HARPETH FINANCIAL SERVICES, LLC

Profile

Company Names

HARPETH FINANCIAL SERVICES, LLC

Addresses

100 OCEANSIDE DRIVE, NASHVILLE, TN 37204

1901 CHURCH STREET, NASHVILLE, TN 37203

Phone Numbers

615-341-5900

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

OTHER BANKING AND FINANCIAL SERVICES

Year Incorporated:

> 5 years ago

State Incorporated:

TENNESSEE

Total Amount Raised:

$33,390,050.00

Number of Funding Rounds:

7
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
7
2015-09-09 
$17,045,003.00 
INDEFINITE 
INDEFINITE 
Debt 
6
2014-07-17 
$4,000,047.00 
$8,000,093.00 
$4,000,046.00 
Equity 
5
2012-08-31 
$2,500,000.00 
INDEFINITE 
INDEFINITE 
Equity, Debt 
4
2011-09-27 
$3,380,000.00 
INDEFINITE 
INDEFINITE 
Equity, Debt 
3
2011-06-10 
$3,765,000.00 
INDEFINITE 
INDEFINITE 
Equity, Debt 
2
2010-12-31 
$700,000.00 
INDEFINITE 
INDEFINITE 
Equity, Debt 
1
2010-08-23 
$2,000,000.00 
$6,000,154.00 
$4,000,154.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
SCOTT 
J. 
BOJCZUK 
EXECUTIVE OFFICER
BRENT 
J. 
GAY 
EXECUTIVE OFFICER
MICHAEL 
 
HODGES 
EXECUTIVE OFFICER, DIRECTOR
MICHAEL 
L. 
HODGES 
EXECUTIVE OFFICER, DIRECTOR
TINA 
 
HODGES 
EXECUTIVE OFFICER, DIRECTOR
BRYAN 
 
LINK 
EXECUTIVE OFFICER
CHARLES 
BRYAN 
LINK 
EXECUTIVE OFFICER
JEFFREY 
 
SMITH 
EXECUTIVE OFFICER
ALDEN GLOBAL EMERGING MARKETS FUND I, L.P.   |  ALDEN GLOBAL EMERGING MARKETS FUND I, LTD.   |  ALDEN GLOBAL DISTRESSED OPPORTUNITIES FUND (CAYMAN), L.P.   |  RAMIUS GLOBAL CREDIT FUND LTD   |  VERGEPOINTE CAPITAL FUND VIII, L.P.   |  MCG FINANCIAL MANAGEMENT, LLC   |  VERGEPOINTE CAPITAL FUND X, LP   |  STARBOARD VALUE + OPPORTUNITY S LLC   |  VERGEPOINTE CAPITAL FUND VII, LP   |  VERGEPOINTE CAPITAL FUND XI, LP   |  STARBOARD VALUE + OPPORTUNITY FUND LP   |  VERGEPOINTE CAPITAL FUND, XII LP   |  VERGEPOINTE CAPITAL FUND XIV, LP   |  MIDLAND STATES BANCORP, INC.   |  STARBOARD LEADERS FUND LP   |  REVIONICS INC   |  VERGEPOINTE CAPITAL FUND XVII, LP   |  STARBOARD LEADERS OFFSHORE FUND LP   |  HARPETH FINANCIAL SERVICES, LLC   |  VERGEPOINTE CAPITAL FUND XVIII, LP   |  VERGEPOINTE CAPITAL FUND XIX, LP   |  VERGEPOINTE CAPITAL FUND XX, LP   |  STARBOARD LEADERS SELECT FUND LP   |  RIPTIDE AUTONOMOUS SOLUTIONS, LLC   |  STARBOARD LEADERS SELECT OFFSHORE FUND LP   |  KKR SPECIAL SITUATIONS (TE) FEEDER II L.P.   |  KKR SPECIAL SITUATIONS (EEA) FUND II L.P.   |  KKR SPECIAL SITUATIONS (DOMESTIC) FUND PRIVATE INVESTORS II L.P.   |  KKR SPECIAL SITUATIONS (DOMESTIC) FUND II L.P.   |  PROPETRO HOLDING CORP.   |  CATAPULT HEALTH, LLC   |  VERGEPOINTE CAPITAL FUND XXI, LP   |  THEMAC RESOURCES GROUP LTD   |  VERGEPOINTE CAPITAL FUND XXII, LP   |  ALDER BIOPHARMACEUTICALS INC   |  REVALESIO CORP   |  CORTRUST BANK NATIONAL ASSOCIATION   |  VERGEPOINTE CAPITAL FUND XXIII LP   |  STARBOARD VALUE + OPPORTUNITY FUND L LP   |  VYPE MEDIA, LLC   |  CANNON WORKSPACE, LLC   |  GENZ HOLDINGS INC.   |  VERGEPOINT CAPITAL FUND XXIV LP   |  MEMORIAL HOUSTON SURGERY CENTER, LLC   |  VARSITY HYPE, INC.   |  STARBOARD X FUND LP   |  LIQUID RARITY EXCHANGE LLC   |  LIGHTMATTER, INC.   |  WHITE PLAINS PARTNERS, LLC   |  ZYMEWORKS INC.   |  JUNCTION HILL PARTNERS, LLC   |  XL BATTERIES, INC.   |  KKR ASSET-BASED FINANCE PARTNERS II (EEA) SCSP   |  CARDINAL CREEK PARTNERS, LLC   |  TILT FIVE, INC.   |  RED TAIL RAVINE PARTNERS, LLC   |  BLUE JAY BEND PARTNERS, LLC   |  OGEECHEE RESERVE PARTNERS, LLC   |  PIGEON POINT PARTNERS, LLC   |  SPARROW RUN PARTNERS, LLC   |  FALCON FORGE PARTNERS, LLC   |  APOGEE ACQUISITION SPONSOR LLC   |  TEXAS HEALTH SURGERY CENTER ROCKWALL, LLC   |  TEXAS HEALTH SURGERY CENTER FORNEY, LLC
KEITH 
JEFFREY 
SMITH 
EXECUTIVE OFFICER
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Debt 
2015-09-09 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Debt 
2015-09-09 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Debt 
2015-09-09 
D
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Debt 
2015-09-09 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2012-08-31 
D
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2014-07-17 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2012-08-31 
D
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2012-08-31 
D
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2011-09-27 
D
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2011-06-10 
D
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2010-12-31 
D
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-08-23 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
BROWN ASSOCIATES, INC.
MARK B. FROST