ENERGY FOCUS, INC/DE

Profile

Company Names

ENERGY FOCUS, INC/DE

Addresses

32000 AURORA ROAD, SUITE B, SOLON, OH 44139

32000 AURORA ROAD, SOLON, OH 44139

Phone Numbers

4407151300
440-715-1300

 

Entity Type:

CORPORATION

Industry:

MANUFACTURING, ENERGY CONSERVATION

Year Incorporated:

> 5 years ago

State Incorporated:

DELAWARE

Total Amount Raised:

$12,780,095.00

Number of Funding Rounds:

6
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
6
2022-06-03 
$3,499,865.00 
$3,499,865.00 
$0.00 
Equity 
5
2021-12-13 
$4,500,005.00 
$4,500,005.00 
$0.00 
Equity 
4
2020-01-13 
$430,225.00 
$2,750,000.00 
$2,319,775.00 
 
3
2019-03-29 
$1,700,000.00 
$1,700,000.00 
$0.00 
 
2
2010-03-30 
$1,150,000.00 
$1,152,300.00 
$2,300.00 
Equity, Debt 
1
2009-12-29 
$1,500,000.00 
$1,902,500.00 
$402,500.00 
Equity, Debt 
People
First Name
Middle Name
Last Name
Titles
Related Companies
DAVID 
 
ANTHONY 
DIRECTOR
COLOREP INC   |  THERMOENERGY CORP   |  AXION POWER INTERNATIONAL, INC.   |  SOLAR ENERTECH CORP   |  PROMETHEAN POWER SYSTEMS INC   |  ENERGY FOCUS, INC/DE   |  TBT GROUP, INC   |  TEMBO GOLD CORP.   |  ONEROOF ENERGY, INC.   |  KU WHISPERING TRACE LLC   |  ANTHONY CAPITAL FUNDING, LLC   |  ANTHONY CAPITAL BOND FUND 1, LLC   |  ANTHONY CAPITAL ALTERNATIVE INVESTMENTS INCOME TWO FUND, LLC   |  ANTHONY CAPITAL ALTERNATIVE INVESTMENTS INCOME THREE FUND, LLC   |  ANTHONY CAPITAL ALTERNATIVE INVESTMENTS INCOME FOUR FUND, LLC   |  ANTHONY CAPITAL ALTERNATIVE INVESTMENTS INCOME FIVE FUND, LLC   |  ANTHONY CAPITAL ALTERNATIVE INVESTMENTS INCOME ONE FUND, LP
NICHOLAS 
G 
BERCHTOLD 
EXECUTIVE OFFICER
ENERGY FOCUS, INC/DE
JENNIFER 
 
CHENG 
DIRECTOR
ENERGY FOCUS, INC/DE
JOHN 
M 
DAVENPORT 
EXECUTIVE OFFICER, DIRECTOR
ENERGY FOCUS, INC/DE
ROBERT 
 
FARKAS 
DIRECTOR
ENERGY FOCUS, INC/DE
J 
JAMES 
FINNERTY 
DIRECTOR
ENERGY FOCUS, INC/DE
GREG 
 
GALLUCCIO 
EXECUTIVE OFFICER
ENERGY FOCUS, INC/DE
DAVID 
 
GELBAUM 
DIRECTOR
FREEGREEN INC   |  THERMOENERGY CORP   |  AXION POWER INTERNATIONAL, INC.   |  COLOREP INC   |  ENERGY FOCUS, INC/DE   |  ENTECH SOLAR, INC.
ERIC 
W 
HILLIARD 
EXECUTIVE OFFICER
ENERGY FOCUS, INC/DE
GINA 
 
HUANG 
DIRECTOR
ENERGY FOCUS, INC/DE
MICHAEL 
A 
KASPER 
DIRECTOR
ENERGY FOCUS, INC/DE
JOSEPH 
G 
KAVESKI 
EXECUTIVE OFFICER, DIRECTOR
ENERGY FOCUS, INC/DE
BRIAN 
 
LAGARTO 
DIRECTOR
ENERGY FOCUS, INC/DE
GERALDINE 
 
MCMANUS 
DIRECTOR
ROONEY GM PARTNERS LLC   |  ENERGY FOCUS, INC/DE   |  CABOT MM PARTNERS LLC   |  MURPHY MM PARTNERS, LLC
TOD 
 
NESTOR 
EXECUTIVE OFFICER
ENERGY FOCUS, INC/DE   |  CAREGILITY CORP
JEFF 
 
PARKER 
DIRECTOR
SBFE, LLC   |  ENERGY FOCUS, INC/DE
PHILIP 
 
POLITZINER 
DIRECTOR
ENERGY FOCUS, INC/DE
PHILLIP 
 
POLITZINER 
DIRECTOR
ENERGY FOCUS, INC/DE
MICHAEL 
 
RAMELOT 
DIRECTOR
ENERGY FOCUS, INC/DE
DAVID 
N 
RUCKERT 
DIRECTOR
ENERGY FOCUS, INC/DE
R 
LEWIS 
SCHNEEBERGER 
DIRECTOR
ENERGY FOCUS, INC/DE
STEPHEN 
 
SOCOLOF 
DIRECTOR, EXECUTIVE OFFICER
GAINSPAN CORP   |  OWN PRODUCTS, INC.   |  EVERSPIN TECHNOLOGIES INC   |  CROSSFIBER INC.   |  TECH COUNCIL VENTURES II LP   |  GIGAIO NETWORKS, INC.   |  TECH COUNCIL VENTURES II-AI LP   |  ENERGY FOCUS, INC/DE   |  CHOICEWORX, INC.   |  DATA INVENTIONS, INC.   |  TECH COUNCIL VENTURES III LP   |  TECH COUNCIL VENTURES III-AI LP
JAMES 
 
TU 
EXECUTIVE OFFICER, DIRECTOR
ENERGY FOCUS, INC/DE   |  CHARLES + COLVARD LTD
PAUL 
 
VON PAUMGARTTEN 
DIRECTOR
ENERGY FOCUS, INC/DE
JAMES 
 
WARREN 
EXECUTIVE OFFICER
NEXERSYS CORP   |  PROTERRA BRAZIL OPPORTUNITY DIRECT FUND LP   |  PROTERRA BRAZIL OPPORTUNITY FUND B LP   |  BLACK RIVER CAPITAL PARTNERS FUND (FOOD) LP   |  BLACK RIVER FOOD FUND 2 LP   |  PROTERRA FF2 FENGJI CO-INVEST FUND LP   |  PROTERRA SUSTAINABLE AGRICULTURE FUND LP   |  NBC BANCORP, INC.   |  PROTERRA M+M CO-INVEST FUND LP   |  ENERGY FOCUS, INC/DE   |  GREENHILL TECHNOLOGY LLC   |  FIDUCIARY EXCHANGE LLC   |  PROTERRA RURAL GROWTH FUND LP
PHILIP 
E 
WOLFSON 
DIRECTOR
ENERGY FOCUS, INC/DE
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2022-06-17
D
Link
MANUFACTURING 
ELECTRIC LIGHTING + WIRING EQUIPMENT [3640] 
$5,000,001 - $25,000,000 
Equity 
2022-06-03 
2021-12-28
D
Link
MANUFACTURING 
ELECTRIC LIGHTING + WIRING EQUIPMENT [3640] 
$5,000,001 - $25,000,000 
Equity 
2021-12-13 
2020-01-28
D
Link
MANUFACTURING 
ELECTRIC LIGHTING + WIRING EQUIPMENT [3640] 
DECLINE TO DISCLOSE 
 
2020-01-13 
2019-04-04
D
Link
MANUFACTURING 
ELECTRIC LIGHTING + WIRING EQUIPMENT [3640] 
$5,000,001 - $25,000,000 
 
2019-03-29 
2010-04-14
D
Link
ENERGY CONSERVATION 
ELECTRIC LIGHTING + WIRING EQUIPMENT [3640] 
$5,000,001 - $25,000,000 
Equity, Debt 
2010-03-30 
2010-01-15
D
Link
ENERGY CONSERVATION 
ELECTRIC LIGHTING + WIRING EQUIPMENT [3640] 
$5,000,001 - $25,000,000 
Equity, Debt 
2009-12-29 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
H.C. WAINWRIGHT + CO., LLC
375
NONE
NONE
H.C. WAINWRIGHT + CO., LLC
375
H.C. WAINWRIGHT + CO., LLC
375
H.C. WAINWRIGHT + CO., LLC
375