CONVERGEX HOLDINGS, LLC

Profile

Company Names

CONVERGEX HOLDINGS, LLC

Addresses

1633 BROADWAY 48TH FL, NEW YORK, NY 10019

Phone Numbers

800-367-8998

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

OTHER BANKING AND FINANCIAL SERVICES

Year Incorporated:

2006

State Incorporated:

DELAWARE

Total Amount Raised:

$14,409,604.00

Number of Funding Rounds:

2
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
2
2009-12-01 
$5,657,604.00 
$5,657,604.00 
$0.00 
Equity 
1
2009-11-02 
$8,752,000.00 
$8,752,000.00 
$0.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
RICHARD 
 
BRUECKNER 
DIRECTOR
CONVERGEX HOLDINGS, LLC
JOHN 
 
CAHALY 
DIRECTOR
CONVERGEX HOLDINGS, LLC
BARRY 
R. 
DUNN 
DIRECTOR
CONVERGEX HOLDINGS, LLC
THOMAS 
P. 
GIBBONS 
DIRECTOR
CONVERGEX HOLDINGS, LLC   |  BANK OF NEW YORK MELLON CORP
TODD 
 
GIBBONS 
DIRECTOR
CONVERGEX HOLDINGS, LLC
SEAN 
P. 
MCLAUGHLIN 
DIRECTOR
CONVERGEX HOLDINGS, LLC
CONSTANTINE 
S. 
MIHAS 
DIRECTOR
CONVERGEX HOLDINGS, LLC   |  GRACEWAY PHARMA HOLDING CORP.   |  STHI HOLDINGS, LLC   |  GTCR AGGREGATOR (FT) LP   |  GTCR CS INVESTORS LP   |  GTCR FUND XI/A LP   |  GTCR FUND XI/B LP   |  GTCR FUND XI/C LP   |  GTCR CO-INVEST XI LP   |  GTCR INVESTORS (CROWN) LP   |  STERIGENICS-NORDION TOPCO PARENT, LLC   |  GTCR CANYON HOLDINGS (CAYMAN), L.P.   |  CANYON HOLDINGS (CAYMAN), L.P.   |  GTCR STRATEGIC GROWTH FUND I/C LP   |  GTCR STRATEGIC GROWTH FUND I/B LP   |  GTCR STRATEGIC GROWTH FUND I/A LP
CONSTATINE 
S. 
MIHAS 
DIRECTOR
CONVERGEX HOLDINGS, LLC   |  DEVICOR MEDICAL PRODUCTS GROUP LLC
CHARLES 
E. 
RAPPOLD 
EXECUTIVE OFFICER
CONVERGEX HOLDINGS, LLC
COLLIN 
E. 
ROCHE 
DIRECTOR
CONVERGEX HOLDINGS, LLC   |  ALIGNED ASSET MANAGERS LLC   |  FUNDTECH HOLDINGS, LLC   |  GTCR AGGREGATOR (FT) LP   |  GTCR CS INVESTORS LP   |  GTCR FUND XI/A LP   |  GTCR FUND XI/B LP   |  GTCR FUND XI/C LP   |  GTCR CO-INVEST XI LP   |  GTCR INVESTORS (CROWN) LP   |  GTCR CANYON HOLDINGS (CAYMAN), L.P.   |  CANYON HOLDINGS (CAYMAN), L.P.   |  GTCR STRATEGIC GROWTH FUND I/C LP   |  GTCR STRATEGIC GROWTH FUND I/B LP   |  GTCR STRATEGIC GROWTH FUND I/A LP
JOSEPH 
 
SCHENK 
DIRECTOR
CONVERGEX HOLDINGS, LLC   |  HAZELTREE FUND SERVICES, INC.
CHRISTOPHER 
 
SPRINGER 
EXECUTIVE OFFICER
CONVERGEX HOLDINGS, LLC
JOHN 
 
SUNUNU 
DIRECTOR
CONVERGEX HOLDINGS, LLC   |  AFINITI, LTD.
JOHN 
E. 
SUNUNU 
DIRECTOR
CONVERGEX HOLDINGS, LLC   |  JULIET MARINE SYSTEMS, INC.
BRUCE 
 
VAN SAUN 
DIRECTOR
CONVERGEX HOLDINGS, LLC   |  MOODYS CORP /DE/
JOSEPH 
M. 
VELLI 
EXECUTIVE OFFICER, DIRECTOR
CONVERGEX HOLDINGS, LLC
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2009-12-15
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-12-01 
2009-11-16
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-11-02 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#