PIPER JAFFRAY COMPANIES

Profile

Company Names

PIPER JAFFRAY COMPANIES

Addresses

800 NICOLLET MALL, SUITE 1000, MAIL STOP J09S02, MINNEAPOLIS, MN 55402

800 NICOLLET MALL, SUITE 1000, MAIL STOP J09SSH, MINNEAPOLIS, MN 55402

800 NICOLLET MALL, SUITE 800, MAIL STOP J12SSH, MINNEAPOLIS, MN 55402

800 NICOLLET MALL, SUITE 800, MAIL STOP J09N02, MINNEAPOLIS, MN 55402

Phone Numbers

(612) 303-6000

 

Entity Type:

CORPORATION

Industry:

OTHER BANKING AND FINANCIAL SERVICES

Year Incorporated:

> 5 years ago

State Incorporated:

DELAWARE

Total Amount Raised:

$332,573,793.00

Number of Funding Rounds:

5
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
5
2015-11-16 
$47,911,000.00 
$47,911,000.00 
$0.00 
Equity 
4
2014-06-02 
$0.00 
$50,000,000.00 
$50,000,000.00 
Debt 
3
2012-11-30 
$125,000,000.00 
$125,000,000.00 
$0.00 
Debt 
2
2010-03-01 
$39,662,793.00 
$39,662,793.00 
$0.00 
Equity 
1
2009-12-31 
$120,000,000.00 
$120,000,000.00 
$0.00 
Debt 
People
First Name
Middle Name
Last Name
Titles
Related Companies
CHAD 
R. 
ABRAHAM 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
JAMES 
L. 
CHOSY 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
CHRISTOPHER 
D. 
CRAWSHAW 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
ANDREW 
S. 
DUFF 
EXECUTIVE OFFICER, DIRECTOR
PIPER JAFFRAY COMPANIES
FRANCIS 
E. 
FAIRMAN 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
FRANK 
E. 
FAIRMAN 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
TODD 
R. 
FIREBAUGH 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
WILLIAM 
R. 
FITZGERALD 
DIRECTOR
PIPER JAFFRAY COMPANIES
MICHAEL 
R. 
FRANCIS 
DIRECTOR
PIPER JAFFRAY COMPANIES
VIRGINIA 
 
GAMBALE 
DIRECTOR
PIPER JAFFRAY COMPANIES   |  KNOA SOFTWARE INC   |  JAMF HOLDING CORP.
JOHN 
W. 
GEELAN 
EXECUTIVE OFFICER
PJC MERCHANT BANKING PARTNERS III, LLC   |  PIPER JAFFRAY COMPANIES   |  PJC MERCHANT BANKING PARTNERS IV, LLC
B. 
KRISTINE 
JOHNSON 
DIRECTOR
COAXIA INC   |  PIPER JAFFRAY COMPANIES   |  LIFESYNC HOLDINGS INC   |  CARDIAC CONCEPTS INC   |  RESPICARDIA, INC.   |  CLEARPOINT NEURO, INC.
JEFFREY 
D. 
KLINEFELTER 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
JEFFREY 
P. 
KLINEFELTER 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
ALEX 
P.M. 
KO 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
R. 
SCOTT 
LARUE 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
SCOTT 
 
LARUE 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
BRIEN 
M. 
O-BRIEN 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
ROBERT 
W. 
PETERSON 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
ADDISON 
L. 
PIPER 
DIRECTOR
PIPER JAFFRAY COMPANIES
LISA 
K. 
POLSKY 
DIRECTOR
PIPER JAFFRAY COMPANIES   |  CIT GROUP INC
JON 
W. 
SALVESON 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES   |  CRYOLIFE INC
THOMAS 
P. 
SCHNETTLER 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES   |  PJC MERCHANT BANKING PARTNERS III, LLC   |  PJC MERCHANT BANKING PARTNERS IV, LLC
DEBBRA 
L. 
SCHONEMAN 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES   |  PIPER JAFFRAY MUNICIPAL OPPORTUNITIES FUND, L.P.   |  PIPER JAFFRAY MUNICIPAL OPPORTUNITIES FUND II, L.P.
FRANK 
L. 
SIMS 
DIRECTOR
PIPER JAFFRAY COMPANIES
PHILIP 
E. 
SORAN 
DIRECTOR
HUTCHINSON TECHNOLOGY INC   |  SPS COMMERCE INC   |  PIPER JAFFRAY COMPANIES   |  VIDKU, INC.
JEAN 
M. 
TAYLOR 
DIRECTOR
PIPER JAFFRAY COMPANIES
SCOTT 
C. 
TAYLOR 
DIRECTOR
PIPER JAFFRAY COMPANIES
MICHELE 
 
VOLPI 
DIRECTOR
PIPER JAFFRAY COMPANIES
DAVID 
I. 
WILSON 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
BRAD 
 
WINGES 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
M. 
BRAD 
WINGES 
EXECUTIVE OFFICER
PIPER JAFFRAY COMPANIES
MARTIN 
BRADLEY 
WINGES 
EXECUTIVE OFFICER
PIPER JAFFRAY MUNICIPAL OPPORTUNITIES FUND, L.P.   |  PIPER JAFFRAY MUNICIPAL OPPORTUNITIES FUND II, L.P.   |  PIPER JAFFRAY MUNICIPAL OPPORTUNITIES FUND (OFFSHORE), LTD.   |  PIPER JAFFRAY COMPANIES   |  HILLTOP SECURITIES INC.
HOPE 
B. 
WOODHOUSE 
DIRECTOR
PIPER JAFFRAY COMPANIES
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2015-11-24
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
OVER $100,000,000 
Equity 
2015-11-16 
2014-06-11
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
OVER $100,000,000 
Debt 
2014-06-02 
2012-12-13
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
OVER $100,000,000 
Debt 
2012-11-30 
2010-03-09
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
OVER $100,000,000 
Equity 
2010-03-01 
2010-01-12
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
OVER $100,000,000 
Debt 
2009-12-31 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#