CARY STREET PARTNERS FINANCIAL LLC

Profile

Company Names

CARY STREET PARTNERS FINANCIAL LLC
LUXON FINANCIAL LLC
CARY STREET PARTNERS HOLDINGS, LLC

Addresses

901 EAST BYRD STREET, SUITE 1001, RICHMOND, VA 23219

1210 EAST CARY ST., STE 300, RICHMOND, VA 23219

Phone Numbers

804-340-8100

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

OTHER BANKING AND FINANCIAL SERVICES, INVESTMENT BANKING

Year Incorporated:

> 5 years ago

State Incorporated:

VIRGINIA

Total Amount Raised:

$48,330,129.00

Number of Funding Rounds:

13
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
13
2024-06-14 
$1,841,137.00 
$1,841,137.00 
$0.00 
Equity 
12
2023-04-26 
$1,250,000.00 
$1,525,000.00 
$275,000.00 
Equity 
11
2022-07-15 
$600,015.00 
$600,015.00 
$0.00 
Equity 
10
2022-06-30 
$27,965,000.00 
$27,965,000.00 
$0.00 
Equity 
9
2022-04-15 
$958,000.00 
$958,000.00 
$0.00 
Equity 
8
2021-06-25 
$300,000.00 
$300,000.00 
$0.00 
Equity 
7
2020-06-30 
$2,250,000.00 
$2,250,000.00 
$0.00 
Equity 
6
2019-04-30 
$2,724,863.00 
$2,724,863.00 
$0.00 
Equity 
5
2019-03-07 
$3,469,513.00 
$3,500,000.00 
$30,487.00 
Equity 
4
2017-08-11 
$1.00 
$1.00 
$0.00 
Equity 
3
2014-09-03 
$4,106,400.00 
$5,000,000.00 
$893,600.00 
Debt 
2
2013-02-27 
$1,365,200.00 
$7,000,000.00 
$5,634,800.00 
Equity 
1
2009-11-13 
$1,500,000.00 
$7,500,000.00 
$6,000,000.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
A. 
MARSHALL 
ACUFF 
DIRECTOR
CARY STREET PARTNERS HOLDINGS, LLC
MARSHALL 
A 
ACUFF 
DIRECTOR
CARY STREET PARTNERS HOLDINGS, LLC
WALTER 
D. 
BAYNE 
EXECUTIVE OFFICER, DIRECTOR
CARY STREET PARTNERS HOLDINGS, LLC   |  LUXON FINANCIAL LLC   |  CARY STREET PARTNERS FINANCIAL LLC   |  CSP PARENT LLC
ANSON 
H. 
BEARD 
EXECUTIVE OFFICER, DIRECTOR
CARY STREET PARTNERS HOLDINGS, LLC   |  LUXON FINANCIAL LLC   |  CARY STREET PARTNERS FINANCIAL LLC
JOSEPH 
M 
BROWER 
EXECUTIVE OFFICER
CARY STREET PARTNERS HOLDINGS, LLC
JOSEPH 
M. 
BROWER 
DIRECTOR, EXECUTIVE OFFICER
CARY STREET PARTNERS HOLDINGS, LLC
KIP 
R 
CAFFEY 
EXECUTIVE OFFICER, DIRECTOR
CARY STREET PARTNERS HOLDINGS, LLC
KIP 
R. 
CAFFEY 
EXECUTIVE OFFICER, DIRECTOR
CARY STREET GLOBAL GROWTH FUND, L.P.   |  JEFFERSON GLOBAL GROWTH FUND, L.P.   |  CARY STREET PARTNERS HOLDINGS, LLC
MAX 
C. 
CHAPMAN JR. 
DIRECTOR
LUXON FINANCIAL LLC   |  CARY STREET PARTNERS FINANCIAL LLC
HSUEH-LIANG 
 
CHEN 
EXECUTIVE OFFICER
CARY STREET PARTNERS HOLDINGS, LLC   |  LUXON FINANCIAL LLC   |  CARY STREET PARTNERS FINANCIAL LLC
SEAN 
P. 
CRAWFORD 
EXECUTIVE OFFICER
CARY STREET PARTNERS HOLDINGS, LLC
WESLEY 
 
GALLUP 
EXECUTIVE OFFICER
CARY STREET PARTNERS FINANCIAL LLC
WESLEY 
H. 
GALLUP 
EXECUTIVE OFFICER
CARY STREET PARTNERS FINANCIAL LLC
MARK 
M 
GAMBILL 
DIRECTOR
CARY STREET PARTNERS HOLDINGS, LLC
MARK 
M. 
GAMBILL 
EXECUTIVE OFFICER, DIRECTOR
CARY STREET GLOBAL GROWTH FUND, L.P.   |  JEFFERSON GLOBAL GROWTH FUND, L.P.   |  CARY STREET PARTNERS HOLDINGS, LLC
PAIGE 
W. 
GARRIGAN 
EXECUTIVE OFFICER
CARY STREET PARTNERS FINANCIAL LLC
PALMER 
P 
GARSON 
EXECUTIVE OFFICER, DIRECTOR
CARY STREET PARTNERS HOLDINGS, LLC
PALMER 
P. 
GARSON 
DIRECTOR
XENITH CORP   |  XENITH BANKSHARES, INC.   |  CARY STREET GLOBAL GROWTH FUND, L.P.   |  JEFFERSON GLOBAL GROWTH FUND, L.P.   |  CARY STREET PARTNERS HOLDINGS, LLC
BENJAMIN 
C. 
HALLIBURTON 
EXECUTIVE OFFICER, DIRECTOR
LUXON FINANCIAL LLC   |  CARY STREET PARTNERS FINANCIAL LLC
RICHARD 
M. 
HAZEL 
DIRECTOR
CARY STREET PARTNERS FINANCIAL LLC
THOMAS 
O. 
HERRICK 
EXECUTIVE OFFICER
CARY STREET PARTNERS HOLDINGS, LLC   |  LUXON FINANCIAL LLC   |  CARY STREET PARTNERS FINANCIAL LLC
TIMOTHY 
 
LEATH 
EXECUTIVE OFFICER, DIRECTOR
CARY STREET PARTNERS HOLDINGS, LLC   |  CARY STREET GLOBAL GROWTH FUND, L.P.   |  JEFFERSON GLOBAL GROWTH FUND, L.P.
WENDY 
G. 
ROGERS 
DIRECTOR
LUXON FINANCIAL LLC   |  CARY STREET PARTNERS FINANCIAL LLC
MATTHEW 
L. 
RUBIN 
EXECUTIVE OFFICER
CARY STREET PARTNERS FINANCIAL LLC
JOSEPH 
R. 
SCHMUCKLER 
EXECUTIVE OFFICER, DIRECTOR
CARY STREET PARTNERS HOLDINGS, LLC   |  LUXON FINANCIAL LLC   |  CARY STREET PARTNERS FINANCIAL LLC   |  CSP PARENT LLC
DERRON 
 
SLONECKER 
DIRECTOR
CARY STREET PARTNERS FINANCIAL LLC
DERRON 
S. 
SLONECKER 
DIRECTOR
CARY STREET PARTNERS FINANCIAL LLC
BRIAN 
E. 
SMITH 
DIRECTOR
CARY STREET PARTNERS HOLDINGS, LLC
ELIZABETH 
L. 
STAGG 
EXECUTIVE OFFICER
CARY STREET PARTNERS FINANCIAL LLC
DOUGLAS 
G 
STEWART 
EXECUTIVE OFFICER, DIRECTOR
CARY STREET PARTNERS HOLDINGS, LLC
DOUGLAS 
G. 
STEWART 
EXECUTIVE OFFICER, DIRECTOR
CARY STREET GLOBAL GROWTH FUND, L.P.   |  JEFFERSON GLOBAL GROWTH FUND, L.P.   |  CARY STREET PARTNERS HOLDINGS, LLC   |  LUXON FINANCIAL LLC   |  CARY STREET PARTNERS FINANCIAL LLC   |  CSP SECONDARY LLC   |  CSP PARENT LLC
KATHERINE 
 
STOCKTON 
DIRECTOR
CARY STREET PARTNERS FINANCIAL LLC
MARIA 
P. 
TEDESCO 
DIRECTOR
CARY STREET PARTNERS FINANCIAL LLC
JAMES 
E 
THOMAS 
EXECUTIVE OFFICER
CARY STREET PARTNERS HOLDINGS, LLC
JAMES 
E. 
THOMAS 
DIRECTOR
CARY STREET GLOBAL GROWTH FUND, L.P.   |  JEFFERSON GLOBAL GROWTH FUND, L.P.   |  CARY STREET PARTNERS HOLDINGS, LLC
JESSICA 
 
THOMPSON 
EXECUTIVE OFFICER
WPS CAPITAL FUND LLC   |  TS+W LARGE CAP 130/30 FUND LLC   |  CARY STREET PARTNERS FINANCIAL LLC
JESSICA 
L. 
THOMPSON 
EXECUTIVE OFFICER
CARY STREET PARTNERS FINANCIAL LLC
THOMAS 
H 
TULLIDGE 
EXECUTIVE OFFICER, DIRECTOR
CARY STREET PARTNERS HOLDINGS, LLC
THOMAS 
H. 
TULLIDGE 
DIRECTOR, EXECUTIVE OFFICER
CARY STREET GLOBAL GROWTH FUND, L.P.   |  JEFFERSON GLOBAL GROWTH FUND, L.P.   |  CARY STREET PARTNERS HOLDINGS, LLC
THOMAS 
H. 
TULLIDGE JR. 
EXECUTIVE OFFICER, DIRECTOR
LUXON FINANCIAL LLC   |  CARY STREET PARTNERS FINANCIAL LLC   |  CSP PARENT LLC
KARA 
M. 
VALENTINE 
EXECUTIVE OFFICER
LUXON FINANCIAL LLC   |  CARY STREET PARTNERS FINANCIAL LLC
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2024-10-25
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2024-06-14 
2024-08-02
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2024-06-14 
2024-06-17
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2024-06-14 
2023-11-08
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2023-04-26 
2023-04-28
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2023-04-26 
2022-07-20
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2022-07-15 
2022-06-30
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2022-06-30 
2022-04-18
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2022-04-15 
2021-06-30
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2021-06-25 
2020-06-30
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2020-06-30 
2019-07-19
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-03-07 
2019-05-01
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-04-30 
2019-03-13
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-03-07 
2017-08-15
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2017-08-11 
2016-07-27
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Debt 
2014-09-03 
2014-09-18
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Debt 
2014-09-03 
2013-03-12
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2013-02-27 
2009-11-20
D
Link
INVESTMENT BANKING 
 
$5,000,001 - $25,000,000 
Equity 
2009-11-13 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
FIRST LIBERTIES SECURITIES, INC.
14432
FIRST LIBERTIES SECURITIES, INC.
14432
CARY STREET PARTNERS LLC
128089
DOUG STEWART
1478381
CARY STREET PARTNERS LLC
128089
WALTER BAYNE
4427332
CARY STREET PARTNERS LLC
128089
ANDRE PINEDA
4573625
CARY STREET PARTNERS LLC
128089
R. CHRISTOPHER WALTERS
2216758
CARY STREET PARTNERS LLC
128089
MIKE MCCOOL
4795315