ROBERT 

 

BROOKS 

EXECUTIVE OFFICER, DIRECTOR

DERBY ASSISTED LIVING CENTER, L.L.C.   |  DAL DEVELOPMENT, L.L.C.   |  WDE PARTNERS, L.P.   |  WDE PARTNERS SPV A, L.P.   |  WDE PARTNERS SPV B, L.P.   |  EAST ROCK WDE PARTNERS, L.P.   |  PEREGRINE TURBINE TECHNOLOGIES, LLC   |  NIS SHORT DURATION HIGH YIELD FUND, LLC   |  PTT DISTRIBUTED ENERGY SYSTEMS, LLC   |  NIS CORE FIXED INCOME FUND LLC   |  NIS INTERMEDIATE FIXED INCOME FUND LLC   |  NIS HIGH YIELD FUND, LLC   |  NIS TOTAL ABSOLUTE RETURN FUND, LLC   |  NIS SMALL/MID CAP VALUE EQUITY FUND, LLC   |  NIS PREFERRED STOCK FUND II, LLC   |  AURORA BIOPHARMA, INC.   |  NIS TOTAL ABSOLUTE RETURN QP FUND, LLC   |  NIS HIGH YIELD QP FUND, LLC   |  NIS PREFERRED STOCK QP FUND, LLC   |  NIS CORE FIXED INCOME QP FUND, LLC   |  NIS INTERMEDIATE FIXED INCOME QP FUND, LLC   |  NIS SMALL CAP EQUITY FUND, LLC   |  MUNICIPAL PARKING SERVICES, INC.   |  ALPHAGENERON PHARMACEUTICALS, INC.   |  RADIANCE BIOPHARMA, INC.   |  THROTLE, INC.   |  GRAND PARTNERS INVESTORS, LLC   |  BLACKSTONE CAPITAL PARTNERS ASIA III (LUX) SCSP   |  BCP ASIA III FEEDER (LUX) SCSP   |  NIS SHORT DURATION FUND, LLC

LARRY 

H. 

HASLEE 

EXECUTIVE OFFICER

NIS SHORT DURATION HIGH YIELD FUND, LLC   |  NIS CORE FIXED INCOME FUND LLC   |  NIS INTERMEDIATE FIXED INCOME FUND LLC   |  NIS HIGH YIELD FUND, LLC   |  NIS TOTAL ABSOLUTE RETURN FUND, LLC   |  NIS SMALL/MID CAP VALUE EQUITY FUND, LLC   |  NIS PREFERRED STOCK FUND II, LLC   |  NIS TOTAL ABSOLUTE RETURN QP FUND, LLC   |  NIS HIGH YIELD QP FUND, LLC   |  NIS PREFERRED STOCK QP FUND, LLC   |  NIS CORE FIXED INCOME QP FUND, LLC   |  NIS INTERMEDIATE FIXED INCOME QP FUND, LLC   |  NIS SMALL CAP EQUITY FUND, LLC

BARTLETT 

J. 

MCCARTIN 

EXECUTIVE OFFICER, DIRECTOR

NIS SHORT DURATION HIGH YIELD FUND, LLC   |  NIS CORE FIXED INCOME FUND LLC   |  NIS INTERMEDIATE FIXED INCOME FUND LLC   |  NIS HIGH YIELD FUND, LLC   |  NIS SMALL/MID CAP VALUE EQUITY FUND, LLC   |  NIS PREFERRED STOCK FUND II, LLC   |  NIS TOTAL ABSOLUTE RETURN QP FUND, LLC   |  NIS HIGH YIELD QP FUND, LLC   |  NIS PREFERRED STOCK QP FUND, LLC   |  NIS CORE FIXED INCOME QP FUND, LLC   |  NIS INTERMEDIATE FIXED INCOME QP FUND, LLC

BARTLETT 

JOSEPH 

MCCARTIN III 

EXECUTIVE OFFICER, DIRECTOR

NIS TOTAL ABSOLUTE RETURN QP FUND, LLC   |  NIS HIGH YIELD QP FUND, LLC   |  NIS PREFERRED STOCK QP FUND, LLC   |  NIS CORE FIXED INCOME QP FUND, LLC   |  NIS INTERMEDIATE FIXED INCOME QP FUND, LLC   |  NIS CORE FIXED INCOME FUND LLC   |  NIS INTERMEDIATE FIXED INCOME FUND LLC   |  NIS SHORT DURATION HIGH YIELD FUND, LLC   |  NIS TOTAL ABSOLUTE RETURN FUND, LLC   |  NIS PREFERRED STOCK FUND II, LLC

N/A 

N/A 

NATIONAL INVESTMENT SERVICES OF AMERICA, LLC 

EXECUTIVE OFFICER, PROMOTER

NIS TOTAL ABSOLUTE RETURN QP FUND, LLC   |  NIS HIGH YIELD QP FUND, LLC   |  NIS PREFERRED STOCK QP FUND, LLC   |  NIS CORE FIXED INCOME QP FUND, LLC   |  NIS INTERMEDIATE FIXED INCOME QP FUND, LLC   |  NIS CORE FIXED INCOME FUND LLC   |  NIS INTERMEDIATE FIXED INCOME FUND LLC   |  NIS SHORT DURATION HIGH YIELD FUND, LLC   |  NIS HIGH YIELD FUND, LLC   |  NIS TOTAL ABSOLUTE RETURN FUND, LLC   |  NIS SMALL CAP EQUITY FUND, LLC   |  NIS PREFERRED STOCK FUND II, LLC   |  NIS SHORT DURATION FUND, LLC

N/A 

N/A 

NATIONAL INVESTMENT SERVICES, INC. 

EXECUTIVE OFFICER, PROMOTER

NIS SHORT DURATION HIGH YIELD FUND, LLC   |  NIS CORE FIXED INCOME FUND LLC   |  NIS INTERMEDIATE FIXED INCOME FUND LLC   |  NIS HIGH YIELD FUND, LLC   |  NIS TOTAL ABSOLUTE RETURN FUND, LLC   |  NIS SMALL/MID CAP VALUE EQUITY FUND, LLC   |  NIS PREFERRED STOCK FUND II, LLC   |  NIS TOTAL ABSOLUTE RETURN QP FUND, LLC   |  NIS HIGH YIELD QP FUND, LLC   |  NIS PREFERRED STOCK QP FUND, LLC   |  NIS CORE FIXED INCOME QP FUND, LLC   |  NIS INTERMEDIATE FIXED INCOME QP FUND, LLC

NORMAN 

E. 

SIDLER 

EXECUTIVE OFFICER, DIRECTOR

NIS SHORT DURATION HIGH YIELD FUND, LLC   |  NIS CORE FIXED INCOME FUND LLC   |  NIS INTERMEDIATE FIXED INCOME FUND LLC   |  NIS HIGH YIELD FUND, LLC   |  NIS TOTAL ABSOLUTE RETURN FUND, LLC   |  NIS SMALL/MID CAP VALUE EQUITY FUND, LLC   |  NIS PREFERRED STOCK FUND II, LLC   |  NIS TOTAL ABSOLUTE RETURN QP FUND, LLC   |  NIS HIGH YIELD QP FUND, LLC   |  NIS PREFERRED STOCK QP FUND, LLC   |  NIS CORE FIXED INCOME QP FUND, LLC   |  NIS INTERMEDIATE FIXED INCOME QP FUND, LLC

SCOTT 

O. 

VAN LITH 

EXECUTIVE OFFICER, DIRECTOR

NIS TOTAL ABSOLUTE RETURN QP FUND, LLC   |  NIS HIGH YIELD QP FUND, LLC   |  NIS PREFERRED STOCK QP FUND, LLC   |  NIS INTERMEDIATE FIXED INCOME QP FUND, LLC   |  NIS CORE FIXED INCOME FUND LLC   |  NIS INTERMEDIATE FIXED INCOME FUND LLC   |  NIS SHORT DURATION HIGH YIELD FUND, LLC   |  NIS HIGH YIELD FUND, LLC   |  NIS SMALL CAP EQUITY FUND, LLC   |  NIS PREFERRED STOCK FUND II, LLC   |  NIS CORE FIXED INCOME QP FUND, LLC   |  NIS SHORT DURATION FUND, LLC   |  NIS TOTAL ABSOLUTE RETURN FUND, LLC

KENT 

J. 

WHITE 

EXECUTIVE OFFICER, DIRECTOR

NIS SHORT DURATION HIGH YIELD FUND, LLC   |  NIS CORE FIXED INCOME FUND LLC   |  NIS INTERMEDIATE FIXED INCOME FUND LLC   |  NIS HIGH YIELD FUND, LLC   |  NIS TOTAL ABSOLUTE RETURN FUND, LLC   |  NIS SMALL/MID CAP VALUE EQUITY FUND, LLC   |  NIS PREFERRED STOCK FUND II, LLC   |  NIS TOTAL ABSOLUTE RETURN QP FUND, LLC   |  NIS HIGH YIELD QP FUND, LLC   |  NIS PREFERRED STOCK QP FUND, LLC   |  NIS CORE FIXED INCOME QP FUND, LLC   |  NIS INTERMEDIATE FIXED INCOME QP FUND, LLC