LADENBURG THALMANN FINANCIAL SERVICES INC

Profile

Company Names

LADENBURG THALMANN FINANCIAL SERVICES INC

Addresses

4400 BISCAYNE BLVD., 12TH FLOOR, MIAMI, FL 33137

Phone Numbers

212-409-2000

 

Entity Type:

CORPORATION

Industry:

OTHER BANKING AND FINANCIAL SERVICES

Year Incorporated:

> 5 years ago

State Incorporated:

FLORIDA

Total Amount Raised:

$196,769,705.00

Number of Funding Rounds:

4
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
4
2014-08-08 
$13,000,000.00 
$13,000,000.00 
$0.00 
Equity, Debt 
3
2014-07-31 
$9,019,705.00 
$9,019,705.00 
$0.00 
Equity 
2
2011-11-04 
$160,700,000.00 
$160,700,000.00 
$0.00 
Debt 
1
2010-05-28 
$14,050,000.00 
$14,050,000.00 
$0.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
HENRY 
C. 
BEINSTEIN 
DIRECTOR
CASTLE BRANDS INC   |  LADENBURG THALMANN FINANCIAL SERVICES INC
ROBERT 
J. 
EIDE 
DIRECTOR
LADENBURG THALMANN FINANCIAL SERVICES INC
PHILLIP 
 
FROST 
DIRECTOR
OPKO HEALTH, INC.   |  PROLOR BIOTECH, INC.   |  CASTLE BRANDS INC   |  COCRYSTAL DISCOVERY INC   |  LADENBURG THALMANN FINANCIAL SERVICES INC   |  MORGAN SOLAR INC.   |  ZEBRA BIOLOGICS, INC.   |  BIOZONE PHARMACEUTICALS, INC.   |  SEVION THERAPEUTICS, INC.   |  COCRYSTAL PHARMA, INC.
BRIAN 
S. 
GENSON 
DIRECTOR
LADENBURG THALMANN FINANCIAL SERVICES INC
SAUL 
 
GILINSKI 
DIRECTOR
LADENBURG THALMANN FINANCIAL SERVICES INC
JOSEPH 
 
GIOVANNIELLO, JR. 
EXECUTIVE OFFICER
LADENBURG THALMANN FINANCIAL SERVICES INC
BRETT 
 
KAUFMAN 
EXECUTIVE OFFICER
LADENBURG THALMANN FINANCIAL SERVICES INC
DMITRY 
 
KOLOSOV 
DIRECTOR
OPKO HEALTH, INC.   |  LADENBURG THALMANN FINANCIAL SERVICES INC
RICHARD 
M. 
KRASNO 
DIRECTOR
LADENBURG THALMANN FINANCIAL SERVICES INC
RICHARD 
J. 
LAMPEN 
EXECUTIVE OFFICER, DIRECTOR
CASTLE BRANDS INC   |  LADENBURG THALMANN FINANCIAL SERVICES INC   |  SG BLOCKS, INC.
HOWARD 
M. 
LORBER 
DIRECTOR
LADENBURG THALMANN FINANCIAL SERVICES INC   |  BORDERS GROUP INC   |  CLIPPER REALTY INC.
ADAM 
 
MALAMED 
EXECUTIVE OFFICER
LADENBURG THALMANN FINANCIAL SERVICES INC
JEFFREY 
S. 
PODELL 
DIRECTOR
LADENBURG THALMANN FINANCIAL SERVICES INC
RICHARD 
J. 
ROSENSTOCK 
DIRECTOR
LADENBURG THALMANN FINANCIAL SERVICES INC
JACQUELINE 
 
SIMKIN 
DIRECTOR
LADENBURG THALMANN FINANCIAL SERVICES INC
JACQUELINE 
M. 
SIMKIN 
DIRECTOR
LADENBURG THALMANN FINANCIAL SERVICES INC
MARK 
 
ZEITCHICK 
EXECUTIVE OFFICER, DIRECTOR
LADENBURG THALMANN FINANCIAL SERVICES INC
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2014-08-21
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
OVER $100,000,000 
Equity, Debt 
2014-08-08 
2014-08-12
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
OVER $100,000,000 
Equity 
2014-07-31 
2011-11-09
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY + COMMODITY BROKERS, DEALERS, EXCHANGES + SERVICES [6200] 
OVER $100,000,000 
Debt 
2011-11-04 
2010-06-11
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY + COMMODITY BROKERS, DEALERS, EXCHANGES + SERVICES [6200] 
OVER $100,000,000 
Equity 
2010-05-28 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#