NES FINANCIAL CORP

Profile

Company Names

NES FINANCIAL CORP

Addresses

50 W. SAN FERNANDO STREET, SUITE 300, SAN JOSE, CA 95113

50 WEST SAN FERNANDO STREET, SUITE 300, SAN JOSE, CA 95113

Phone Numbers

800-339-1031
(800) 339-1031

 

Entity Type:

CORPORATION

Industry:

OTHER

Year Incorporated:

> 5 years ago

State Incorporated:

CALIFORNIA

Total Amount Raised:

$4,803,507.00

Number of Funding Rounds:

3
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
3
2016-12-30 
$2,733,446.00 
$2,733,446.00 
$0.00 
Debt 
2
2011-12-30 
$1,005,000.00 
$3,000,000.00 
$1,995,000.00 
Debt 
1
2010-03-30 
$1,065,061.00 
$4,999,223.00 
$3,934,162.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
BARRY 
 
FERNALD 
DIRECTOR
BARRY 
C.L. 
FERNALD 
DIRECTOR
RICK 
 
GARIBALDI 
DIRECTOR
MICHAEL 
 
HALLORAN 
EXECUTIVE OFFICER, DIRECTOR
MICHAEL 
P. 
HALLORAN 
EXECUTIVE OFFICER, DIRECTOR
TOM 
 
STEIPP 
DIRECTOR, EXECUTIVE OFFICER
MIKE 
 
WEST 
DIRECTOR
DAN 
 
YODER 
EXECUTIVE OFFICER, DIRECTOR
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D
OTHER 
 
DECLINE TO DISCLOSE 
Debt 
2016-12-30 
D
OTHER 
 
DECLINE TO DISCLOSE 
Debt 
2011-12-30 
D
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2010-03-30 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#