COMPLIANCE11, INC.

Profile

Company Names

COMPLIANCE11, INC.

Addresses

125 SOUTH WACKER DRIVE, SUITE 1150, CHICAGO, IL 60606

Phone Numbers

(312) 676-2042

 

Entity Type:

CORPORATION

Industry:

OTHER TECHNOLOGY

Year Incorporated:

2006

State Incorporated:

DELAWARE

Total Amount Raised:

$7,528,766.00

Number of Funding Rounds:

3
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
3
2011-03-31 
$850,000.00 
$850,000.00 
$0.00 
Equity 
2
2011-02-08 
$500,000.00 
$500,000.00 
$0.00 
Equity 
1
2009-12-21 
$6,178,766.00 
$6,678,766.00 
$500,000.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
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BEERBOWER 
DIRECTOR
TALON TOTAL RETURN PARTNERS LP   |  TALON TOTAL RETURN QP PARTNERS LP   |  TALON OPPORTUNITY PARTNERS LP   |  COMPLIANCE11, INC.
CHRIS 
 
CAPPS 
DIRECTOR
COMPLIANCE11, INC.   |  SPIDEROAK, INC.
JIM 
 
GAGNARD 
DIRECTOR
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RICHARD 
P. 
KIPHART 
PROMOTER
COMPLIANCE11, INC.   |  5K FANS, LLC   |  WILSHIRE MEDIA HOLDINGS, LLC   |  WILLIAM BLAIR INTERNATIONAL SYSTEMATIC RESEARCH FUND LLC   |  WILLIAM BLAIR MULTI-ALPHA STRATEGY FUND LLC
TAD 
 
MITCHELL 
EXECUTIVE OFFICER, DIRECTOR
COMPLIANCE11, INC.   |  WELLRIGHT, LLC   |  E-ZASSI INC.
TAD 
S. 
MITCHELL 
EXECUTIVE OFFICER
COMPLIANCE11, INC.
JAY 
 
RAINES 
EXECUTIVE OFFICER
COMPLIANCE11, INC.
SUSAN 
L. 
ROSENBAUM 
EXECUTIVE OFFICER
COMPLIANCE11, INC.
TRACEY 
 
STRAUB 
EXECUTIVE OFFICER
COMPLIANCE11, INC.   |  EXPO INC.
TALON CAPITAL PARTNERS, L.P. 
 
TALON CAPITAL PARTNERS, L.P. 
PROMOTER
COMPLIANCE11, INC.
WILLIAM 
E. 
WOLF 
DIRECTOR
TALON TOTAL RETURN PARTNERS LP   |  TALON TOTAL RETURN QP PARTNERS LP   |  TALON INTERNATIONAL SELECT PARTNERS, LP   |  TALON OPPORTUNITY PARTNERS LP   |  COMPLIANCE11, INC.   |  HIGHGROUND ENTERPRISE SOLUTIONS, INC.
KAREN 
 
ZENISEK 
EXECUTIVE OFFICER
COMPLIANCE11, INC.
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2011-04-07
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2011-03-31 
2011-03-25
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2011-02-08 
2010-01-04
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2009-12-21 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#