SII INVESTMENTS INC/WI

Profile

Company Names

SII INVESTMENTS INC/WI

Addresses

5555 GRANDE MARKET DR, APPLETON, WI 54913

Phone Numbers

800-426-5975

 

Entity Type:

CORPORATION

Industry:

INSURANCE

Year Incorporated:

> 5 years ago

State Incorporated:

WISCONSIN

Total Amount Raised:

$12,265,559.00

Number of Funding Rounds:

8
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
8
2017-01-31 
$851,201.00 
$851,201.00 
$0.00 
 
7
2016-01-31 
$60,626.00 
$60,626.00 
$0.00 
 
6
2015-01-31 
$4,499,997.00 
$4,499,997.00 
$0.00 
 
5
2014-01-31 
$1,455,408.00 
$1,455,408.00 
$0.00 
 
4
2013-01-31 
$4,524,164.00 
$4,524,164.00 
$0.00 
 
3
2012-01-31 
$514,284.00 
$514,284.00 
$0.00 
 
2
2011-01-31 
$154,248.00 
$154,248.00 
$0.00 
 
1
2011-01-15 
$205,631.00 
$205,631.00 
$0.00 
 
People
First Name
Middle Name
Last Name
Titles
Related Companies
GREGORY 
P. 
CICOTTE 
DIRECTOR
JACKSON NATIONAL LIFE INSURANCE CO   |  SII INVESTMENTS INC/WI   |  INVESTMENT CENTERS OF AMERICA INC   |  NATIONAL PLANNING CORP/CA   |  IFC HOLDINGS INC/FL
MAURA 
 
COLLINS 
EXECUTIVE OFFICER
SII INVESTMENTS INC/WI   |  INVESTMENT CENTERS OF AMERICA INC   |  NATIONAL PLANNING CORP/CA   |  IFC HOLDINGS INC/FL
MICHAEL 
A. 
COSTELLO 
DIRECTOR
JACKSON NATIONAL LIFE INSURANCE CO   |  SII INVESTMENTS INC/WI   |  INVESTMENT CENTERS OF AMERICA INC   |  NATIONAL PLANNING CORP/CA   |  IFC HOLDINGS INC/FL
GERRY 
 
GUNDERSON 
EXECUTIVE OFFICER, DIRECTOR
SII INVESTMENTS INC/WI   |  INVESTMENT CENTERS OF AMERICA INC   |  NATIONAL PLANNING CORP/CA   |  IFC HOLDINGS INC/FL
BRADLEY 
O. 
HARRIS 
DIRECTOR
JACKSON NATIONAL LIFE INSURANCE CO   |  SII INVESTMENTS INC/WI   |  INVESTMENT CENTERS OF AMERICA INC   |  NATIONAL PLANNING CORP/CA   |  IFC HOLDINGS INC/FL   |  PRUCO LIFE SEPARATE ACCOUNT PPVA   |  PRUDENTIAL INSURANCE CO OF AMERICA   |  PRUCO LIFE INSURANCE CO   |  PRUCO LIFE VARIABLE CONTRACT ACCOUNT M   |  PRUCO LIFE VARIABLE CONTRACT ACCOUNT M-2
CLIFFORD 
J. 
JACK 
DIRECTOR
JACKSON NATIONAL LIFE INSURANCE CO   |  SII INVESTMENTS INC/WI   |  INVESTMENT CENTERS OF AMERICA INC   |  NATIONAL PLANNING CORP/CA
DAWN 
 
KALINOWSKI 
EXECUTIVE OFFICER
SII INVESTMENTS INC/WI   |  INVESTMENT CENTERS OF AMERICA INC
TODD 
 
KINART 
EXECUTIVE OFFICER, DIRECTOR
SII INVESTMENTS INC/WI
JAMES 
 
LIVINGSTON 
DIRECTOR
SII INVESTMENTS INC/WI   |  INVESTMENT CENTERS OF AMERICA INC   |  NATIONAL PLANNING CORP/CA   |  IFC HOLDINGS INC/FL
DAVID 
A. 
LOASBY 
EXECUTIVE OFFICER
SII INVESTMENTS INC/WI   |  INVESTMENT CENTERS OF AMERICA INC
THOMAS 
J. 
MEYER 
DIRECTOR, EXECUTIVE OFFICER
SII INVESTMENTS INC/WI   |  INVESTMENT CENTERS OF AMERICA INC   |  NATIONAL PLANNING CORP/CA   |  IFC HOLDINGS INC/FL   |  JACKSON NATIONAL LIFE INSURANCE CO
JAMES 
P. 
MILLER 
EXECUTIVE OFFICER
SII INVESTMENTS INC/WI   |  IFC HOLDINGS INC/FL
ALISON 
R. 
REED 
DIRECTOR
SII INVESTMENTS INC/WI   |  INVESTMENT CENTERS OF AMERICA INC   |  NATIONAL PLANNING CORP/CA   |  IFC HOLDINGS INC/FL
SCOTT 
E. 
ROMINE 
DIRECTOR
SII INVESTMENTS INC/WI   |  INVESTMENT CENTERS OF AMERICA INC   |  NATIONAL PLANNING CORP/CA   |  IFC HOLDINGS INC/FL
DANIEL 
 
WRIGHT 
EXECUTIVE OFFICER
SII INVESTMENTS INC/WI   |  INVESTMENT CENTERS OF AMERICA INC
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2018-01-19
D/A
Link
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2017-01-31 
2017-01-20
D/A
Link
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2016-01-31 
2016-01-20
D/A
Link
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2015-01-31 
2015-01-26
D/A
Link
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2014-01-31 
2014-01-24
D/A
Link
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2013-01-31 
2013-01-18
D/A
Link
INSURANCE 
 
$25,000,001 - $100,000,000 
 
2012-01-31 
2012-02-03
D/A
Link
INSURANCE 
 
$25,000,001 - $100,000,000 
 
2011-01-31 
2012-01-20
D/A
Link
INSURANCE 
 
$25,000,001 - $100,000,000 
 
2011-01-15 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#