NUVEEN ASSET MANAGEMENT, LLC

Profile

Company Names

NUVEEN ASSET MANAGEMENT, LLC

Addresses

C/O NUVEEN INVESTMENTS, 333 W. WACKER DRIVE, CHICAGO, IL 60606

333 W. WACKER DRIVE, CHICAGO, IL 60606

Phone Numbers

(312) 917-7700

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

OTHER BANKING AND FINANCIAL SERVICES

Year Incorporated:

2010

State Incorporated:

DELAWARE

Total Amount Raised:

$0.00

Number of Funding Rounds:

2
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
2
2019-04-15 
$0.00 
INDEFINITE 
INDEFINITE 
Equity 
1
2011-05-31 
$0.00 
INDEFINITE 
INDEFINITE 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
STUART 
JONA 
COHEN 
EXECUTIVE OFFICER
NUVEEN ASSET MANAGEMENT, LLC
SHERRI 
A. 
HLAVACEK 
EXECUTIVE OFFICER
CORE PLUS BOND FUND LLC   |  WINDY CITY INVESTMENTS HOLDINGS, LLC   |  NUVEEN ASSET MANAGEMENT, LLC
WILLIAM 
T. 
HUFFMAN 
EXECUTIVE OFFICER
CORE PLUS BOND FUND LLC   |  NUVEEN ASSET MANAGEMENT, LLC   |  TEACHERS ADVISORS, LLC
MARY 
ELIZABETH 
KEEFE 
EXECUTIVE OFFICER
NUVEEN ASSET MANAGEMENT, LLC
SAIRA 
ANN 
MALIK 
EXECUTIVE OFFICER
NUVEEN ASSET MANAGEMENT, LLC   |  TEACHERS ADVISORS, LLC
CHARLES 
R. 
MANZONI 
EXECUTIVE OFFICER
CORE PLUS BOND FUND LLC   |  NUVEEN ASSET MANAGEMENT, LLC
DIANE 
 
MEGGS 
EXECUTIVE OFFICER
NUVEEN ASSET MANAGEMENT, LLC
DIANE 
S. 
MEGGS 
EXECUTIVE OFFICER
NUVEEN ASSET MANAGEMENT, LLC
N/A 
 
NUVEEN FUND ADVISORS, INC. 
PROMOTER
NUVEEN ASSET MANAGEMENT, LLC
N/A 
 
NUVEEN FUND ADVISORS, LLC 
PROMOTER
NUVEEN ASSET MANAGEMENT, LLC
TRAVIS 
MARTIN 
PAULEY 
EXECUTIVE OFFICER
NUVEEN ASSET MANAGEMENT, LLC
THOMAS 
S. 
SCHREIER 
EXECUTIVE OFFICER
CORE PLUS BOND FUND LLC   |  NUVEEN ASSET MANAGEMENT, LLC
MEGAN 
 
SENDLAK 
EXECUTIVE OFFICER
NUVEEN ASSET MANAGEMENT, LLC
JON 
MITCHELL 
STEVENS 
EXECUTIVE OFFICER
NUVEEN ASSET MANAGEMENT, LLC
AUSTIN 
PENN 
WACHTER 
EXECUTIVE OFFICER
NUVEEN ASSET MANAGEMENT, LLC
JEFFREY 
D. 
WIENEKE 
EXECUTIVE OFFICER
NUVEEN ASSET MANAGEMENT, LLC   |  WINSLOW CAPITAL MANAGEMENT, LLC
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2025-04-16
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-04-15 
2024-04-19
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-04-15 
2023-05-01
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-04-15 
2022-04-29
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-04-15 
2021-04-30
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-04-15 
2020-04-30
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-04-15 
2019-04-29
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-04-15 
2017-06-09
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-05-31 
2016-06-09
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-05-31 
2015-03-11
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-05-31 
2013-05-23
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-05-31 
2012-05-29
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-05-31 
2011-06-15
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-05-31 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#