HARBERT VALUE OFFSHORE FUND, LTD.

Profile

Company Names

HARBERT VALUE OFFSHORE FUND, LTD.

Addresses

INTERTRUST CORPORATE SERVICES (CAYMAN) L, 190 ELGIN AVENUE, GEORGE TOWN, GRAND CAYMAN, E9 KY1-9005

ELIAN FIDUCIARY SERVICES CAYMAN LTD., 190 ELGIN AVENUE, GEORGE TOWN, GRAND CAYMAN, E9 KY1-9005

ELIAN FIDUCIARY SERVICES CAYMAN LTD., 89 NEXUS WAY, CAMANA BAY, GRAND CAYMAN, E9 KY1-9007

C/O HARBERT VALUE FUND GP, LLC, 2100 THIRD AVENUE NORTH, SUITE 600, BIRMINGHAM, AL 35203

C/O HEDGESERV LIMITED, 75 ST. STEPHENS GREEN, 2ND FLOOR, DUBLIN 2, L2 00000

C/O INTERNATIONAL FUND SERVICES, 3RD FLOOR, BISHOPS SQUARE, REDMONDS HILL, DUBLIN 2, L2 00000

Phone Numbers

011-3531-707-5287
011-3531-234-1000
205-987-5500

 

Entity Type:

OTHER

Industry:

HEDGE FUND

Year Incorporated:

> 5 years ago

State Incorporated:

CAYMAN ISLANDS

Total Amount Raised:

$27,927,260.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2010-04-01 
$27,927,260.00 
INDEFINITE 
INDEFINITE 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
MARTIN 
BYRNE 
DIRECTOR
MARK 
 
COOK 
DIRECTOR
HEALTHCOR OFFSHORE LTD   |  HEALTHCOR HYBRID OFFSHORE LTD   |  CREDIT SUISSE GTAA GLOBAL MACRO FUND, LTD.   |  CREDIT SUISSE DOLLAR SENIOR LOAN FUND, LTD.   |  PERRY PARTNERS INTERNATIONAL, INC. (RELATING TO CLASS F SHARES + CLASS H SHARES)   |  SEIX CREDIT OPPORTUNITIES OFFSHORE FUND, LTD.   |  CREDIT SUISSE CANDLEWOOD SPECIAL SITUATIONS FUND LTD.   |  PERRY PARTNERS INTERNATIONAL, INC. (RELATING TO CLASS 2 TRANCHE F SHARES + CLASS 2 TRANCHE H SHARES)   |  PERRY GRF FUND, LTD.   |  CREDIT SUISSE QUEST US MARKET NEUTRAL FUND, LTD.   |  PERRY PARTNERS INTERNATIONAL, INC. (RELATING TO CLASS 2 TRANCHE F, H, K, L, O + P SHARES)   |  BELL POINT CREDIT OPPORTUNTIES OVERSEAS FUND, LTD.   |  LIBREMAX OFFSHORE FUND, LTD.   |  PERRY PARTNERS INTERNATIONAL, INC. (RELATING TO CLASS 2 TRANCHE F, H, K, L, O, P + Q SHARES)   |  STONE LION FUND LP   |  CANDLEWOOD SPECIAL SITUATIONS FUND LTD.   |  STONE LION FUND LTD.   |  KEPOS ALPHA FUND LTD.   |  WPD PISTACHIO, LLC   |  PERRY CTRPF, LTD.   |  PERRY CTRPF II, LTD.   |  DOUBLELINE CAYMAN MULTI-ASSET GROWTH FUND I LTD   |  HEALTHCOR LONG OFFSHORE FUND, LTD.   |  CZ EQUILIBRIA UK FUND LTD   |  CREDIT SUISSE MERGER ARBITRAGE LIQUID INDEX FUND, LTD.   |  CBAM RESOLUTE FUND LTD.   |  CBAM INTREPID FUND LTD.   |  Z CLASS ACCESS FUND (ONSHORE), L.P.   |  BOGLE OFFSHORE INVESTMENT FUND LTD   |  BOGLE WORLD OFFSHORE FUND, LTD.   |  BOGLE OFFSHORE OPPORTUNITY FUND, LTD.   |  CLOVIS CAPITAL PARTNERS (CAYMAN), LTD.   |  HARBINGER CAPITAL PARTNERS OFFSHORE FUND II, LTD.   |  MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF + FOR THE ACCOUNT OF MDFLTD/HF MARCH 2009 SEGREGATED PORTFOLIO   |  MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF + FOR THE ACCOUNT OF MPPLTD/MARCH 2009 SEGREGATED PORTFOLIO   |  MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF + FOR THE ACCOUNT OF MDFLTD/ETON PARK MARCH 2009 SEGREGATED PORTFOLIO   |  MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF + FOR THE ACCOUNT OF MDFLTD/CERBERUS MARCH 2009 SEGREGATED PORTFOLIO   |  MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF + FOR THE ACCOUNT OF MDFLTD/KENSICO MARCH 2009 SEGREGATED PORTFOLIO   |  MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF + FOR THE ACCOUNT OF MDEF/RSBM SEGREGATED PORTFOLIO   |  MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF + FOR THE ACCOUNT OF MDFLTD/RSBM SEGREGATED PORTFOLIO   |  MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF + FOR THE ACCOUNT OF MDFLTD/HARBINGER JUNE 2009 SEGREGATED PORTFOLIO   |  MDF SPECIAL INVESTMENTS SPC, LTD. ON BEHALF OF + FOR THE ACCOUNT OF MDEF JUNE 2011 SEGRETATED PORTFOLIO   |  CANDLEWOOD STRUCTURED CREDIT HARVEST FUND, LTD   |  TEKNE OFFSHORE FUND, LTD.   |  MERIDIAN DIVERSIFIED FUND LTD   |  HARBERT EVENT OPPORTUNITIES OFFSHORE FUND, LTD.   |  ENGAGED CAPITAL I OFFSHORE LTD   |  BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD.   |  KAMUNTING STREET OFFSHORE FUND, LTD.   |  MERIDIAN DIVERSIFIED ERISA FUND LTD   |  HOPLITE OFFSHORE FUND, LTD   |  MDF SPECIAL INVESTMENTS SPC LTD - MDF SI 2008 SEGREGATED PORTFOLIO   |  BOGLE OFFSHORE OPPORTUNITY FUND I, LTD.   |  CANDLEWOOD SPECIAL SITUATIONS FUND, LTD.   |  MERIDIAN CAPITAL FUND, LTD   |  KEPOS EXOTIC BETA FUND LTD.   |  KAMUNTING STREET SPECIAL OPPORTUNITY OFFSHORE FUND, LTD.   |  TOLIS INVESTMENT STRATEGIES LTD.   |  GRAND SLAM CAPITAL OFFSHORE FUND, LTD.   |  BLACKGOLD OPPORTUNITIES OFFSHORE FUND, LTD   |  SKYTOP FUND LTD.   |  HOPLITE OFFSHORE FUND, LTD.   |  ALEUTIAN FUND, LTD.   |  BOGLE OFFSHORE OPPORTUNITY FUND II, LTD.   |  TIDE POINT OFFSHORE FUND, LTD.   |  BLACKGOLD OPPORTUNITY OFFSHORE FUND, LTD   |  TBC OFFSHORE LTD.   |  ALEUTIAN FUND 2, LTD.   |  BLUE JAY HEALTH SCIENCES FUND, LTD.   |  ENGAGED CAPITAL II OFFSHORE, LTD.   |  CANDLEWOOD CONSTELLATION SPC LTD.   |  HARBERT VALUE OFFSHORE FUND, LTD.   |  VV CAPITAL INTERNATIONAL, LTD.   |  ENGAGED CAPITAL FLAGSHIP FUND, LTD.   |  CANAAN VALLEY CAPITAL FUND (OFFSHORE) LTD.   |  TEKNE LONG ONLY OFFSHORE FUND, LTD.   |  DHALION INTERNATIONAL LTD.   |  KEPOS TREND STRATEGY FUND LTD.   |  PALOMINO FUND LTD.   |  BLACKMOOR OWNERSHIP HOLDINGS LTD   |  MEDALIST PARTNERS HARVEST FUND, LTD   |  KEPOS SPECIAL OPPORTUNITIES FUND LTD.   |  PARKMAN HP OFFSHORE FUND LTD.   |  ATALAN OFFSHORE FUND, LTD.   |  SIX COLUMNS OFFSHORE FUND, LTD.   |  CLADRIUS INTERNATIONAL LTD.   |  CARTENNA FUND LTD   |  KEPOS INSTITUTIONAL OPPORTUNITIES FUND LTD.   |  KEPOS CARBON TRANSITION FUND LTD.   |  MEDALIST PARTNERS HARVEST SPV LTD   |  KEPOS CARBON ALLOWANCE FUND LTD.   |  ZEBRA CO-INVEST LP /X0   |  COMMODORE CAPITAL OFFSHORE LTD.   |  KEPOS CARBON EVOLUTION FUND LTD.   |  QSEMBLE OFFSHORE LTD.   |  BORNITE COMMODITIES + INDUSTRIALS OFFSHORE FUND LTD.   |  ESTUARY OFFSHORE FUND LTD.   |  IBEX ISRAEL FUND (OFFSHORE) LTD.   |  GHO CAPITAL IV SMA 3 LP   |  GHO CAPITAL IV EUR LP   |  GHO CAPITAL IV USD LP   |  CUATRO CO-INVEST LP   |  REDLOCK CAPITAL FUND I (OFFSHORE) LP   |  REDLOCK CAPITAL FUND I LP
IAN 
 
GOODALL 
DIRECTOR
BENNETT LAWRENCE OFFSHORE LTD   |  IRONWOOD INTERNATIONAL LTD   |  ARTIS PARTNERS 2X LTD   |  SEVEN BRIDGES OFFSHORE FUND LTD   |  CHATHAM ASSET HIGH YIELD OFFSHORE FUND LTD   |  PARTNER INSTITUTIONAL FUND LTD   |  SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD   |  HOPLITE OFFSHORE FUND, LTD   |  TRACER CAPITAL OFFSHORE FUND LTD   |  LATTANZIO CHEN OFFSHORE LTD   |  IRONWOOD INSTITUTIONAL LTD   |  DIGITAL CENTURY AGGRESSIVE GROWTH OFFSHORE FUND LTD   |  CHATHAM ASSET LEVERAGED LOAN OFFSHORE FUND LTD   |  WD OFFSHORE FUND, LTD.   |  ARTIS AGGRESSIVE GROWTH LTD   |  ARTIS PARTNERS LTD   |  CLOVIS CAPITAL PARTNERS (CAYMAN) LTD   |  2100 CAPITAL MANAGED FUTURES MASTER FUND LTD   |  PFM HEALTHCARE OFFSHORE FUND LTD   |  PFM DIVERSIFIED OFFSHORE FUND LTD   |  PFM TECHNOLOGY OFFSHORE FUND LTD   |  ALEUTIAN FUND, LTD.   |  HIPPOCRATES OFFSHORE FUND LTD.   |  SUNBEAM OPPORTUNITIES OFFSHORE S.A.   |  2100 CAPITAL MANAGED FUTURES OFFSHORE FUND LTD.   |  GEOLOGIC RESOURCE FUND LTD   |  BROWNSTONE PARTNERS CATALYST FUND, LTD.   |  CREDIT DISTRESSED BLUE LINE OFFSHORE FUND, LTD.   |  PFM SELECT OFFSHORE FUND, LTD.   |  SUN VALLEY GOLD INTERNATIONAL LTD   |  HARBINGER CAPITAL PARTNERS OFFSHORE FUND II, LTD.   |  FARALLON CAPITAL OFFSHORE INVESTORS, INC.   |  HIGHFIELDS CAPITAL LTD   |  SIRIOS OVERSEAS FUND LTD   |  LONGBOW CAPITAL INTERNATIONAL FUND, LTD.   |  KAMUNTING STREET OFFSHORE FUND, LTD.   |  TPG-AXON PARTNERS (OFFSHORE), LTD.   |  PERSHING SQUARE INTERNATIONAL, LTD.   |  EACM ABSOLUTE RETURN FUND, LTD.   |  MILLENNIUM INTERNATIONAL, LTD.   |  DIGITAL CENTURY AGGRESSIVE GROWTH OFFSHORE FUND, LTD.   |  LONGBOW INFRASTRUCTURE, LTD.   |  CLOVIS CAPITAL PARTNERS (CAYMAN), LTD.   |  CAPSTONE VOL (OFFSHORE) LTD   |  GEOLOGIC RESOURCE OPPORTUNITIES FUND LTD   |  RIVA RIDGE OVERSEAS FUND, LTD.   |  ARIA PARTNERS (CAYMAN) LTD   |  BASSWOOD OPPORTUNITY FUND, INC.   |  CAVALRY TECHNOLOGY OFFSHORE LTD   |  CAVALRY CAPITAL APPRECIATION OFFSHORE LTD   |  CAVALRY TECHNOLOGY INSTITUTIONAL LTD   |  CHATHAM ASSET PARTNERS SPECIAL SITUATIONS OFFSHORE FUND, LTD.   |  CAVALRY MARKET NEUTRAL INSTITUTIONAL LTD.   |  CAVALRY MARKET NEUTRAL OFFSHORE LTD.   |  HARBERT VALUE OFFSHORE FUND, LTD.   |  SUN VALLEY GOLD INTERNATIONAL, LTD.   |  PERELLA WEINBERG PARTNERS XERION OFFSHORE FUND, LTD.   |  PFM DIVERSIFIED OFFSHORE FUND A.I., LTD.   |  CG LONG BIASED OFFSHORE FUND, LTD.   |  NEZU CYCLICALS PARTNERS, L.P.   |  NEZU ASIA U.S. PARTNERS, L.P.   |  HARBERT EVENT OPPORTUNITIES OFFSHORE FUND, LTD.   |  OZ ELS OVERSEAS FUND, LTD.   |  YIELD STRATEGIES FUND II, LTD.   |  PINEBANK CATALYST FUND, LTD.   |  2100 XENON MANAGED FUTURES MASTER FUND LTD   |  2100 XENON MANAGED FUTURES OFFSHORE FUND LTD.   |  CAPSTONE ALTUM CREDIT FUND, LTD.   |  HUTCHIN HILL CAPITAL OFFSHORE FUND, LTD.   |  NOKOMIS CAPITAL OFFSHORE FUND, LTD.   |  ARTIS CLEAN TECH PARTNERS LTD.   |  OZ ASIA OVERSEAS INSTITUTIONAL FUND, LTD.   |  BASSWOOD ENHANCED LONG SHORT FUND LTD.   |  PSAM WORLDARB FUND LTD   |  PSAM MERGER FUND LTD   |  REBOUND FUND LTD.   |  ALTUM CREDIT FUND, LTD.   |  LONGBOW FOCUS, LTD.   |  ALPINE HERITAGE OFFSHORE FUND LTD.   |  MILLENNIUM STRATEGIC CAPITAL, LTD.   |  NOKOTA CAPITAL OFFSHORE FUND, LTD.   |  NGA INSTITUTIONAL LIBOR FEEDER FUND LTD   |  NGA CAPITAL FEEDER FUND L.P.   |  CPP-2012-1 FUND LTD   |  SOSNOWSKI OFFSHORE FUND, LTD.   |  NGA INSTITUTIONAL LIBOR FUND LTD   |  OZ OVERSEAS FUND LTD   |  CHATHAM ASSET HIGH YIELD OFFSHORE FUND, LTD.   |  OZ GLOBAL SPECIAL INVESTMENTS LTD   |  OZ OVERSEAS INSTITUTIONAL FUND LTD   |  OZ EUROPE OVERSEAS INSTITUTIONAL FUND LTD   |  OZ OVERSEAS FUND II, LTD.   |  OZ EUROPE OVERSEAS FUND, LTD.   |  OZ ASIA OVERSEAS FUND, LTD.   |  OZ EUROPE OVERSEAS FUND II, LTD   |  OZ GC OPPORTUNITIES OVERSEAS FUND, LTD.   |  OZ ESC OVERSEAS FUND, LTD.   |  OZ EQUITY LONG-SHORT OVERSEAS FUND, LTD.   |  OZ GLOBAL EQUITIES OVERSEAS FUND, LTD.   |  MARCH ONE CAPITAL PARTNERS, LTD.   |  PWP ALPHA EUROPE OFFSHORE FUND LTD.   |  OZ ENHANCED OVERSEAS FUND, LTD.   |  OZ ENHANCED OVERSEAS INSTITUTIONAL FUND, LTD.   |  BASSWOOD FINANCIAL FUND, INC.   |  PS V INTERNATIONAL, LTD.   |  GRAND SLAM CAPITAL OFFSHORE FUND, LTD.   |  HUTCHIN HILL DIVERSIFIED ALPHA MASTER FUND LTD   |  PWP GLOBAL MACRO OFFSHORE FUND LTD.   |  HOPLITE OFFSHORE FUND, LTD.   |  MELLON FIRST PRINCIPLE FUND, LTD.   |  OZ GLOBAL EQUITY OPPORTUNITIES OVERSEAS FUND, LTD.   |  CLASS D SEGREGATED PORTFOLIO OF FORT GLOBAL OFFSHORE, SPC   |  ALEUTIAN FUND 2, LTD.   |  CAPSTONE VOL (OFFSHORE) LTD.   |  NOMURA JAPAN DUAL ALPHA FUND, LTD.   |  PWP ALPHA EUROPE LONG ONLY OFFSHORE FUND LTD.   |  PWP DIVERSIFIED EQUITIES OFFSHORE FUND LTD.   |  BATTERY PARK HIGH YIELD OPPORTUNITY OFFSHORE FUND LTD   |  SIRIOS LIQUID ALTERNATIVES FUND, LTD.   |  NGA CAPITAL FEEDER FUND LTD   |  CAVALRY OPPORTUNITY OFFSHORE FUND, LTD.   |  MN XENON MANAGED FUTURES MASTER FUND LTD.   |  MN XENON MANAGED FUTURES OFFSHORE FUND LTD.   |  SYLEBRA CAPITAL PARTNERS (ONSHORE), LTD.   |  SYLEBRA CAPITAL PARTNERS (OFFSHORE), LTD.   |  BCM SELECT EQUITY I OFFSHORE, LTD   |  BCM SELECT EQUITY I ONSHORE, LTD   |  GRT TOPAZ OFFSHORE PARTNERS, LTD.   |  AXON JAPAN OPPORTUNITIES FUND (OFFSHORE), LTD.   |  CLASS C SEGREGATED PORTFOLIO OF FORT GLOBAL OFFSHORE, SPC   |  LTE PARTNERS, LTD.   |  BASSWOOD CO-INVESTMENT PARTNERS, LTD.   |  CLASS F SEGREGATED PORTFOLIO OF FORT GLOBAL OFFSHORE, SPC   |  BASSWOOD CO-INVESTMENT FUND, LTD.   |  GARNET ABSOLUTE RETURN FUND, LTD.   |  BLACKGOLD OPPORTUNITY OFFSHORE FUND, LTD   |  AXON PARTNERS (OFFSHORE), LTD.   |  FIRST PRINCIPLE FUND, LTD.   |  FCOI II CURRENCY CLASS FUND, LTD.   |  CLASS C SEGREGATED PORTFOLIO OF FORT GLOBAL OFFSHORE FUND, SPC   |  CLASS D SEGREGATED PORTFOLIO OF FORT GLOBAL OFFSHORE FUND, SPC   |  CLASS F SEGREGATED PORTFOLIO OF FORT GLOBAL OFFSHORE FUND, SPC   |  JCP INVESTMENT PARTNERSHIP II, OFFSHORE LTD.   |  WMQS GLOBAL EQUITY ACTIVE EXTENSION OFFSHORE FUND, LTD.   |  SCULPTOR OVERSEAS FUND, LTD.   |  SCULPTOR OVERSEAS INSTITUTIONAL FUND, LTD.   |  SCULPTOR OVERSEAS FUND II, LTD.   |  SCULPTOR GC OPPORTUNITIES OVERSEAS FUND, LTD.   |  OZ ENHANCED OVERSEAS FUND, LTD. D/B/A SCULPTOR ENHANCED OVERSEAS FUND, LTD.   |  SCULPTOR ENHANCED OVERSEAS INSTITUTIONAL FUND, LTD.   |  WMA INTERNATIONAL EQUITY 130/30 OFFSHORE FUND, LTD.   |  WMA US EQUITY 130/30 OFFSHORE FUND, LTD.   |  BASSWOOD FINANCIAL LONG ONLY FUND, L.P.   |  BASSWOOD FINANCIAL LONG ONLY FUND, LTD.
-- 
-- 
HARBERT VALUE FUND GP, LLC 
EXECUTIVE OFFICER, PROMOTER
JOHN 
H. 
MCCULLOUGH 
DIRECTOR
JOHN 
W. 
MCCULLOUGH 
DIRECTOR, EXECUTIVE OFFICER
HARBERT EMERGING MARKETS FUND LP   |  HARBERT EVENT OPPORTUNITIES FUND, L.P.   |  HARBERT VALUE FUND LP   |  HARBERT VALUE FUND, LP   |  HARBERT STRATEGIC COMMODITIES FUND, L.P.   |  FIRST UNITED CORP/MD/   |  FIRST UNITED STATUTORY TRUST III   |  HARBERT EVENT OPPORTUNITIES OFFSHORE FUND, LTD.   |  HARBERT EUROPEAN REAL ESTATE FUND III, L.P.   |  HARBERT EUROPEAN REAL ESTATE FUND III (ALBERTA), L.P.   |  HARBERT CREDIT OPPORTUNITIES FUND, LP   |  HARBERT UNITED STATES REAL ESTATE FUND IV LP   |  HARBERT VALUE OFFSHORE FUND, LTD.   |  HARBERT COMMODITIES FUND, LP   |  HARBERT ASIAN OPPORTUNITIES FUND, LP   |  HARBERT MACRO FUND, LP   |  HARBERT PRIVATE EQUITY FUND III, L.P.   |  HARBERT PRIVATE EQUITY FUND III, L.P.   |  HARBERT MICROCAP PARTNERS FUND, LP   |  HARBERT U.S. REAL ESTATE FUND VI FEEDER, L.P.   |  HARBERT SENIOR HOUSING I, LLC   |  HARBERT EUROPEAN GROWTH CAPITAL FUND II, SCSP   |  HARBERT SPECIAL OPPORTUNITY FUND, LP   |  HARBERT UNITED STATES REAL ESTATE FUND VII, L.P.   |  HARBERT U.S. REAL ESTATE FUND VII FEEDER, L.P.   |  HARBERT CH ARIZONA INVESTOR, LP   |  HARBERT SENIORS HOUSING II, LLC   |  HSH II UPPER REIT, LLC   |  HARBERT INFRASTRUCTURE FUND VI, LP   |  HARBERT GROWTH PARTNERS V, L.P.   |  HARBERT POWER FUND VII, LP   |  HPF VII PARALLEL FUND, LP   |  HARBERT JUSTICE CO-INVESTOR, LP   |  HARBERT JUSTICE CO-INVESTOR B, LP   |  HARBERT GROWTH PARTNERS VI, L.P.   |  HPF VII PARALLEL FUND II, LP   |  VESTA CO-INVEST, L.P.
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D/A
HEDGE FUND 
 
 
Equity 
2010-04-01 
D/A
HEDGE FUND 
 
 
Equity 
2010-04-01 
D/A
HEDGE FUND 
 
 
Equity 
2010-04-01 
D/A
HEDGE FUND 
 
 
 
2010-04-01 
D/A
HEDGE FUND 
 
 
 
2010-04-01 
D/A
HEDGE FUND 
 
 
 
2010-04-01 
D/A
HEDGE FUND 
 
 
 
2010-04-01 
D/A
HEDGE FUND 
 
 
 
2010-04-01 
D
HEDGE FUND 
 
 
 
2010-04-01 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
HMC INVESTMENTS, INC.