PROSPECT CAPITAL CORP

Profile

Company Names

PROSPECT CAPITAL CORP

Addresses

10 EAST 40TH STREET 44TH FL, NEW YORK, NY 10016

Phone Numbers

212-448-0702

 

Entity Type:

CORPORATION

Industry:

POOLED INVESTMENT FUND

Year Incorporated:

> 5 years ago

State Incorporated:

MARYLAND

Total Amount Raised:

$116,641,764.00

Number of Funding Rounds:

4
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
4
2013-08-02 
$21,005,844.00 
$21,005,844.00 
$0.00 
Equity 
3
2012-12-31 
$44,649,590.00 
$44,649,590.00 
$0.00 
Equity 
2
2009-09-21 
$21,663,999.00 
$21,663,999.00 
$0.00 
Equity 
1
2009-08-17 
$29,322,331.00 
$29,322,331.00 
$0.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
GRAHAM 
D. S. 
ANDERSON 
DIRECTOR
JOHN 
BARRY III 
EXECUTIVE OFFICER, DIRECTOR
JOHN 
F. 
BARRY III 
EXECUTIVE OFFICER, DIRECTOR
ANDREW 
COOPER 
DIRECTOR
ANDREW 
C, 
COOPER 
DIRECTOR
ANDREW 
C. 
COOPER 
DIRECTOR
M. 
GRIER 
ELIASEK 
EXECUTIVE OFFICER, DIRECTOR
MICHAEL 
GRIER 
ELIASEK 
EXECUTIVE OFFICER, DIRECTOR
WILLIAM 
GREMP 
DIRECTOR
BRIAN 
OSWALD 
EXECUTIVE OFFICER
BRIAN 
H. 
OSWALD 
EXECUTIVE OFFICER
EUGENE 
STARK 
DIRECTOR
EUGENE 
S. 
STARK 
DIRECTOR
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D
POOLED INVESTMENT FUND 
 
 
Equity 
2013-08-02 
D
POOLED INVESTMENT FUND 
 
 
Equity 
2012-12-31 
D
POOLED INVESTMENT FUND 
 
 
Equity 
2009-09-21 
D
POOLED INVESTMENT FUND 
 
 
Equity 
2009-08-17 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
HOULIHAN LOKEY HOWARD + ZUKIN CAPITAL, INC.
NONE
NONE
SOURCE CAPITAL GROUP, INC.
NONE
NONE
LADENBURG THALMANN + CO. INC.
505
NONE
NONE
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC