EMERGENT CAPITAL, INC.

Profile

Company Names

EMERGENT CAPITAL, INC.
IMPERIAL HOLDINGS, INC.

Addresses

5355 TOWN CENTER ROAD, SUITE 701, BOCA RATON, FL 33486

701 PARK OF COMMERCE BOULEVARD, SUITE 301, BOCA RATON, FL 33487

Phone Numbers

561-995-4200

 

Entity Type:

CORPORATION

Industry:

INSURANCE, OTHER

Year Incorporated:

2011

State Incorporated:

FLORIDA

Total Amount Raised:

$82,063,000.00

Number of Funding Rounds:

5
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
5
2018-12-28 
$8,634,000.00 
$8,634,000.00 
$0.00 
Debt 
4
2017-08-10 
$10,000,000.00 
$10,000,000.00 
$0.00 
Equity, Debt 
3
2017-07-28 
$31,500,000.00 
$31,500,000.00 
$0.00 
Equity 
2
2016-03-11 
$21,555,000.00 
$21,555,000.00 
$0.00 
Debt 
1
2014-02-21 
$10,374,000.00 
$10,374,000.00 
$0.00 
Debt 
People
First Name
Middle Name
Last Name
Titles
Related Companies
MICHAEL 
 
ALTSCHULER 
EXECUTIVE OFFICER
IMPERIAL HOLDINGS, INC.   |  EMERGENT CAPITAL, INC.   |  COMVEST CAPITAL IV (LUXEMBOURG) FEEDER FUND SCSP   |  COMVEST CREDIT PARTNERS V (LUXEMBOURG) FEEDER FUND, SCSP   |  COMVEST CREDIT PARTNERS V (LUXEMBOURG) INTERMEDIATE FUND SCSP   |  COMVEST CREDIT PARTNERS V (LUXEMBOURG) BHC FEEDER FUND, SCSP   |  COMVEST CREDIT PARTNERS VI (LUXEMBOURG) FEEDER FUND, SCSP SICAV RAIF   |  COMVEST CREDIT PARTNERS VI (LUXEMBOURG) INTERMEDIATE FUND, SCSP SICAV RAIF   |  COMVEST CREDIT PARTNERS VI (LUXEMBOURG) MASTER FUND, SCSP SICAV RAIF   |  COMVEST CREDIT PARTNERS VII LEVERED (CAYMAN) FEEDER L.P.   |  COMVEST CREDIT PARTNERS VII (LUXEMBOURG) NON-TREATY FEEDER SCSP SICAV-RAIF   |  COMVEST CREDIT PARTNERS VII (LUXEMBOURG) INTERMEDIATE SCSP SICAV-RAIF   |  COMVEST CREDIT PARTNERS VII (LUXEMBOURG) FEEDER SCSP SICAV-RAIF   |  COMVEST CREDIT PARTNERS VII UNLEVERED ICAV, A SUB-FUND OF COMVEST CREDIT PARTNERS VII ICAV   |  COMVEST CREDIT PARTNERS VII LEVERED ICAV, A SUB-FUND OF COMVEST CREDIT PARTNERS VII ICAV   |  COMVEST CREDIT PARTNERS VII LEVERED MASTER SCSP SICAV-RAIF   |  COMVEST CREDIT PARTNERS VII MASTER SCSP SICAV-RAIF
PATRICK 
 
BRENNAN 
DIRECTOR
AGBOTIC INC   |  EMERGENT CAPITAL, INC.   |  EMERALD ISLAND OPPORTUNITIES FUND, LLC
PATRICK 
THOMAS 
BRENNAN 
EXECUTIVE OFFICER
EMERGENT CAPITAL, INC.   |  BRENNAN OPPORTUNITIES FUND I LP
JAMES 
 
CHADWICK 
DIRECTOR
IMPERIAL HOLDINGS, INC.   |  ANCORA CATALYST FUND LP   |  EMERGENT CAPITAL, INC.
MICHAEL 
 
CROW 
DIRECTOR
AURUM MINING, LLC   |  IMPERIAL HOLDINGS, INC.   |  EMERGENT CAPITAL, INC.
PATRICK 
 
CURRY 
DIRECTOR, EXECUTIVE OFFICER
EMERGENT CAPITAL, INC.   |  ABSURD:JOY, INC.
ANDREW 
 
DAKOS 
DIRECTOR
IMPERIAL HOLDINGS, INC.   |  EMERGENT CAPITAL, INC.
RICHARD 
 
DAYAN 
DIRECTOR
IMPERIAL HOLDINGS, INC.   |  EMERGENT CAPITAL, INC.
MATTHEW 
 
EPSTEIN 
DIRECTOR
EMERGENT CAPITAL, INC.
PHILLIP 
 
GOLDSTEIN 
DIRECTOR
IMPERIAL HOLDINGS, INC.   |  EMERGENT CAPITAL, INC.
GERALD 
 
HELLERMAN 
DIRECTOR
OLD MUTUAL EMERGING MANAGERS MASTER FUND, L.L.C.   |  OLD MUTUAL ABSOLUTE RETURN MASTER FUND, L.L.C.   |  IRONSIDES PARTNERS OPPORTUNITY OFFSHORE FUND LTD.   |  IMPERIAL HOLDINGS, INC.   |  EMERGENT CAPITAL, INC.
MATTHEW 
 
HOUK 
DIRECTOR
EMERGENT CAPITAL, INC.
MATTHEW 
D 
HOUK 
DIRECTOR
EMERGENT CAPITAL, INC.
JAMES 
 
HUA 
DIRECTOR
EMERGENT CAPITAL, INC.
ROBERT 
 
KNAPP 
DIRECTOR
AUTHENTIC RESPONSE, INC.   |  AFRICA OPPORTUNITY CAYMAN LTD   |  VERACITY WORLDWIDE LLC   |  EMERGENT CAPITAL, INC.
MIRIAM 
 
MARTINEZ 
EXECUTIVE OFFICER
IMPERIAL HOLDINGS, INC.   |  EMERGENT CAPITAL, INC.
ANTONY 
 
MITCHELL 
EXECUTIVE OFFICER, DIRECTOR
RAM POWER, CORP.   |  IMPERIAL HOLDINGS, INC.   |  EMERGENT CAPITAL, INC.
GILBERT 
 
NATHAN 
DIRECTOR
PERLE BIOSCIENCE, INC.   |  EMERGENT CAPITAL, INC.
RICHARD 
 
O-CONNELL 
EXECUTIVE OFFICER
IMPERIAL HOLDINGS, INC.   |  EMERGENT CAPITAL, INC.
CHRISTOPHER 
 
O-REILLY 
EXECUTIVE OFFICER
EMERGENT CAPITAL, INC.   |  CHOWDER, LLC
ROY 
 
PATTERSON 
DIRECTOR
ADVENTOS CORP   |  EMERGENT CAPITAL, INC.   |  FITZ ROY TF I, LLC   |  FITZ ROY TRF, LLC   |  FITZ ROY D1, LLC
JOSEPH 
 
SARACHEK 
DIRECTOR
EMERGENT CAPITAL, INC.
DAVID 
 
SASSO 
EXECUTIVE OFFICER
EMERGENT CAPITAL, INC.
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2019-02-15
D/A
Link
INSURANCE 
LIFE INSURANCE [6311] 
$25,000,001 - $100,000,000 
Debt 
2018-12-28 
2019-02-06
D/A
Link
INSURANCE 
LIFE INSURANCE [6311] 
$25,000,001 - $100,000,000 
Debt 
2018-12-28 
2019-01-11
D
Link
INSURANCE 
LIFE INSURANCE [6311] 
$25,000,001 - $100,000,000 
Debt 
2018-12-28 
2017-08-18
D
Link
OTHER 
LIFE INSURANCE [6311] 
$25,000,001 - $100,000,000 
Equity, Debt 
2017-08-10 
2017-08-10
D
Link
OTHER 
LIFE INSURANCE [6311] 
$25,000,001 - $100,000,000 
Equity 
2017-07-28 
2016-03-28
D
Link
OTHER 
LIFE INSURANCE [6311] 
$25,000,001 - $100,000,000 
Debt 
2016-03-11 
2014-03-06
D
Link
OTHER 
LIFE INSURANCE [6311] 
$25,000,001 - $100,000,000 
Debt 
2014-02-21 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
NONE
NONE
N/A
NONE
N/A
NONE
NONE
NONE
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