STERNE AGEE GROUP, INC.

Profile

Company Names

STERNE AGEE GROUP, INC.

Addresses

800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209

Phone Numbers

1-800-240-1438

 

Entity Type:

CORPORATION

Industry:

INVESTMENT BANKING, INVESTING

Year Incorporated:

> 5 years ago

State Incorporated:

DELAWARE

Total Amount Raised:

$30,575,871.00

Number of Funding Rounds:

5
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
5
2014-09-16 
$2,136,523.00 
INDEFINITE 
INDEFINITE 
Equity 
4
2012-11-14 
$6,285,000.00 
$7,200,000.00 
$915,000.00 
Equity 
3
2011-12-12 
$999,950.00 
$999,950.00 
$0.00 
Equity 
2
2011-02-07 
$3,420,604.00 
$3,500,000.00 
$79,396.00 
Equity 
1
2010-05-17 
$17,733,794.00 
$17,733,794.00 
$0.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
BRIAN 
K. 
BARZE 
EXECUTIVE OFFICER, DIRECTOR
STERNE AGEE GROUP, INC.
SHARON 
B. 
BELSWENGER 
EXECUTIVE OFFICER
STERNE AGEE GROUP, INC.
KELLY 
B. 
BOLVIG 
EXECUTIVE OFFICER
STERNE AGEE GROUP, INC.
CYNTHIA 
K. 
BROWN 
EXECUTIVE OFFICER
STERNE AGEE GROUP, INC.
JAY 
W. 
CARTER 
DIRECTOR
STERNE AGEE GROUP, INC.
JON 
 
COOPER 
DIRECTOR
THINIDENTITY CORP   |  STERNE AGEE GROUP, INC.   |  CERIA INC.
JON 
C. 
COOPER 
DIRECTOR
STERNE AGEE GROUP, INC.
LINDA 
M. 
DANIEL 
DIRECTOR, EXECUTIVE OFFICER
STERNE AGEE GROUP, INC.
JAMES 
F. 
DIXON, III 
DIRECTOR
STERNE AGEE GROUP, INC.
JODIE 
 
EZELL 
EXECUTIVE OFFICER
STERNE AGEE GROUP, INC.
CHAPELL 
H. 
HILL 
DIRECTOR
STERNE AGEE GROUP, INC.
CHAPPELL 
H. 
HILL 
DIRECTOR
STERNE AGEE GROUP, INC.
WILLIAM 
K 
HOLBROOK 
EXECUTIVE OFFICER
STERNE AGEE GROUP, INC.   |  MEDPASS HEALTH, LLC   |  MEDPROCTOR, LLC
WILLIAM 
K. 
HOLBROOK 
EXECUTIVE OFFICER, DIRECTOR
STERNE AGEE GROUP, INC.
JAMES 
S. 
HOLBROOK, JR. 
EXECUTIVE OFFICER, DIRECTOR
STERNE AGEE GROUP, INC.
ALONZO 
H. 
LEE, JR. 
DIRECTOR
STERNE AGEE GROUP, INC.
HENRY 
S. 
LYNN 
EXECUTIVE OFFICER, DIRECTOR
STERNE AGEE GROUP, INC.
HENRY 
S. 
LYNN, JR. 
DIRECTOR, EXECUTIVE OFFICER
STERNE AGEE GROUP, INC.
RYAN 
C. 
MEDO 
DIRECTOR
STERNE AGEE GROUP, INC.   |  RISING TIDE HOMES, LLC
ERIC 
D. 
NEEDLEMAN 
EXECUTIVE OFFICER, DIRECTOR
STERNE AGEE GROUP, INC.
ROBERT 
G. 
NUNZIATA 
DIRECTOR
STERNE AGEE GROUP, INC.   |  PINE COURT HOLDINGS, LLC
SAL 
A. 
NUNZIATA 
EXECUTIVE OFFICER, DIRECTOR
STERNE AGEE GROUP, INC.
B. 
CARL 
OWEN 
EXECUTIVE OFFICER
STERNE AGEE GROUP, INC.
JOE 
R. 
ROBERTS 
DIRECTOR
STERNE AGEE GROUP, INC.
JOE 
R. 
ROBERTS, JR. 
DIRECTOR
STERNE AGEE GROUP, INC.
WALTER 
S. 
ROBERTSON, III 
DIRECTOR
STERNE AGEE GROUP, INC.
WALTER 
A. 
RUCH, III 
DIRECTOR
STERNE AGEE GROUP, INC.
JON 
B. 
SANDERSON 
EXECUTIVE OFFICER, DIRECTOR
STERNE AGEE GROUP, INC.
BENJAMIN 
H. 
SLAUGHTER 
DIRECTOR
STERNE AGEE GROUP, INC.
CARROLL 
 
STEPHENS 
EXECUTIVE OFFICER
STERNE AGEE GROUP, INC.
HAROLD 
L. 
WAINWRIGHT, JR. 
DIRECTOR
STERNE AGEE GROUP, INC.
CHARLES 
 
WHITE 
DIRECTOR
TAMI MACRO FUND L P   |  STERNE AGEE GROUP, INC.   |  HISB CORPORATION, INC.   |  COMMUNITY NATIONAL CORP /TN
CHARLES 
R. 
WHITE 
DIRECTOR
STERNE AGEE GROUP, INC.
CHARLES 
R. 
WHITE, JR. 
DIRECTOR
STERNE AGEE GROUP, INC.
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2014-10-01
D
Link
INVESTMENT BANKING 
 
DECLINE TO DISCLOSE 
Equity 
2014-09-16 
2012-11-27
D
Link
INVESTMENT BANKING 
 
DECLINE TO DISCLOSE 
Equity 
2012-11-14 
2011-12-23
D
Link
INVESTMENT BANKING 
 
DECLINE TO DISCLOSE 
Equity 
2011-12-12 
2011-02-18
D
Link
INVESTMENT BANKING 
 
DECLINE TO DISCLOSE 
Equity 
2011-02-07 
2010-05-28
D
Link
INVESTING 
 
NOT APPLICABLE 
Equity 
2010-05-17 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#