NUWELLIS, INC.

Profile

Company Names

NUWELLIS, INC.
CHF SOLUTIONS, INC.
SUNSHINE HEART, INC.

Addresses

12988 VALLEY VIEW ROAD, EDEN PRAIRIE, MN 55344

7651 ANAGRAM DRIVE, EDEN PRAIRIE, MN 55344

Phone Numbers

952-345-4200

 

Entity Type:

CORPORATION

Industry:

OTHER HEALTH CARE, BIOTECHNOLOGY

Year Incorporated:

> 5 years ago

State Incorporated:

DELAWARE

Total Amount Raised:

$32,975,784.00

Number of Funding Rounds:

20
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
20
2024-11-06 
$3,848,286.00 
$3,848,286.00 
$0.00 
 
19
2024-08-26 
$0.00 
INDEFINITE 
INDEFINITE 
 
18
2024-07-25 
$0.00 
INDEFINITE 
INDEFINITE 
 
17
2023-06-19 
$0.00 
INDEFINITE 
INDEFINITE 
 
16
2020-05-05 
$1,699,998.00 
$1,699,998.00 
$0.00 
Equity 
15
2020-04-01 
$2,226,519.00 
$2,226,519.00 
$0.00 
Equity 
14
2020-03-23 
$1,248,418.00 
$1,248,418.00 
$0.00 
Equity 
13
2019-11-06 
$1,365,300.00 
$1,365,300.00 
$0.00 
Equity 
12
2019-10-25 
$663,000.00 
$663,000.00 
$0.00 
Equity 
11
2017-02-15 
$563,863.00 
$4,650,722.00 
$4,086,859.00 
Equity 
10
2017-01-11 
$200,000.00 
$200,000.00 
$0.00 
Equity 
9
2016-10-30 
$3,600,000.00 
$3,600,000.00 
$0.00 
Equity 
8
2016-08-05 
$950,000.00 
$950,000.00 
$0.00 
Equity 
7
2016-07-20 
$3,468,000.00 
$3,468,000.00 
$0.00 
 
6
2015-02-18 
$360,000.00 
$600,000.00 
$240,000.00 
 
5
2013-01-15 
$1,500,000.00 
$25,500,000.00 
$24,000,000.00 
Equity 
4
2012-09-07 
$700,000.00 
$700,000.00 
$0.00 
 
3
2012-02-08 
$2,112,769.00 
INDEFINITE 
INDEFINITE 
Equity 
2
2011-07-27 
$4,969,631.00 
$15,000,000.00 
$10,030,369.00 
Equity 
1
2010-11-15 
$3,500,000.00 
$3,500,000.00 
$0.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
NEIL 
P. 
AYOTTE 
EXECUTIVE OFFICER
KEVIN 
 
BASSETT 
EXECUTIVE OFFICER
KEVIN 
P. 
BASSETT 
EXECUTIVE OFFICER
LYNN 
LARSON 
BLAKE 
EXECUTIVE OFFICER
STEVE 
 
BRANDT 
DIRECTOR
STEVEN 
 
BRANDT 
DIRECTOR
GEOFFREY 
 
BROOKE 
DIRECTOR
GEOFFREY 
E. 
BROOKE 
DIRECTOR
BRIAN 
 
BROWN 
EXECUTIVE OFFICER
PAUL 
R. 
BUCKMAN 
DIRECTOR
NICHOLAS 
 
CALLINAN 
DIRECTOR
MARIA 
ROSA 
COSTANZO 
DIRECTOR
MARIA ROSA 
 
COSTANZO, M.D. 
DIRECTOR
CLAUDIA 
 
DRAYTON 
EXECUTIVE OFFICER
JOHN 
 
ERB 
DIRECTOR, EXECUTIVE OFFICER
JOHN 
L. 
ERB 
DIRECTOR, EXECUTIVE OFFICER
ARCHELLE 
 
GEORGIOU, M.D. 
DIRECTOR
MARK 
 
HARVEY 
DIRECTOR
ROWENA 
 
HUBBLE 
EXECUTIVE OFFICER
NESTOR 
 
JARAMILLO 
EXECUTIVE OFFICER, DIRECTOR
NESTOR 
 
JARAMILLO, JR. 
EXECUTIVE OFFICER, DIRECTOR
DEBRA 
 
KRIDNER 
EXECUTIVE OFFICER
DEBRA 
J. 
KRIDNER 
EXECUTIVE OFFICER
MATTHEW 
 
LIKENS 
DIRECTOR
ERIC 
 
LOVETT 
EXECUTIVE OFFICER
CRISPIN 
 
MARSH 
DIRECTOR
JEFFREY 
 
MATHIESEN 
EXECUTIVE OFFICER
MICHAEL 
KENDRICK 
MCCORMICK 
DIRECTOR
MIKE 
 
MCCORMICK 
DIRECTOR
DAVE 
KENDRICK 
MCDONALD 
DIRECTOR
DONAL 
 
O-DWYER 
DIRECTOR
KIMBERLY 
 
OLESON 
EXECUTIVE OFFICER
WILLIAM 
 
PETERS 
EXECUTIVE OFFICER, DIRECTOR
WILLIAM 
S. 
PETERS 
EXECUTIVE OFFICER
DAVID 
 
ROSA 
EXECUTIVE OFFICER, DIRECTOR
DAVID 
ROSA 
EXECUTIVE OFFICER, DIRECTOR
DAVID 
A. 
ROSA 
EXECUTIVE OFFICER, DIRECTOR
JOHN 
W. 
SALVESON 
DIRECTOR
MOLLY 
 
WADE 
EXECUTIVE OFFICER
GREGORY 
 
WALLER 
DIRECTOR
GREGORY 
D. 
WALLER 
DIRECTOR
WARREN 
 
WATSON 
DIRECTOR
WARREN 
S. 
WATSON 
DIRECTOR
JIM 
 
YEARICK 
EXECUTIVE OFFICER
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D
OTHER HEALTH CARE 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
$5,000,001 - $25,000,000 
 
2024-11-06 
D
OTHER HEALTH CARE 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
$5,000,001 - $25,000,000 
 
2024-08-26 
D
OTHER HEALTH CARE 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
$5,000,001 - $25,000,000 
 
2024-07-25 
D
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
 
2023-06-19 
D
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2020-05-05 
D
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2020-04-01 
D
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2020-03-23 
D
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2019-11-06 
D
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2019-10-25 
D
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2017-02-15 
D
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2017-01-11 
D
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2016-10-30 
D
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2016-08-05 
D
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
 
2016-07-20 
D
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
 
2015-02-18 
D
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2013-01-15 
D
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
$1 - $1,000,000 
 
2012-09-07 
D
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
$1 - $1,000,000 
Equity 
2012-02-08 
D
BIOTECHNOLOGY 
 
$1 - $1,000,000 
Equity 
2011-07-27 
D
BIOTECHNOLOGY 
 
$1 - $1,000,000 
Equity 
2010-11-15 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
LADENBURG THALMANN + CO. INC.
505
NONE
NONE
ROTH CAPITAL PARTNERS, LLC
NONE
NONE
LADENBURG THALMANN + CO. INC.
505
NONE
NONE
NORTHLAND SECURITIES, INC.
NICKOLAY KUKEKOV
SUMMER STREET RESEARCH PARTNERS
MATTHEW DORMER
SUMMER STREET RESEARCH PARTNERS