR
ROGER 
T. 
STAUBACH 
DIRECTOR
BRIAN 
 
TYRELL 
DIRECTOR
LAURENCE 
A. 
ZIPKIN 
DIRECTOR
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D
OTHER 
LIFE INSURANCE [6311] 
DECLINE TO DISCLOSE 
Debt 
2020-12-31 
D
OTHER 
LIFE INSURANCE [6311] 
DECLINE TO DISCLOSE 
Debt 
2020-12-31 
D
OTHER BANKING AND FINANCIAL SERVICES 
LIFE INSURANCE [6311] 
$25,000,001 - $100,000,000 
Equity 
2018-12-28 
D
POOLED INVESTMENT FUND 
LIFE INSURANCE [6311] 
 
Equity 
2011-09-01 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
EMERSON EQUITY LLC
NONE
NONE
NONE
NONE
ARQUE CAPITAL, LTD.
NONE
NONE
LANDOLT SECURITIES, INC.
NONE
NONE
ALLIED BEACON PARTNERS, INC.
NONE
NONE
EDWIN C. BLITZ INVESTMENTS, INC.
NONE
NONE
DALTON STRATEGIC INVESTMENT SERVICES INC.
NONE
NONE
CENTER STREET SECURITIES, INC.