CAPITAL ALLIANCE, LLC

Profile

Company Names

CAPITAL ALLIANCE, LLC
CALLIANCE REALTY FUND, LLC
CALLIANCE REALTY FUND, LLC - ADVISORS MORTGAGE DIVISION

Addresses

1108 FIFTH AVE., SUITE 202, SAN RAFAEL, CA 94901

900 MISSION AVE., SUITE B, SAN RAFAEL, CA 94901

900 MISSION AVENUE, SUITE B, SAN RAFAEL, CA 94901

100 PINE STREET, SUITE 2450, SAN FRANCISCO, CA 94111

Phone Numbers

(415) 288-9575

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

POOLED INVESTMENT FUND, OTHER INVESTMENT FUND

Year Incorporated:

2005

State Incorporated:

DELAWARE

Total Amount Raised:

$9,162,314.00

Number of Funding Rounds:

6
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
6
2019-12-13 
$210,000.00 
$10,000,000.00 
$9,790,000.00 
Equity 
5
2018-10-01 
$80,000.00 
$5,000,000.00 
$4,920,000.00 
Debt 
4
2016-09-16 
$25,000.00 
$10,000,000.00 
$9,975,000.00 
Debt 
3
2011-05-10 
$1,050,000.00 
$25,000,000.00 
$23,950,000.00 
Debt 
2
2010-10-12 
$50,000.00 
$50,000,000.00 
$49,950,000.00 
Equity 
1
2006-03-01 
$7,747,314.00 
$30,000,000.00 
$22,252,686.00 
 
People
First Name
Middle Name
Last Name
Titles
Related Companies
WILLIAM 
W. 
AUBREY 
EXECUTIVE OFFICER
ATTN: DENNIS KONCZAL 
 
CAPITAL ALLIANCE ADVISORS, INC. 
DIRECTOR
ATTN: DENNIS KONCZAL 
 
CAPITAL ALLIANCE ADVISORS, INC., A CA CORP. 
DIRECTOR
ATTN: DENNIS KONCZAL 
 
CAPITAL ALLIANCE ADVISORS, INC., A CALIFORNIA CORPORATION 
DIRECTOR
DENNIS 
R. 
KONCZAL 
EXECUTIVE OFFICER, PROMOTER
J.R. 
 
SANDELL 
EXECUTIVE OFFICER
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D
POOLED INVESTMENT FUND 
 
 
Equity 
2019-12-13 
D
POOLED INVESTMENT FUND 
 
 
Debt 
2018-10-01 
D
POOLED INVESTMENT FUND 
 
 
Debt 
2016-09-16 
D/A
POOLED INVESTMENT FUND 
 
 
Debt 
2011-05-10 
D/A
POOLED INVESTMENT FUND 
 
 
Debt 
2011-05-10 
D/A
POOLED INVESTMENT FUND 
 
 
Debt 
2011-05-10 
D
POOLED INVESTMENT FUND 
 
 
Debt 
2011-05-10 
D
OTHER INVESTMENT FUND 
 
 
Equity 
2010-10-12 
D
OTHER INVESTMENT FUND 
 
 
 
2006-03-01 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
WHITEHALL-PARKER SECURITIES
WHITEHALL-PARKER SECURITIES
WHITEHALL-PARKER SECURITIES, INC.
WHITEHALL-PARKER SECURITIES, INC.
OAK TREE SECURITIES, INC.
OAK TREE SECURITIES, INC.
OAK TREE SECURITIES, INC.
OAK TREE SECURITIES, INC.
GREAT CIRCLE FINANCIAL
GREAT CIRCLE FINANCIAL
NONE
NONE
WHITEHALL-PARKER SECURITIES, INC.
NONE
NONE
OAK TREE SECURITIES, INC.
NONE
NONE
GREAT CIRCLE FINANCIAL
NONE
NONE
NEWPORT COAST SECURITIES, INC.
NONE
NONE
NEWPORT COAST SECURITIES
STEPHEN MEURIS
NEWPORT COAST SECURITIES, INC.
NONE
NONE
AMERICAN INVESTORS COMPANY
38
NONE
NONE
FOOTHILL SECURITIES
CARY L. OLSO
GREAT CIRCLE FINANCIAL, INC.