USBC, INC.

Profile

Company Names

USBC, INC.
KNOW LABS, INC.
VISUALANT INC

Addresses

300 E 2ND STREET, 15TH FLOOR, RENO, NV 89501

500 UNION STREET, SUITE 810, SEATTLE, WA 98101

500 UNION STREET, SUITE 420, SEATTLE, WA 98101

500 UNION STREET, SUITE 406, SEATTLE, WA 98110

Phone Numbers

(206) 903-1351
206-903-1351

 

Entity Type:

CORPORATION

Industry:

OTHER TECHNOLOGY

Year Incorporated:

> 5 years ago

State Incorporated:

NEVADA

Total Amount Raised:

$172,993,629.00

Number of Funding Rounds:

117
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
117
2025-08-06 
$119,868,025.00 
$119,868,025.00 
$0.00 
Equity 
116
2022-07-15 
$80,000.00 
$80,000.00 
$0.00 
Equity 
115
2022-01-05 
$255,000.00 
$255,000.00 
$0.00 
Equity 
114
2021-03-15 
$14,279,000.00 
$14,279,000.00 
$0.00 
Debt 
113
2021-01-14 
$100,000.00 
$100,000.00 
$0.00 
 
112
2020-05-19 
$19,000.00 
$19,000.00 
$0.00 
Equity 
111
2020-01-01 
$1,026,000.00 
$1,026,000.00 
$0.00 
Equity 
110
2019-10-17 
$2,694,500.00 
$2,694,500.00 
$0.00 
Debt 
109
2019-05-28 
$25,000.00 
$25,000.00 
$0.00 
Debt 
108
2019-05-15 
$407,490.00 
$407,490.00 
$0.00 
Debt 
107
2019-03-26 
$139,200.00 
$139,200.00 
$0.00 
 
106
2019-03-04 
$2,409,975.00 
$2,409,975.00 
$0.00 
Debt 
105
2019-03-01 
$175,500.00 
$175,500.00 
$0.00 
Equity 
104
2019-01-29 
$300,000.00 
$300,000.00 
$0.00 
Equity 
103
2019-01-02 
$28,900.00 
$28,900.00 
$0.00 
Equity 
102
2018-09-24 
$302,212.00 
$302,212.00 
$0.00 
Equity 
101
2018-07-30 
$79,005.00 
$79,005.00 
$0.00 
Equity 
100
2018-06-25 
$65,000.00 
$65,000.00 
$0.00 
Equity 
99
2018-04-10 
$48,750.00 
$48,750.00 
$0.00 
Equity 
98
2018-03-16 
$2,131,339.00 
$2,131,339.00 
$0.00 
Debt 
97
2018-01-11 
$127,310.00 
$127,310.00 
$0.00 
Equity 
96
2017-12-15 
$300,000.00 
$300,000.00 
$0.00 
Equity, Debt 
95
2017-09-14 
$186,250.00 
$186,250.00 
$0.00 
Equity 
94
2017-08-14 
$300,000.00 
$300,000.00 
$0.00 
Equity, Debt 
93
2017-05-16 
$204,240.00 
$204,240.00 
$0.00 
Equity 
92
2017-05-01 
$80,625.00 
$80,625.00 
$0.00 
 
91
2017-04-05 
$78,333.00 
$78,333.00 
$0.00 
Equity 
90
2017-03-06 
$33,333.00 
$33,333.00 
$0.00 
Equity 
89
2017-02-23 
$198,702.00 
$198,702.00 
$0.00 
Equity 
88
2017-01-30 
$138,000.00 
$138,000.00 
$0.00 
Equity 
87
2017-01-27 
$106,666.00 
$106,666.00 
$0.00 
Equity 
86
2016-12-31 
$218,751.00 
$218,751.00 
$0.00 
 
85
2016-11-14 
$300,000.00 
$300,000.00 
$0.00 
Equity 
84
2016-11-02 
$300,000.00 
$300,000.00 
$0.00 
Debt 
83
2016-11-01 
$300,000.00 
$300,000.00 
$0.00 
Equity, Debt 
82
2016-10-07 
$116,834.00 
$116,834.00 
$0.00 
Equity 
81
2016-10-04 
$1,812,305.00 
$1,812,305.00 
$0.00 
Equity 
80
2016-09-30 
$175,000.00 
$175,000.00 
$0.00 
Equity, Debt 
79
2016-08-05 
$1,750,000.00 
$1,750,000.00 
$0.00 
Equity 
78
2016-08-01 
$100,000.00 
$100,000.00 
$0.00 
Equity, Debt 
77
2016-07-11 
$270,692.00 
$270,692.00 
$0.00 
Equity 
76
2016-07-06 
$10,002.00 
$10,002.00 
$0.00 
Equity 
75
2016-04-25 
$50,153.00 
$50,153.00 
$0.00 
Equity 
74
2016-03-08 
$2,500,000.00 
$2,500,000.00 
$0.00 
Equity 
73
2016-02-23 
$14,600.00 
$14,600.00 
$0.00 
Equity 
72
2016-02-19 
$100,000.00 
$100,000.00 
$0.00 
Equity 
71
2016-02-12 
$710,000.00 
$710,000.00 
$0.00 
Equity 
70
2016-02-05 
$165,000.00 
$165,000.00 
$0.00 
Equity 
69
2016-01-31 
$395,000.00 
$395,000.00 
$0.00 
Equity 
68
2016-01-06 
$65,751.00 
$65,751.00 
$0.00 
Equity 
67
2015-12-15 
$104,477.00 
$104,477.00 
$0.00 
Equity 
66
2015-08-10 
$84,000.00 
$84,000.00 
$0.00 
Equity 
65
2015-02-23 
$1.00 
$1.00 
$0.00 
Equity 
64
2015-01-27 
$64,000.00 
$64,000.00 
$0.00 
Equity 
63
2014-12-15 
$5,000.00 
$5,000.00 
$0.00 
Equity 
62
2014-09-24 
$63,000.00 
$63,000.00 
$0.00 
Equity 
61
2014-08-27 
$200,000.00 
$200,000.00 
$0.00 
Equity 
60
2014-08-25 
$103,500.00 
$103,500.00 
$0.00 
Equity 
59
2014-06-09 
$250,000.00 
$250,000.00 
$0.00 
Equity 
58
2014-05-15 
$160,000.00 
$160,000.00 
$0.00 
 
57
2014-04-02 
$240,000.00 
$240,000.00 
$0.00 
 
56
2013-11-11 
$2,915,057.00 
$2,915,057.00 
$0.00 
 
55
2013-09-04 
$180,000.00 
$180,000.00 
$0.00 
 
54
2013-06-14 
$5,230,000.00 
$5,230,000.00 
$0.00 
Equity 
53
2013-04-30 
$12,000.00 
$12,000.00 
$0.00 
Equity 
52
2013-04-26 
$1.00 
$1.00 
$0.00 
Equity 
51
2013-03-01 
$5,000.00 
$5,000.00 
$0.00 
Equity 
50
2013-02-12 
$200,000.00 
$200,000.00 
$0.00 
Equity 
49
2013-02-11 
$57,500.00 
$57,500.00 
$0.00 
 
48
2013-02-05 
$39,000.00 
$39,000.00 
$0.00 
Equity 
47
2013-01-28 
$350,958.00 
$350,958.00 
$0.00 
Equity 
46
2013-01-24 
$58,438.00 
$58,438.00 
$0.00 
Equity 
45
2012-11-28 
$57,644.00 
$57,644.00 
$0.00 
Equity 
44
2012-10-25 
$19,500.00 
$19,500.00 
$0.00 
Equity 
43
2012-10-17 
$100,000.00 
$100,000.00 
$0.00 
Equity 
42
2012-10-08 
$56,959.00 
$56,959.00 
$0.00 
Equity 
41
2012-09-28 
$195,000.00 
$195,000.00 
$0.00 
Equity 
40
2012-09-14 
$121,616.00 
$121,616.00 
$0.00 
Equity 
39
2012-09-06 
$786,780.00 
$786,780.00 
$0.00 
Equity 
38
2012-07-23 
$112,054.00 
$112,054.00 
$0.00 
Equity 
37
2012-07-09 
$83,568.00 
$83,568.00 
$0.00 
Equity 
36
2012-06-21 
$2,250,000.00 
$2,250,000.00 
$0.00 
Equity 
35
2012-05-01 
$88,242.00 
$88,242.00 
$0.00 
Equity 
34
2012-04-16 
$35,070.00 
$35,070.00 
$0.00 
Equity 
33
2012-03-12 
$60,000.00 
$60,000.00 
$0.00 
 
32
2012-03-08 
$25,849.00 
$25,849.00 
$0.00 
Equity 
31
2012-02-24 
$64,446.00 
$64,446.00 
$0.00 
Equity 
30
2012-02-09 
$20,376.00 
$20,376.00 
$0.00 
Equity 
29
2012-02-07 
$207,132.00 
$207,132.00 
$0.00 
Equity 
28
2012-01-30 
$12,781.00 
$12,781.00 
$0.00 
Equity 
27
2011-11-18 
$34,935.00 
$34,935.00 
$0.00 
Equity 
26
2011-11-07 
$218,472.00 
$218,472.00 
$0.00 
Equity 
25
2011-10-21 
$129,246.00 
$129,246.00 
$0.00 
Equity 
24
2011-09-30 
$53,469.00 
$53,469.00 
$0.00 
 
23
2011-09-21 
$57,084.00 
$57,084.00 
$0.00 
Equity 
22
2011-09-07 
$25,760.00 
$25,760.00 
$0.00 
Equity 
21
2011-07-14 
$50,000.00 
$50,000.00 
$0.00 
Equity 
20
2011-06-24 
$13,000.00 
$13,000.00 
$0.00 
Equity 
19
2011-06-17 
$143,370.00 
$143,370.00 
$0.00 
Equity 
18
2011-05-26 
$12,000.00 
$12,000.00 
$0.00 
Equity 
17
2011-05-24 
$20,000.00 
$20,000.00 
$0.00 
Equity 
16
2011-05-20 
$20,000.00 
$20,000.00 
$0.00 
Equity 
15
2011-04-27 
$171,675.00 
$171,675.00 
$0.00 
Equity 
14
2011-04-25 
$209,790.00 
$209,790.00 
$0.00 
Equity 
13
2011-04-01 
$278,758.00 
$278,758.00 
$0.00 
Equity 
12
2011-03-23 
$326,842.00 
$326,842.00 
$0.00 
Equity 
11
2011-03-08 
$5,200.00 
$5,200.00 
$0.00 
Equity 
10
2011-02-23 
$250,000.00 
$250,000.00 
$0.00 
 
9
2011-02-14 
$50,000.00 
$50,000.00 
$0.00 
Equity 
8
2011-01-31 
$136,726.00 
$136,726.00 
$0.00 
Equity 
7
2011-01-27 
$123,200.00 
$123,200.00 
$0.00 
Equity 
6
2010-12-27 
$30,910.00 
$30,910.00 
$0.00 
Equity 
5
2010-11-17 
$4,800.00 
$4,800.00 
$0.00 
Equity 
4
2010-06-02 
$100,000.00 
$100,000.00 
$0.00 
Equity 
3
2010-05-18 
$58,000.00 
$58,000.00 
$0.00 
Equity 
2
2010-05-10 
$60,000.00 
$60,000.00 
$0.00 
Equity 
1
2009-12-07 
$250,000.00 
$250,000.00 
$0.00 
Debt 
People
First Name
Middle Name
Last Name
Titles
Related Companies
YOSHITAMI 
 
ARAI 
DIRECTOR
VISUALANT INC
PAUL 
 
BONDERSON 
DIRECTOR
VISUALANT INC
PHILLIP 
A. 
BOSUA 
EXECUTIVE OFFICER, DIRECTOR
KNOW LABS, INC.   |  VISUALANT INC   |  PARTICLE, INC.
KIRK 
 
CHAPMAN 
EXECUTIVE OFFICER
USBC, INC.
PETER 
J. 
CONLEY 
EXECUTIVE OFFICER
KNOW LABS, INC.
JOHN 
 
CRONIN 
EXECUTIVE OFFICER, DIRECTOR
VERMONT TRANSCO LLC   |  GRAPHON CORP/DE   |  IPCREATE INC.   |  DOCUMENT SECURITY SYSTEMS INC   |  HOPTO INC.   |  IMAGEWARE SYSTEMS INC   |  IPCAPITAL VENTURE GROUP, LLC   |  OPCENTER, INC.   |  STEELHEAD COMPOSITES, INC.   |  USBC, INC.
LARRY 
 
ELLINGSON 
DIRECTOR
EPIC RESEARCH + DIAGNOSTICS, INC.   |  USBC, INC.
RONALD 
P. 
ERICKSON 
EXECUTIVE OFFICER, DIRECTOR
VISUALANT INC   |  KNOW LABS, INC.   |  PARTICLE, INC.   |  USBC, INC.
RONALD 
PETER 
ERICKSON 
EXECUTIVE OFFICER
VISUALANT INC   |  BIOASIS TECHNOLOGIES INC.
JAMES 
 
GINGO 
DIRECTOR
VISUALANT INC
MARCO 
 
HEGYI 
DIRECTOR
VISUALANT INC   |  GROWLIFE, INC.
LINDA 
 
JENKINSON 
DIRECTOR
LESCONCIERGES INC   |  RITUWALL INC.   |  USBC, INC.
DR. MASAHIRO 
 
KAWAHATA 
DIRECTOR
VISUALANT INC
STEVEN 
 
KENT 
EXECUTIVE OFFICER
SUNRHIZE FOODS, INC.   |  KNOW LABS, INC.
ROBERT 
GREGORY 
KIDD 
EXECUTIVE OFFICER, DIRECTOR
USBC, INC.
RICHARD 
 
MANDER 
EXECUTIVE OFFICER
VISUALANT INC
WILLIAM 
 
OWENS 
DIRECTOR
EASTERN AIR LINES GROUP, INC.   |  HUMM KOMBUCHA LLC   |  HUMM HOLDINGS LLC   |  COLLABIP, INC.   |  RED BISON TECHNOLOGY GROUP, LLC   |  OCEAN BIOMEDICAL, INC.   |  EOS AIRCRAFT INC.   |  NORTHERN PLAINS NITROGEN, LLP   |  USBC, INC.
WILLIAM 
A. 
OWENS 
DIRECTOR
KNOW LABS, INC.   |  VIOME, INC.   |  VIOME LIFE SCIENCES, INC.
KITTY 
 
PAYNE 
EXECUTIVE OFFICER
CBC BANCORP   |  USBC, INC.
JON 
 
PEPPER 
DIRECTOR
VISUALANT INC   |  KNOW LABS, INC.   |  USBC, INC.
TODD 
 
SAMES 
EXECUTIVE OFFICER
VISUALANT INC
MARK 
E. 
SCOTT 
EXECUTIVE OFFICER, DIRECTOR
VISUALANT INC   |  SONORA RESOURCES CORP.   |  U.S. RARE EARTHS, INC   |  GROWLIFE, INC.   |  AIRSHIP AI HOLDINGS, INC.
BRADLEY 
 
SPARKS 
DIRECTOR
VISUALANT INC   |  COMRISE, INC.   |  LNICIO INC.
ICHIRO 
 
TAKESAKO 
DIRECTOR
VISUALANT INC   |  KNOW LABS, INC.   |  USBC, INC.
LEONARDO 
M. 
TRAUTWEIN 
EXECUTIVE OFFICER
KNOW LABS, INC.
JEFF 
 
WILSON 
EXECUTIVE OFFICER
PROMETHEAN SURGICAL DEVICES, INC.   |  VF HOLDING CORP.   |  CONVOY DIAMONDBACK HOLDINGS, L.P.   |  CONVOY DIAMONDBACK HOLDINGS II, L.P.   |  VISUALANT INC   |  OPTIMIZE TOPCO, INC.   |  ACESO TOPCO, LLC   |  ORANGE GROVE TOPCO, INC.   |  WESTERN MAGNESIUM CORP   |  LORIENT PET SERVICES, LLC   |  NEVADA LITHIUM RESOURCES INC.   |  WESTERN MAGNESIUM CORP.   |  DISCO TOPCO, INC.   |  CLINCH RESOURCES LTD.
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2025-08-21
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2025-08-06 
2022-12-09
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2022-07-15 
2022-06-06
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2022-01-05 
2021-03-15
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Debt 
2021-03-15 
2021-02-16
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
 
2021-01-14 
2020-08-06
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2020-05-19 
2020-05-20
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Debt 
2019-10-17 
2020-05-11
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2020-01-01 
2019-05-30
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Debt 
2019-05-28 
2019-05-24
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Debt 
2019-05-15 
2019-04-16
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
 
2019-03-26 
2019-03-25
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2019-03-01 
2019-03-25
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Debt 
2019-03-01 
2019-03-07
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Debt 
2019-03-04 
2019-02-05
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2019-01-29 
2019-01-08
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2019-01-02 
2018-12-20
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2018-06-25 
2018-10-12
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2018-09-24 
2018-08-03
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2018-07-30 
2018-07-13
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2018-06-25 
2018-07-11
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2018-06-25 
2018-06-29
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2018-06-25 
2018-06-06
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2017-05-16 
2018-05-25
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2017-01-30 
2018-04-19
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2018-04-10 
2018-04-17
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2018-04-10 
2018-03-21
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Debt 
2018-03-16 
2018-01-18
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
 
2017-05-01 
2018-01-18
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2018-01-11 
2017-12-22
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity, Debt 
2017-12-15 
2017-09-18
D/A
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2017-09-14 
2017-09-15
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2017-09-14 
2017-08-18
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity, Debt 
2017-08-14 
2017-08-01
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2017-04-05 
2017-08-01
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2017-02-23 
2017-05-09
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2017-05-01 
2017-03-14
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2017-03-06 
2017-02-09
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2017-01-27 
2017-02-07
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
 
2016-12-31 
2017-01-09
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-11-14 
2017-01-09
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-10-04 
2017-01-09
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Debt 
2016-11-02 
2016-11-16
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity, Debt 
2016-11-01 
2016-10-13
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity, Debt 
2016-09-30 
2016-10-13
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-10-07 
2016-08-23
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-08-05 
2016-08-23
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity, Debt 
2016-08-01 
2016-08-17
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-08-01 
2016-07-26
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-07-06 
2016-07-12
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-07-11 
2016-04-25
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-04-25 
2016-03-22
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-02-23 
2016-03-18
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-03-08 
2016-03-07
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-02-19 
2016-03-07
D/A
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2015-02-23 
2016-03-07
D/A
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-02-12 
2016-03-02
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-02-19 
2016-02-16
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-02-05 
2016-02-09
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-01-31 
2016-01-22
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2016-01-06 
2015-12-17
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2015-12-15 
2015-08-21
D/A
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2015-01-27 
2015-08-21
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2015-08-10 
2015-02-27
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2015-02-23 
2015-01-30
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2015-01-27 
2014-12-29
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2014-12-15 
2014-10-01
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2014-09-24 
2014-09-29
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2014-08-25 
2014-09-29
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2014-08-27 
2014-06-18
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2014-06-09 
2014-05-16
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
 
2014-05-15 
2014-04-07
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
 
2014-04-02 
2013-11-21
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
 
2013-11-11 
2013-10-24
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
 
2011-09-30 
2013-10-24
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
 
2013-09-04 
2013-10-24
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
 
2011-02-23 
2013-10-24
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
 
2012-03-12 
2013-10-24
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
 
2011-02-23 
2013-10-24
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
 
2013-02-11 
2013-10-22
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-09-21 
2013-10-22
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-02-09 
2013-10-01
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2013-09-04 
2013-06-18
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2013-06-14 
2013-05-17
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2013-04-30 
2013-05-03
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2013-04-26 
2013-04-04
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2013-03-01 
2013-02-19
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2013-02-12 
2013-02-19
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2013-02-05 
2013-01-30
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2013-01-28 
2013-01-29
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2013-01-24 
2013-01-29
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2013-01-24 
2012-11-29
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-11-28 
2012-10-30
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-10-25 
2012-10-19
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-10-17 
2012-10-10
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-10-08 
2012-10-02
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-09-28 
2012-09-20
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-09-14 
2012-09-11
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-09-06 
2012-08-16
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-07-23 
2012-07-20
D/A
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-05-01 
2012-07-20
D/A
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-06-21 
2012-07-20
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-07-09 
2012-06-27
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-06-21 
2012-06-06
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-05-01 
2012-04-19
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-04-16 
2012-03-16
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-03-08 
2012-02-27
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-02-24 
2012-02-07
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-02-07 
2012-01-31
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2012-01-30 
2012-01-24
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-11-07 
2011-11-21
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-11-18 
2011-10-26
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-10-21 
2011-09-16
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-09-07 
2011-09-01
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-06-17 
2011-07-21
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-07-14 
2011-07-12
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-06-24 
2011-07-12
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-06-24 
2011-05-27
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-05-26 
2011-05-26
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-05-24 
2011-05-24
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-05-20 
2011-05-20
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-03-08 
2011-05-20
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-04-25 
2011-05-20
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-04-01 
2011-05-20
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-04-27 
2011-05-20
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-02-23 
2011-05-20
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-04-01 
2011-04-04
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-03-23 
2011-02-25
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-02-23 
2011-02-22
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-01-31 
2011-02-22
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-01-27 
2011-02-22
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-01-27 
2011-02-18
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2011-02-14 
2011-01-18
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2010-12-27 
2010-12-03
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2010-11-17 
2010-06-17
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2010-05-10 
2010-06-17
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2010-05-18 
2010-06-17
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
DECLINE TO DISCLOSE 
Equity 
2010-06-02 
2010-01-04
D
Link
OTHER TECHNOLOGY 
MEASURING + CONTROLLING DEVICES, NEC [3829] 
NO REVENUES 
Debt 
2009-12-07 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
COHEN + COMPANY SECURITIES, LLC
000149758
NONE
NONE
BOUSTEAD SECURITIES LLC
141391
NONE
NONE
GARDEN STATE SECURITIES, INC.
10083
NONE
NONE
VIS VIRES GROUP, INC.
NONE
NONE
NONE
KBM WORLDWIDE, INC.
NONE
NONE
NONE
GVC CAPITAL
38923
NONE
NONE
0
NONE