MMLISI FINANCIAL ALLIANCES LLC

Profile

Company Names

MMLISI FINANCIAL ALLIANCES LLC

Addresses

1295 STATE STREET, SPRINGFIELD, MA 01111

Phone Numbers

413-744-8811

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

OTHER BANKING AND FINANCIAL SERVICES

Year Incorporated:

> 5 years ago

State Incorporated:

DE

Total Amount Raised:

$372,500.00

Number of Funding Rounds:

149
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
149
2016-03-14 
$2,500.00 
$2,500.00 
$0.00 
Equity 
148
2016-02-03 
$2,500.00 
$2,500.00 
$0.00 
Equity 
147
2015-11-24 
$2,500.00 
$2,500.00 
$0.00 
Equity 
146
2015-08-24 
$2,500.00 
$2,500.00 
$0.00 
Equity 
145
2015-08-04 
$2,500.00 
$2,500.00 
$0.00 
Equity 
144
2015-08-03 
$2,500.00 
$2,500.00 
$0.00 
Equity 
143
2015-07-16 
$2,500.00 
$2,500.00 
$0.00 
Equity 
142
2015-07-13 
$2,500.00 
$2,500.00 
$0.00 
Equity 
141
2015-06-12 
$2,500.00 
$2,500.00 
$0.00 
Equity 
140
2015-06-02 
$2,500.00 
$2,500.00 
$0.00 
Equity 
139
2015-02-18 
$2,500.00 
$2,500.00 
$0.00 
Equity 
138
2015-02-06 
$2,500.00 
$2,500.00 
$0.00 
Equity 
137
2014-12-18 
$2,500.00 
$2,500.00 
$0.00 
Equity 
136
2014-12-15 
$2,500.00 
$2,500.00 
$0.00 
Equity 
135
2014-11-25 
$2,500.00 
$2,500.00 
$0.00 
Equity 
134
2014-10-15 
$2,500.00 
$2,500.00 
$0.00 
Equity 
133
2014-08-22 
$2,500.00 
$2,500.00 
$0.00 
Equity 
132
2014-08-12 
$2,500.00 
$2,500.00 
$0.00 
Equity 
131
2014-08-01 
$2,500.00 
$2,500.00 
$0.00 
Equity 
130
2014-06-30 
$2,500.00 
$2,500.00 
$0.00 
Equity 
129
2014-06-25 
$2,500.00 
$2,500.00 
$0.00 
Equity 
128
2014-06-05 
$2,500.00 
$2,500.00 
$0.00 
Equity 
127
2014-05-14 
$2,500.00 
$2,500.00 
$0.00 
Equity 
126
2013-07-09 
$2,500.00 
$2,500.00 
$0.00 
Equity 
125
2013-06-27 
$2,500.00 
$2,500.00 
$0.00 
Equity 
124
2013-06-26 
$2,500.00 
$2,500.00 
$0.00 
Equity 
123
2013-06-25 
$2,500.00 
$2,500.00 
$0.00 
Equity 
122
2013-06-14 
$2,500.00 
$2,500.00 
$0.00 
Equity 
121
2013-05-29 
$2,500.00 
$2,500.00 
$0.00 
Equity 
120
2013-05-16 
$2,500.00 
$2,500.00 
$0.00 
Equity 
119
2013-05-08 
$2,500.00 
$2,500.00 
$0.00 
Equity 
118
2013-05-07 
$2,500.00 
$2,500.00 
$0.00 
Equity 
117
2013-05-03 
$2,500.00 
$2,500.00 
$0.00 
Equity 
116
2013-04-16 
$2,500.00 
$2,500.00 
$0.00 
Equity 
115
2013-04-05 
$2,500.00 
$2,500.00 
$0.00 
Equity 
114
2013-04-02 
$2,500.00 
$2,500.00 
$0.00 
Equity 
113
2013-03-27 
$2,500.00 
$2,500.00 
$0.00 
Equity 
112
2013-03-13 
$2,500.00 
$2,500.00 
$0.00 
Equity 
111
2013-03-11 
$2,500.00 
$2,500.00 
$0.00 
Equity 
110
2013-02-01 
$2,500.00 
$2,500.00 
$0.00 
Equity 
109
2013-01-22 
$2,500.00 
$2,500.00 
$0.00 
Equity 
108
2013-01-14 
$2,500.00 
$2,500.00 
$0.00 
Equity 
107
2013-01-04 
$2,500.00 
$2,500.00 
$0.00 
Equity 
106
2012-12-21 
$2,500.00 
$2,500.00 
$0.00 
Equity 
105
2012-12-12 
$2,500.00 
$2,500.00 
$0.00 
Equity 
104
2012-12-11 
$2,500.00 
$2,500.00 
$0.00 
Equity 
103
2012-12-10 
$2,500.00 
$2,500.00 
$0.00 
Equity 
102
2012-12-07 
$2,500.00 
$2,500.00 
$0.00 
Equity 
101
2012-12-05 
$2,500.00 
$2,500.00 
$0.00 
Equity 
100
2012-11-14 
$2,500.00 
$2,500.00 
$0.00 
Equity 
99
2012-10-31 
$2,500.00 
$2,500.00 
$0.00 
Equity 
98
2012-10-25 
$2,500.00 
$2,500.00 
$0.00 
Equity 
97
2012-10-05 
$2,500.00 
$2,500.00 
$0.00 
Equity 
96
2012-09-17 
$2,500.00 
$2,500.00 
$0.00 
Equity 
95
2012-08-29 
$2,500.00 
$2,500.00 
$0.00 
Equity 
94
2012-08-14 
$2,500.00 
$2,500.00 
$0.00 
Equity 
93
2012-08-10 
$2,500.00 
$2,500.00 
$0.00 
Equity 
92
2012-08-08 
$2,500.00 
$2,500.00 
$0.00 
Equity 
91
2012-08-07 
$2,500.00 
$2,500.00 
$0.00 
Equity 
90
2012-07-27 
$2,500.00 
$2,500.00 
$0.00 
Equity 
89
2012-07-24 
$2,500.00 
$2,500.00 
$0.00 
Equity 
88
2012-07-16 
$2,500.00 
$2,500.00 
$0.00 
Equity 
87
2012-06-20 
$2,500.00 
$2,500.00 
$0.00 
Equity 
86
2012-06-15 
$2,500.00 
$2,500.00 
$0.00 
Equity 
85
2012-05-16 
$2,500.00 
$2,500.00 
$0.00 
Equity 
84
2012-05-09 
$2,500.00 
$2,500.00 
$0.00 
Equity 
83
2012-04-23 
$2,500.00 
$2,500.00 
$0.00 
Equity 
82
2012-04-11 
$2,500.00 
$2,500.00 
$0.00 
Equity 
81
2012-04-04 
$2,500.00 
$2,500.00 
$0.00 
Equity 
80
2012-03-26 
$2,500.00 
$2,500.00 
$0.00 
Equity 
79
2012-03-23 
$2,500.00 
$2,500.00 
$0.00 
Equity 
78
2012-03-13 
$2,500.00 
$2,500.00 
$0.00 
Equity 
77
2012-03-01 
$2,500.00 
$2,500.00 
$0.00 
Equity 
76
2012-02-23 
$2,500.00 
$2,500.00 
$0.00 
Equity 
75
2012-02-21 
$2,500.00 
$2,500.00 
$0.00 
Equity 
74
2012-02-06 
$2,500.00 
$2,500.00 
$0.00 
Equity 
73
2012-01-27 
$2,500.00 
$2,500.00 
$0.00 
Equity 
72
2012-01-06 
$2,500.00 
$2,500.00 
$0.00 
Equity 
71
2011-12-22 
$2,500.00 
$2,500.00 
$0.00 
Equity 
70
2011-12-06 
$2,500.00 
$2,500.00 
$0.00 
Equity 
69
2011-11-22 
$2,500.00 
$2,500.00 
$0.00 
Equity 
68
2011-10-11 
$2,500.00 
$2,500.00 
$0.00 
Equity 
67
2011-10-10 
$2,500.00 
$2,500.00 
$0.00 
Equity 
66
2011-10-05 
$2,500.00 
$2,500.00 
$0.00 
Equity 
65
2011-09-01 
$2,500.00 
$2,500.00 
$0.00 
Equity 
64
2011-08-25 
$2,500.00 
$2,500.00 
$0.00 
Equity 
63
2011-08-12 
$2,500.00 
$2,500.00 
$0.00 
Equity 
62
2011-07-22 
$2,500.00 
$2,500.00 
$0.00 
Equity 
61
2011-07-06 
$2,500.00 
$2,500.00 
$0.00 
Equity 
60
2011-06-03 
$2,500.00 
$2,500.00 
$0.00 
Equity 
59
2011-05-25 
$2,500.00 
$2,500.00 
$0.00 
Equity 
58
2011-05-10 
$2,500.00 
$2,500.00 
$0.00 
Equity 
57
2011-05-05 
$2,500.00 
$2,500.00 
$0.00 
Equity 
56
2011-04-27 
$2,500.00 
$2,500.00 
$0.00 
Equity 
55
2011-04-13 
$2,500.00 
$2,500.00 
$0.00 
Equity 
54
2011-03-28 
$2,500.00 
$2,500.00 
$0.00 
Equity 
53
2011-03-18 
$2,500.00 
$2,500.00 
$0.00 
Equity 
52
2011-03-14 
$2,500.00 
$2,500.00 
$0.00 
Equity 
51
2011-02-23 
$2,500.00 
$2,500.00 
$0.00 
Equity 
50
2011-02-18 
$2,500.00 
$2,500.00 
$0.00 
Equity 
49
2011-02-14 
$2,500.00 
$2,500.00 
$0.00 
Equity 
48
2011-02-11 
$2,500.00 
$2,500.00 
$0.00 
Equity 
47
2011-02-04 
$2,500.00 
$2,500.00 
$0.00 
Equity 
46
2011-01-19 
$2,500.00 
$2,500.00 
$0.00 
Equity 
45
2011-01-07 
$2,500.00 
$2,500.00 
$0.00 
Equity 
44
2011-01-03 
$2,500.00 
$2,500.00 
$0.00 
Equity 
43
2010-12-28 
$2,500.00 
$2,500.00 
$0.00 
Equity 
42
2010-12-22 
$2,500.00 
$2,500.00 
$0.00 
Equity 
41
2010-12-17 
$2,500.00 
$2,500.00 
$0.00 
Equity 
40
2010-12-16 
$2,500.00 
$2,500.00 
$0.00 
Equity 
39
2010-12-07 
$2,500.00 
$2,500.00 
$0.00 
Equity 
38
2010-11-22 
$2,500.00 
$2,500.00 
$0.00 
Equity 
37
2010-10-21 
$2,500.00 
$2,500.00 
$0.00 
Equity 
36
2010-10-07 
$2,500.00 
$2,500.00 
$0.00 
Equity 
35
2010-09-23 
$2,500.00 
$2,500.00 
$0.00 
Equity 
34
2010-09-09 
$2,500.00 
$2,500.00 
$0.00 
Equity 
33
2010-08-25 
$2,500.00 
$2,500.00 
$0.00 
Equity 
32
2010-08-16 
$2,500.00 
$2,500.00 
$0.00 
Equity 
31
2010-07-28 
$2,500.00 
$2,500.00 
$0.00 
Equity 
30
2010-06-30 
$2,500.00 
$2,500.00 
$0.00 
Equity 
29
2010-06-14 
$2,500.00 
$2,500.00 
$0.00 
Equity 
28
2010-05-21 
$2,500.00 
$2,500.00 
$0.00 
Equity 
27
2010-05-12 
$2,500.00 
$2,500.00 
$0.00 
Equity 
26
2010-04-20 
$2,500.00 
$2,500.00 
$0.00 
Equity 
25
2010-04-01 
$2,500.00 
$2,500.00 
$0.00 
Equity 
24
2010-03-24 
$2,500.00 
$2,500.00 
$0.00 
Equity 
23
2010-03-05 
$2,500.00 
$2,500.00 
$0.00 
Equity 
22
2010-02-25 
$2,500.00 
$2,500.00 
$0.00 
Equity 
21
2010-02-11 
$2,500.00 
$2,500.00 
$0.00 
Equity 
20
2010-02-05 
$2,500.00 
$2,500.00 
$0.00 
Equity 
19
2010-02-01 
$2,500.00 
$2,500.00 
$0.00 
Equity 
18
2010-01-28 
$2,500.00 
$2,500.00 
$0.00 
Equity 
17
2010-01-13 
$2,500.00 
$2,500.00 
$0.00 
Equity 
16
2009-12-16 
$2,500.00 
$2,500.00 
$0.00 
Equity 
15
2009-11-23 
$2,500.00 
$2,500.00 
$0.00 
Equity 
14
2009-11-16 
$2,500.00 
$2,500.00 
$0.00 
Equity 
13
2009-10-26 
$2,500.00 
$2,500.00 
$0.00 
Equity 
12
2009-10-05 
$2,500.00 
$2,500.00 
$0.00 
Equity 
11
2009-09-30 
$2,500.00 
$2,500.00 
$0.00 
Equity 
10
2009-09-18 
$2,500.00 
$2,500.00 
$0.00 
Equity 
9
2009-09-02 
$2,500.00 
$2,500.00 
$0.00 
Equity 
8
2009-08-27 
$2,500.00 
$2,500.00 
$0.00 
Equity 
7
2009-08-17 
$2,500.00 
$2,500.00 
$0.00 
Equity 
6
2009-07-07 
$2,500.00 
$2,500.00 
$0.00 
Equity 
5
2009-06-26 
$2,500.00 
$2,500.00 
$0.00 
Equity 
4
2009-06-15 
$2,500.00 
$2,500.00 
$0.00 
Equity 
3
2009-06-01 
$2,500.00 
$2,500.00 
$0.00 
Equity 
2
2009-05-04 
$2,500.00 
$2,500.00 
$0.00 
Equity 
1
2009-04-03 
$2,500.00 
$2,500.00 
$0.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
CINDY 
 
ANDRADE 
EXECUTIVE OFFICER
MMLISI FINANCIAL ALLIANCES LLC
JOHN 
 
CARLSON 
DIRECTOR
MMLISI FINANCIAL ALLIANCES LLC   |  REFLECTION SCIENCES, INC.   |  BRIGHTINSIGHT HOLDINGS, INC.   |  BRIGHTINSIGHT, INC.
NATHAN 
 
HALL 
EXECUTIVE OFFICER
MMLISI FINANCIAL ALLIANCES LLC
LISE 
 
HICKS 
DIRECTOR
MMLISI FINANCIAL ALLIANCES LLC
PETER 
 
LAHAIE 
EXECUTIVE OFFICER, DIRECTOR
MMLISI FINANCIAL ALLIANCES LLC
WILLIAM 
H. 
MCCAULEY, JR. 
EXECUTIVE OFFICER
MMLISI FINANCIAL ALLIANCES LLC
WILLIAM 
 
MONROE 
EXECUTIVE OFFICER
MMLISI FINANCIAL ALLIANCES LLC
DIANA 
 
PERLMAN 
EXECUTIVE OFFICER
MMLISI FINANCIAL ALLIANCES LLC
BURVIN 
P. 
PUGH 
DIRECTOR
MMLISI FINANCIAL ALLIANCES LLC
SCOTT 
 
RICH 
DIRECTOR
MMLISI FINANCIAL ALLIANCES LLC
JOHN 
 
ROGAN 
DIRECTOR
MMLISI FINANCIAL ALLIANCES LLC
ROBERT 
S. 
ROSENTHAL 
EXECUTIVE OFFICER
MMLISI FINANCIAL ALLIANCES LLC
JEFFREY 
M. 
SAJDAK 
EXECUTIVE OFFICER, DIRECTOR
MMLISI FINANCIAL ALLIANCES LLC
SUSAN 
 
SCANLON 
EXECUTIVE OFFICER
MMLISI FINANCIAL ALLIANCES LLC
JOHN 
A. 
VACCARO 
DIRECTOR
MMLISI FINANCIAL ALLIANCES LLC
EDWARD 
 
YOUMELL 
EXECUTIVE OFFICER
MMLISI FINANCIAL ALLIANCES LLC
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2016-03-24
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2016-03-14 
2016-02-18
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OTHER BANKING AND FINANCIAL SERVICES 
 
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Equity 
2016-02-03 
2015-12-11
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OTHER BANKING AND FINANCIAL SERVICES 
 
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2015-11-24 
2015-09-02
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OTHER BANKING AND FINANCIAL SERVICES 
 
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2015-08-24 
2015-08-14
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2015-08-03 
2015-08-14
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2015-08-04 
2015-07-23
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2015-07-16 
2015-07-23
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2015-07-13 
2015-06-26
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2015-06-12 
2015-06-15
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2015-06-02 
2015-03-03
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2015-02-18 
2015-02-23
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2015-02-06 
2014-12-24
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2014-12-15 
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2014-08-01 
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2014-08-01 
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2014-06-30 
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2014-06-05 
2014-05-27
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2014-05-14 
2013-10-11
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2013-07-09 
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2013-06-27 
2013-07-10
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2013-06-26 
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2013-06-25 
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2013-06-14 
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2013-05-29 
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2013-05-29 
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2013-05-16 
2013-05-22
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2013-05-07 
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2013-05-08 
2013-05-20
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2013-05-03 
2013-04-30
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2013-04-16 
2013-04-19
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2013-04-05 
2013-04-18
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2013-04-05 
2013-04-18
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2013-04-05 
2013-04-16
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2013-04-02 
2013-04-10
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2013-03-27 
2013-03-27
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2013-03-13 
2013-03-26
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2013-03-11 
2013-03-25
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2013-03-13 
2013-03-25
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2013-03-11 
2013-03-25
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2013-03-11 
2013-02-14
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2013-02-01 
2013-01-31
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2013-01-22 
2013-01-25
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2013-01-14 
2013-01-17
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2013-01-04 
2013-01-03
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-12-21 
2012-12-20
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-12-10 
2012-12-20
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-12-11 
2012-12-18
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-12-05 
2012-12-14
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-12-12 
2012-12-14
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-12-07 
2012-11-27
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-11-14 
2012-11-13
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-10-31 
2012-11-07
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-10-25 
2012-10-17
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-10-05 
2012-10-01
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-09-17 
2012-09-11
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-08-29 
2012-08-27
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-08-14 
2012-08-23
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-08-10 
2012-08-23
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-08-10 
2012-08-21
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-08-08 
2012-08-20
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-08-07 
2012-08-10
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-07-27 
2012-08-06
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-07-24 
2012-08-06
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-07-24 
2012-07-27
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-07-16 
2012-06-28
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-06-15 
2012-06-28
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-06-20 
2012-05-22
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-05-09 
2012-05-22
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-05-16 
2012-05-03
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-04-23 
2012-04-24
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-04-11 
2012-04-17
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-04-04 
2012-04-04
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-03-23 
2012-04-04
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-03-26 
2012-03-22
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-03-13 
2012-03-14
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-03-01 
2012-03-02
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-02-23 
2012-03-02
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-02-21 
2012-02-16
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-02-06 
2012-02-08
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-01-27 
2012-02-07
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-01-27 
2012-01-19
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2012-01-06 
2012-01-04
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-12-22 
2012-01-04
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-12-22 
2011-12-16
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-12-06 
2011-12-05
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-11-22 
2011-10-24
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-10-11 
2011-10-19
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-10-10 
2011-10-18
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-10-05 
2011-09-15
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-09-01 
2011-09-13
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-09-01 
2011-09-06
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-08-25 
2011-09-06
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-08-25 
2011-08-25
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-08-12 
2011-08-01
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-07-22 
2011-08-01
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-07-22 
2011-08-01
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-07-22 
2011-07-19
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-07-06 
2011-07-19
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-07-06 
2011-07-18
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-07-06 
2011-06-15
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-06-03 
2011-06-15
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-06-03 
2011-06-09
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-06-03 
2011-06-06
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-05-25 
2011-06-06
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-05-25 
2011-05-23
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-05-10 
2011-05-18
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-05-05 
2011-05-10
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-04-27 
2011-04-25
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-04-13 
2011-04-08
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-03-28 
2011-04-08
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-03-28 
2011-03-30
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-03-18 
2011-03-30
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-03-18 
2011-03-25
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-03-14 
2011-03-25
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-03-14 
2011-03-04
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-02-23 
2011-03-02
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-02-18 
2011-02-23
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-02-11 
2011-02-23
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-02-14 
2011-02-23
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-02-11 
2011-02-15
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-02-04 
2011-01-31
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-01-19 
2011-01-31
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-01-19 
2011-01-20
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-01-07 
2011-01-20
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
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Equity 
2011-01-07 
2011-01-20
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-01-07 
2011-01-14
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-01-03 
2011-01-10
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-12-28 
2011-01-05
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
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Equity 
2010-12-22 
2010-12-23
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-12-16 
2010-12-23
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-12-17 
2010-12-16
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-12-07 
2010-12-15
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-12-07 
2010-12-06
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-11-22 
2010-11-03
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-10-21 
2010-11-03
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
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Equity 
2010-10-21 
2010-10-21
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
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Equity 
2010-10-07 
2010-10-06
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-09-23 
2010-09-21
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-09-09 
2010-09-03
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-08-25 
2010-08-27
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-08-16 
2010-08-10
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-07-28 
2010-07-15
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
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Equity 
2010-06-30 
2010-06-25
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-06-14 
2010-06-03
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-05-21 
2010-05-24
D
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OTHER BANKING AND FINANCIAL SERVICES 
 
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Equity 
2010-05-12 
2010-04-30
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-04-20 
2010-04-30
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-04-20 
2010-04-12
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-04-01 
2010-04-06
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-03-24 
2010-03-19
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-03-05 
2010-03-19
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-03-05 
2010-03-11
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-02-25 
2010-03-10
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-02-25 
2010-02-24
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-02-11 
2010-02-24
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-02-11 
2010-02-12
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-02-05 
2010-02-04
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-01-28 
2010-02-04
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-02-01 
2010-01-22
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2010-01-13 
2009-12-22
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-12-16 
2009-12-04
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-11-23 
2009-11-19
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-11-16 
2009-11-12
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-10-26 
2009-11-06
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-10-26 
2009-10-16
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-10-05 
2009-10-15
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-09-30 
2009-10-02
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-09-18 
2009-10-02
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-09-18 
2009-09-11
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-08-27 
2009-09-11
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-09-02 
2009-09-11
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-08-27 
2009-09-01
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-08-17 
2009-07-21
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-07-07 
2009-07-10
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-06-26 
2009-06-19
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-06-15 
2009-06-12
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-06-01 
2009-06-12
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-06-01 
2009-05-19
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-05-04 
2009-04-17
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-04-03 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
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NONE