VIVEVE MEDICAL, INC.

Profile

Company Names

VIVEVE MEDICAL, INC.
PLC SYSTEMS INC

Addresses

345 INVERNESS DRIVE SOUTH, BUILDING B, SUITE 250, ENGLEWOOD, CO 80112

150 COMMERCIAL STREET, SUNNYVALE, CA 94086

459 FORTUNE BOULEVARD, MILFORD, MA 01757

10 FORGE PARK, FRANKLIN, MA 02038

Phone Numbers

720-696-8100
4085301900
508-541-8800

 

Entity Type:

CORPORATION

Industry:

BIOTECHNOLOGY, OTHER HEALTH CARE, OTHER TECHNOLOGY

Year Incorporated:

> 5 years ago

State Incorporated:

YUKON, CANADA

Total Amount Raised:

$41,534,250.00

Number of Funding Rounds:

13
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
13
2022-10-14 
$14,675.00 
$14,675.00 
$0.00 
Equity 
12
2020-06-09 
$341,250.00 
$10,000,000.00 
$9,658,750.00 
Equity 
11
2020-04-20 
$3,225,875.00 
$3,225,875.00 
$0.00 
 
10
2015-11-24 
$6,001,369.00 
$6,001,369.00 
$0.00 
Equity 
9
2015-05-14 
$12,000,000.00 
$12,000,000.00 
$0.00 
Equity 
8
2014-09-23 
$2,411,081.00 
$2,411,081.00 
$0.00 
Equity 
7
2014-05-09 
$6,000,000.00 
$6,000,000.00 
$0.00 
Equity 
6
2014-04-14 
$500,000.00 
$750,000.00 
$250,000.00 
Debt 
5
2013-09-18 
$1,750,000.00 
$3,750,000.00 
$2,000,000.00 
Equity 
4
2013-02-22 
$4,040,000.00 
$11,250,000.00 
$7,210,000.00 
Equity 
3
2013-01-16 
$250,000.00 
$250,000.00 
$0.00 
Debt 
2
2012-07-02 
$1,000,000.00 
$1,000,000.00 
$0.00 
Debt 
1
2011-02-22 
$4,000,000.00 
$4,000,000.00 
$0.00 
Debt 
People
First Name
Middle Name
Last Name
Titles
Related Companies
JAMES 
 
ATKINSON 
EXECUTIVE OFFICER
U.S. SILVER + GOLD INC.   |  VIVEVE MEDICAL, INC.   |  ADVANCED GOLD EXPLORATION INC.   |  ANTIMONY RESOURCES CORP.
STEVEN 
 
BASTA 
DIRECTOR
CARBYLAN BIOSURGERY, INC   |  VIVEVE MEDICAL, INC.   |  DERMBIONT, INC.   |  VYNE THERAPEUTICS INC.
MARK 
 
COLELLA 
DIRECTOR
WAVERX INC   |  CETERIX ORTHOPAEDICS, INC.   |  VIVEVE MEDICAL, INC.
MARK 
S 
COLELLA 
DIRECTOR
VIVEVE MEDICAL, INC.
KEVIN 
J. 
DUNN 
DIRECTOR
PLC SYSTEMS INC
SCOTT 
 
DURBIN 
EXECUTIVE OFFICER, DIRECTOR
VIVEVE MEDICAL, INC.
BENJAMIN 
L. 
HOLMES 
DIRECTOR
PLC SYSTEMS INC
DANIEL 
 
JANNEY 
DIRECTOR
DISCOVERX CORP   |  VIROBAY INC   |  PHENOMIX CORP   |  ESPERION THERAPEUTICS, INC.   |  VIVEVE MEDICAL, INC.   |  EVOLVE BIOSYSTEMS, INC.   |  SUTRO BIOPHARMA INC
DEBORA 
 
JORN 
DIRECTOR
VIVEVE MEDICAL, INC.
AL 
 
KYLE 
DIRECTOR
PLC SYSTEMS INC
ALBERT 
S. 
KYLE 
DIRECTOR
PLC SYSTEMS INC
KENNETH 
J. 
LUPPI 
EXECUTIVE OFFICER
PLC SYSTEMS INC
GREGORY 
W. 
MANN 
EXECUTIVE OFFICER, DIRECTOR
PLC SYSTEMS INC   |  REPRIEVE CARDIOVASCULAR, INC.
ARLENE 
 
MORRIS 
DIRECTOR
AFFYMAX INC   |  NUON THERAPEUTICS INC   |  SYNDAX PHARMACEUTICALS INC   |  VIVEVE MEDICAL, INC.   |  UNUM THERAPEUTICS INC.   |  TC BIOPHARM (HOLDINGS) PLC
BRENT 
 
NORTON 
DIRECTOR
PLC SYSTEMS INC   |  CRITICAL OUTCOME TECHNOLOGIES INC.   |  ORTHO REGENERATIVE TECHNOLOGIES INC.   |  AETERNA ZENTARIS INC.
EDWARD 
H. 
PENDERGAST 
DIRECTOR
PLC SYSTEMS INC
SHARON 
 
PRESNELL 
DIRECTOR
VIVEVE MEDICAL, INC.
VINCENT 
 
PUGLISI 
EXECUTIVE OFFICER
PLC SYSTEMS INC
VINCENT 
C. 
PUGLISI 
EXECUTIVE OFFICER
PLC SYSTEMS INC
JIM 
 
ROBBINS 
EXECUTIVE OFFICER
VIVEVE MEDICAL, INC.
ROBERT 
I. 
RUDKO 
DIRECTOR
PLC SYSTEMS INC
PATRICIA 
 
SCHELLER 
EXECUTIVE OFFICER, DIRECTOR
VIVEVE MEDICAL, INC.
PATRICIA 
KIMBERLY 
SCHELLER 
EXECUTIVE OFFICER, DIRECTOR
VIVEVE MEDICAL, INC.
SEAN 
 
SHAPIRO 
EXECUTIVE OFFICER
VIVEVE MEDICAL, INC.
CARL 
 
SIMPSON 
DIRECTOR
UPTAKE MEDICAL CORP   |  TIVAMED INC   |  REVASCULAR THERAPEUTICS INC   |  COREPAIR INC   |  VIVEVE, INC.   |  VIVEVE MEDICAL, INC.
BRIGITTE 
 
SMITH 
DIRECTOR
TIVAMED INC   |  PROACTA INC   |  VIVEVE, INC.   |  AIRXPANDERS INC   |  KALOBIOS PHARMACEUTICALS INC   |  VIVEVE MEDICAL, INC.   |  NEUROVANCE, INC.   |  EUTHYMICS BIOSCIENCE, INC.
MARK 
R. 
TAUSCHER 
EXECUTIVE OFFICER, DIRECTOR
PLC SYSTEMS INC
JAMES 
G. 
THOMASCH 
EXECUTIVE OFFICER
PLC SYSTEMS INC
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2022-10-27
D
Link
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2022-10-14 
2020-06-18
D
Link
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2020-06-09 
2020-05-04
D
Link
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
 
2020-04-20 
2015-12-03
D
Link
OTHER HEALTH CARE 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2015-11-24 
2015-05-27
D
Link
OTHER HEALTH CARE 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2015-05-14 
2014-10-08
D
Link
OTHER HEALTH CARE 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2014-09-23 
2014-06-10
D
Link
OTHER TECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Debt 
2014-04-14 
2014-06-04
D
Link
OTHER TECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2014-05-09 
2013-09-27
D
Link
OTHER TECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2013-09-18 
2013-02-25
D
Link
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Equity 
2013-02-22 
2013-01-17
D
Link
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Debt 
2013-01-16 
2012-07-09
D
Link
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Debt 
2012-07-02 
2011-03-08
D
Link
BIOTECHNOLOGY 
ELECTROMEDICAL + ELECTROTHERAPEUTIC APPARATUS [3845] 
DECLINE TO DISCLOSE 
Debt 
2011-02-22 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
LADENBURG THALMANN + CO. INC.
505
NONE
NONE
CRT CAPITAL GROUP LLC
28830
NA
NONE
MAXIM GROUP LLC
120708
NONE
NONE
CRT CAPITAL GROUP, LLC
28830
NONE
NONE
MIDDLEBURY SECURITIES, LLC
122602
NONE
NONE
PALLADIUM CAPITAL ADVISORS
129400
NONE
NONE
PALLADIUM CAPITAL ADVISORS, LLC
129400
NONE
NONE
NATIXIS BLEICHROEDER LLC
1101