SYMPHONY ASSET MANAGEMENT LLC

Profile

Company Names

SYMPHONY ASSET MANAGEMENT LLC

Addresses

555 CALIFORNIA STREET, SUITE 3100, SAN FRANCISCO, CA 94104

555 CALIFORNIA STREET, SUITE 2975, SAN FRANCISCO, CA 94104

Phone Numbers

4156764000
(415) 676-4000

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

OTHER BANKING AND FINANCIAL SERVICES

Year Incorporated:

> 5 years ago

State Incorporated:

CALIFORNIA

Total Amount Raised:

$0.00

Number of Funding Rounds:

2
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
2
2019-02-28 
$0.00 
INDEFINITE 
INDEFINITE 
Equity 
1
2011-03-15 
$0.00 
INDEFINITE 
INDEFINITE 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
SCOTT 
 
CARAHER 
EXECUTIVE OFFICER
DAVID 
 
GOLDSTEIN 
EXECUTIVE OFFICER
RHAPSODY FUND L P   |  BRAVURA 99 FUND L P   |  ANDANTE FUND LP   |  OVERTURE 7 FUND LP   |  JAZZ FUND L P   |  ENCORE FUND L P   |  SYMPHONY SMALL CAP CORE FUND L P   |  SYMPHONY CLO HOLDINGS L P   |  SYMPHONY CONVERTIBLE BOND FUND LP   |  SYMPHONY CREDIT PARTNERS FUND LP   |  OVERTURE FUND LP   |  SYMPHONY EUREKA FUND, L.P.   |  HEALTH OPTIONS WORLDWIDE, INC.   |  SYMPHONY ASSET MANAGEMENT LLC   |  SYMPHONY EVENT DRIVEN OPPORTUNITIES FUND, L.P.   |  SYMPHONY SENIOR LOAN FUND, L.P.   |  SYMPHONY CLO OPPORTUNITIES FUND, L.P.   |  SYMPHONY LONG-SHORT CREDIT FUND L.P.   |  SYMPHONY CREDIT OPPORTUNITIES FUND L.P.   |  FOOD WITH PURPOSE, LLC   |  BAYCITY LONG-SHORT CREDIT FUND L.P.   |  BAYCITY SMALL CAP CORE FUND, L.P.   |  BAYCITY CLO HOLDINGS, L.P.   |  BAYCITY SENIOR LOAN FUND, L.P.   |  BAYCITY EVENT DRIVEN OPPORTUNITIES FUND, L.P.   |  BAYCITY CREDIT OPPORTUNITIES FUND L.P.   |  BAYCITY CORPORATE ARBITRAGE + RELATIVE VALUE FUND, L.P.   |  SYMPHONY CORPORATE ARBITRAGE + RELATIVE VALUE FUND, L.P.   |  BAYCITY CUSTOMIZED SOLUTION FUND S, L.P.   |  SYMPHONY CUSTOMIZED SOLUTION FUND S, L.P.   |  BAYCITY CUSTOMIZED SOLUTION FUND R, L.P.   |  SYMPHONY CUSTOMIZED SOLUTION FUND R, L.P.   |  AEQUIM ARBITRAGE FUND LP   |  AEQUIM ARBITRAGE FUND LTD   |  WHISPERSOM CORP   |  3T (590 S. SERVICE RD.) LP   |  WFM3801, LTD.   |  3T (1290 SPEERS ROAD) LP   |  WHISPERSOM MEDICAL TECHNOLOGIES, INC
DAVID 
C. 
GOLDSTEIN 
EXECUTIVE OFFICER
SCOTT 
 
GRACE 
EXECUTIVE OFFICER
JUDITH 
R. 
MACDONALD 
EXECUTIVE OFFICER
ANGELA 
 
MCKILLEN 
EXECUTIVE OFFICER
GEOFFREY 
WILLIAM 
MOORE 
EXECUTIVE OFFICER
N/A 
 
NUVEEN INVESTMENTS HOLDINGS, INC. 
PROMOTER
ANNE 
 
POPKIN 
EXECUTIVE OFFICER
JENNY 
 
RHEE 
EXECUTIVE OFFICER
ROSS 
S. 
SAKAMOTO 
EXECUTIVE OFFICER
GUNTHER 
M. 
STEIN 
EXECUTIVE OFFICER
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-02-28 
D
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-02-28 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-03-15 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-03-15 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-03-15 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-03-15 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-03-15 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-03-15 
D
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-03-15 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#