NATIONAL HOLDINGS CORP

Profile

Company Names

NATIONAL HOLDINGS CORP

Addresses

410 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10022

120 BROADWAY, 27TH FLOOR, NEW YORK, NY 10271

Phone Numbers

212-417-8000

 

Entity Type:

CORPORATION

Industry:

INVESTMENT BANKING

Year Incorporated:

> 5 years ago

State Incorporated:

DE

Total Amount Raised:

$17,210,468.00

Number of Funding Rounds:

5
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
5
2013-08-30 
$3,174,989.00 
$3,174,989.00 
$0.00 
Equity 
4
2013-01-25 
$8,835,479.00 
$8,835,479.00 
$0.00 
Equity 
3
2010-10-05 
$3,000,000.00 
$5,000,000.00 
$2,000,000.00 
Equity 
2
2010-06-04 
$1,700,000.00 
$2,000,000.00 
$300,000.00 
Debt 
1
2009-04-30 
$500,000.00 
$500,000.00 
$0.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
LEVIN 
 
ALAN 
EXECUTIVE OFFICER
NATIONAL HOLDINGS CORP
PAUL 
J 
COVIELLO 
DIRECTOR
NATIONAL HOLDINGS CORP
CHRISTOPHER 
 
DEWEY 
EXECUTIVE OFFICER, DIRECTOR
NATIONAL HOLDINGS CORP   |  CEPHEA VALVE TECHNOLOGIES, INC.   |  MIVI NEUROSCIENCE, INC.   |  DERMASENSOR, INC.   |  POTRERO MEDICAL, INC.
ROBERT 
 
FAGENSON 
DIRECTOR
DOCUMENT SECURITY SYSTEMS INC   |  NATIONAL HOLDINGS CORP   |  100 PERCENT ALL NATURAL, INC.
ROBERT 
D. 
FAGENSON 
EXECUTIVE OFFICER, DIRECTOR
NATIONAL HOLDINGS CORP
BRIAN 
 
FRIEDMAN 
EXECUTIVE OFFICER
NATIONAL HOLDINGS CORP   |  CS BOND ST TRUST   |  HOMEFED CORP   |  MPH ENERGY MIDCO LP   |  GFCR INVESTMENT FUND SCSP   |  GCF REEF HOLDINGS, L.P.
MARSHALL 
 
GELLER 
DIRECTOR
NATIONAL HOLDINGS CORP   |  GUIDANCE SOFTWARE, INC.   |  ST. CLOUD CAPITAL PARTNERS III SBIC, LP   |  VERIFYME, INC.   |  SMART EASY PAY, INC.
SALVATORE 
 
GIARDINA 
DIRECTOR
NATIONAL HOLDINGS CORP   |  FORM HOLDINGS CORP.   |  XPRESSPA GROUP, INC.
MARK 
 
GOLDWASSER 
EXECUTIVE OFFICER, DIRECTOR
NATIONAL HOLDINGS CORP   |  THIRD LEVEL LLC   |  NSC BIOTECH VENTURE FUND I LLC   |  POWERMAT PARTNERS LLC   |  TRUNCATUS HOLDINGS LLC   |  TRUNCATUS HOLDINGS QP LLC   |  NAM SPECIAL SITUATIONS FUND I, LLC   |  AEGIS SPECIAL SITUATIONS FUND LLC - SERIES RIDESHARE I   |  AEGIS SPECIAL SITUATIONS QP FUND LLC - SERIES HOSPITALITY I   |  AEGIS SPECIAL SITUATIONS QP FUND LLC - SERIES RIDESHARE I   |  AEGIS SPECIAL SITUATIONS FUND II LLC - SERIES RIDESHARE I   |  AEGIS SPECIAL SITUATIONS FUND LLC - SERIES EDUCATION I   |  AEGIS SPECIAL SITUATIONS FUND LLC - SERIES DNA I   |  INNOVATION X CAPITAL PARTNERS, LLC   |  INNOVATION X SUNSTONE VI QP, LLC   |  INNOVATION X SUNSTONE VI, LLC   |  INNOVATION X CAPITAL PARTNERS II, LLC   |  CEROS MEDTECH FUND I (QC) LLC   |  POTRERO MEDICAL, INC.   |  INNOVATION X VENTURE PARTNERS, LLC   |  ALLIED INNOVATION ARTIFICIAL INTELLIGENCE FUND, LLC   |  INNOVATION X CAPITAL PARTNERS III, LLC
SALVATORE 
 
GUARDINA 
DIRECTOR
NATIONAL HOLDINGS CORP
MARK 
 
KLEIN 
EXECUTIVE OFFICER, DIRECTOR
NEW UNIVERSITY HOLDINGS CORP.   |  ORGANIC ALLIANCE, INC.   |  NATIONAL HOLDINGS CORP   |  GREAT AMERICAN GROUP, INC.   |  MARKETFIELD DUBLIN, P.L.C.   |  BURFORD CAPITAL LLC   |  SURO CAPITAL CORP.
MARK 
D. 
KLEIN 
EXECUTIVE OFFICER, DIRECTOR
LTAM TITAN FUND, LLC   |  GREAT AMERICAN GROUP, INC.   |  57TH STREET GENERAL ACQUISITION CORP   |  CRUMBS BAKE SHOP, INC.   |  NATIONAL HOLDINGS CORP   |  MKCA OPPORTUNITIES FUND, LLC   |  MKCA OPPORTUNITY FUND, LLC
ROBERT 
 
LAUTZ, JR. 
DIRECTOR
NATIONAL HOLDINGS CORP
ROBERT 
W. 
LAUTZ, JR. 
DIRECTOR
NATIONAL HOLDINGS CORP
WILLIAM 
 
LERNER 
DIRECTOR
NATIONAL HOLDINGS CORP   |  NAM SPECIAL SITUATIONS FUND I, LLC
ALAN 
 
LEVIN 
EXECUTIVE OFFICER
NATIONAL HOLDINGS CORP   |  DIFFUSION PHARMACEUTICALS LLC   |  TANGEN BIOSCIENCES, INC.
ALAN 
B. 
LEVIN 
EXECUTIVE OFFICER
NATIONAL HOLDINGS CORP   |  BRIDGE LINE VENTURES, LLC   |  BRIDGE LINE VENTURES, LLC SERIES NW-2QP   |  BRIDGE LINE VENTURES, LLC SERIES NW-1   |  BRIDGE LINE VENTURES, LLC SERIES Y-3QP   |  BRIDGE LINE VENTURES, LLC SERIES K-1 (KRAKEN) INTERESTS   |  BRIDGE LINE VENTURES, LLC SERIES T-2QP   |  BRIDGE LINE VENTURES, LLC SERIES T-1
CHARLES 
 
MODICA 
DIRECTOR
NATIONAL HOLDINGS CORP
CHARLES 
M 
MODICA 
DIRECTOR
NATIONAL HOLDINGS CORP
JORGE 
 
ORTEGA 
DIRECTOR
NATIONAL HOLDINGS CORP
FRANK 
S. 
PLIMPTON 
DIRECTOR
BROADPOINT GLEACHER SECURITIES GROUP, INC.   |  NATIONAL HOLDINGS CORP
FREDERIC 
B. 
POWERS, III 
DIRECTOR
NATIONAL HOLDINGS CORP
JONATHAN 
 
RICH 
EXECUTIVE OFFICER
NATIONAL HOLDINGS CORP   |  NYTEX ENERGY HOLDINGS, INC.   |  MEGASTAR DEVELOPMENT CORP /FI   |  INTROMMUNE THERAPEUTICS, INC.
LEONARD 
J. 
SOKOLOW 
DIRECTOR
NATIONAL HOLDINGS CORP   |  BRIDGE LINE VENTURES, LLC   |  BRIDGE LINE VENTURES, LLC SERIES NW-2QP   |  BRIDGE LINE VENTURES, LLC SERIES NW-1   |  BRIDGE LINE VENTURES, LLC SERIES Y-3QP   |  BRIDGE LINE VENTURES, LLC SERIES K-1 (KRAKEN) INTERESTS   |  BRIDGE LINE VENTURES, LLC SERIES T-2QP   |  BRIDGE LINE VENTURES, LLC SERIES T-1   |  SKYX PLATFORMS CORP.
LEONARD 
JAY 
SOKOLOW 
EXECUTIVE OFFICER, DIRECTOR
NATIONAL HOLDINGS CORP
PETER 
 
ZURKOW 
DIRECTOR
SELECT 12-METER FUND, L.P.   |  SELECT 12-METER FUND, LTD.   |  NATIONAL HOLDINGS CORP
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2013-09-13
D
Link
INVESTMENT BANKING 
SECURITY + COMMODITY BROKERS, DEALERS, EXCHANGES + SERVICES [6200] 
OVER $100,000,000 
Equity 
2013-08-30 
2013-02-08
D
Link
INVESTMENT BANKING 
SECURITY + COMMODITY BROKERS, DEALERS, EXCHANGES + SERVICES [6200] 
OVER $100,000,000 
Equity 
2013-01-25 
2010-10-13
D
Link
INVESTMENT BANKING 
SECURITY + COMMODITY BROKERS, DEALERS, EXCHANGES + SERVICES [6200] 
$25,000,001 - $100,000,000 
Equity 
2010-10-05 
2010-06-11
D
Link
INVESTMENT BANKING 
SECURITY + COMMODITY BROKERS, DEALERS, EXCHANGES + SERVICES [6200] 
$25,000,001 - $100,000,000 
Debt 
2010-06-04 
2009-05-12
D
Link
INVESTMENT BANKING 
SECURITY + COMMODITY BROKERS, DEALERS, EXCHANGES + SERVICES [6200] 
$25,000,001 - $100,000,000 
Equity 
2009-04-30 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
NATIONAL SECURITITES CORPORATION
7569
NONE
NONE
NATIONAL SECURITIES CORPORATION
7569
NONE
NONE
NATIONAL SECURITIES CORPORATION
7569