NEW YORK LIFE INSURANCE + ANNUITY CORP

Profile

Company Names

NEW YORK LIFE INSURANCE + ANNUITY CORP

Addresses

51 MADISON AVENUE, C/O NEW YORK LIFE INSURANCE COMPANY, NEW YORK, NY 10010

Phone Numbers

212-576-7000

 

Entity Type:

CORPORATION

Industry:

INSURANCE

Year Incorporated:

> 5 years ago

State Incorporated:

DE

Total Amount Raised:

$9,640,407,725.00

Number of Funding Rounds:

6
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
6
2025-11-17 
$1,702,641,383.00 
INDEFINITE 
INDEFINITE 
 
5
2020-02-07 
$3,033,110,297.00 
INDEFINITE 
INDEFINITE 
 
4
2015-09-30 
$2,016,462,443.00 
INDEFINITE 
INDEFINITE 
 
3
2006-01-15 
$1,837,269,784.00 
INDEFINITE 
INDEFINITE 
 
2
2002-04-17 
$505,329,837.00 
INDEFINITE 
INDEFINITE 
 
1
1997-12-16 
$545,593,981.00 
INDEFINITE 
INDEFINITE 
 
People
First Name
Middle Name
Last Name
Titles
Related Companies
ANDREW 
F. 
AMENN 
EXECUTIVE OFFICER
ERIK 
A. 
ANDERSON 
EXECUTIVE OFFICER, DIRECTOR
CHRISTOPHER 
T. 
ASHE 
EXECUTIVE OFFICER, DIRECTOR
DAVID 
G. 
BEDARD 
EXECUTIVE OFFICER, DIRECTOR
SCOTT 
L. 
BERLIN 
EXECUTIVE OFFICER
FRANK 
M. 
BOCCIO 
EXECUTIVE OFFICER
ELIZABETH 
K. 
BRILL 
EXECUTIVE OFFICER, DIRECTOR
ALEXANDER 
I. 
COOK 
EXECUTIVE OFFICER, DIRECTOR
JAMES 
 
CRISTALLO 
EXECUTIVE OFFICER
JAMES 
J. 
CRISTALLO 
EXECUTIVE OFFICER, DIRECTOR
CRAIG 
L. 
DESANTO 
EXECUTIVE OFFICER, DIRECTOR
THOMAS 
F. 
ENGLISH 
EXECUTIVE OFFICER
THOMAS 
J. 
ENGLISH 
EXECUTIVE OFFICER
ERIC 
 
FELDSTEIN 
EXECUTIVE OFFICER, DIRECTOR
MICHAEL 
A. 
GAMBLE 
EXECUTIVE OFFICER
ROBERT 
M. 
GARDNER 
EXECUTIVE OFFICER, DIRECTOR
SOLOMON 
 
GOLDFINGER 
EXECUTIVE OFFICER
MICHAEL 
J. 
GORDON 
EXECUTIVE OFFICER
MATTHEW 
M. 
GROVE 
EXECUTIVE OFFICER, DIRECTOR
FRANK 
 
HARTE 
EXECUTIVE OFFICER, DIRECTOR
FRANK 
J. 
HARTE 
EXECUTIVE OFFICER, DIRECTOR
ROBERT 
J. 
HEBRON 
EXECUTIVE OFFICER
DYLAN 
W. 
HUANG 
EXECUTIVE OFFICER, DIRECTOR
JODI 
 
KRAVITZ 
EXECUTIVE OFFICER, DIRECTOR
JODI 
L. 
KRAVITZ 
DIRECTOR, EXECUTIVE OFFICER
ANTHONY 
MALLOY 
EXECUTIVE OFFICER, DIRECTOR
ANTHONY 
R. 
MALLOY 
EXECUTIVE OFFICER, DIRECTOR
CARHERINE 
A. 
MARRION 
EXECUTIVE OFFICER
CATHERINE 
A. 
MARRION 
EXECUTIVE OFFICER
THEODORE 
 
MATHAS 
EXECUTIVE OFFICER
MICHAEL 
 
MCDONNELL 
EXECUTIVE OFFICER, DIRECTOR
MICHAEL 
K. 
MCDONNELL 
DIRECTOR
BARBARA 
J. 
MCINERNEY 
EXECUTIVE OFFICER
COLLEEN 
A. 
MEADE 
EXECUTIVE OFFICER
AMY 
H. 
MILLER 
EXECUTIVE OFFICER, DIRECTOR
AMY 
T. 
MILLER 
EXECUTIVE OFFICER, DIRECTOR
PAUL 
T. 
PASTERIS 
EXECUTIVE OFFICER
MICHELLE 
D. 
RICHTER 
EXECUTIVE OFFICER
GERARD 
A. 
ROCCHI 
EXECUTIVE OFFICER
JANIS 
 
RUBIN 
EXECUTIVE OFFICER
ANGELO 
J. 
SCIALABBA 
EXECUTIVE OFFICER
ARTHUR 
H. 
SETER 
EXECUTIVE OFFICER, DIRECTOR
EILEEN 
T. 
SLEVIN 
EXECUTIVE OFFICER
MICHAEL 
E. 
SPROULE 
EXECUTIVE OFFICER
TERESA 
A. 
TURNER 
EXECUTIVE OFFICER
GARY 
E. 
WENDLANDT 
EXECUTIVE OFFICER
MICHAEL 
 
WHITTON 
EXECUTIVE OFFICER
MATTHEW 
D. 
WION 
EXECUTIVE OFFICER, DIRECTOR
RICHARD 
J. 
WITTERSCHEIN 
EXECUTIVE OFFICER
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D
 
 
OVER $100,000,000 
 
2002-04-17 
D
INSURANCE 
 
OVER $100,000,000 
 
2020-02-07 
D
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D
 
 
OVER $100,000,000 
 
1997-12-16 
D
INSURANCE 
 
OVER $100,000,000 
 
2015-09-30 
D
INSURANCE 
 
OVER $100,000,000 
 
2025-11-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
 
 
OVER $100,000,000 
 
1997-12-16 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2015-09-30 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2020-02-07 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2020-02-07 
D/A
 
 
OVER $100,000,000 
 
1997-12-16 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2015-09-30 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2015-09-30 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2020-02-07 
D/A
INSURANCE 
 
OVER $100,000,000 
 
1997-12-16 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2015-09-30 
D/A
INSURANCE 
 
OVER $100,000,000 
 
1997-12-16 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2020-02-07 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
INSURANCE 
 
OVER $100,000,000 
 
1997-12-16 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2020-02-07 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2015-09-30 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
INSURANCE 
 
OVER $100,000,000 
 
1997-12-16 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2015-09-30 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2015-09-30 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
INSURANCE 
 
OVER $100,000,000 
 
1997-12-16 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
INSURANCE 
 
OVER $100,000,000 
 
1997-12-16 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2015-09-30 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2015-09-30 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
INSURANCE 
 
OVER $100,000,000 
 
1997-12-16 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2015-09-30 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
INSURANCE 
 
OVER $100,000,000 
 
1997-12-16 
D
INSURANCE 
 
OVER $100,000,000 
 
2015-09-30 
D/A
INSURANCE 
 
OVER $100,000,000 
 
1997-12-16 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
1997-12-16 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
1997-12-16 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
1997-12-16 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
1997-12-16 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
INSURANCE 
 
OVER $100,000,000 
 
1997-12-16 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
2006-01-15 
D/A
 
 
OVER $100,000,000 
 
2002-04-17 
D/A
INSURANCE 
 
OVER $100,000,000 
 
1997-12-16 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
WALNUT STREET SECURITIES, INC.
WALNUT STREET SECURITIES, INC.
VALMARK SECURITIES, INC.
VALMARK SECURITIES, INC.
INVESTORS CAPITAL CORPORATION
INVESTORS CAPITAL CORPORATION
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
NYLIFE SECURITIES, LLC
NYLINK INSURANCE AGENCY INCORPORATED
NONE
ROYAL ALLIANCE ASSOCIATES
ROYAL ALLIANCE ASSOCIATES
AMERICAN PORTFOLIOS FINANCIAL SERVICES
AMERICAN PORTFOLIOS FINANCIAL SERVICES
NEW INVESTORS WORLD, INC.
NEW INVESTORS WORLD, INC.
NFP SECURITIES, INC.
NFP SECURITIES, INC.
STERN CAPITAL LLC
STERN CAPITAL LLC
FIRST MONTAUK SECURITIES CORP.
FIRST MONTAUK SECURITIES CORP.
MAG FINANCIAL INC.
MAG FINANCIAL INC.
MANOR HOUSE CAPITAL, LLC
MANOR HOUSE CAPITAL, LLC
LINCOLN FINANCIAL ADVISORS CORP.
LINCOLN FINANCIAL ADVISORS CORP.
MML INVESTORS SERVICES, INC.
MML INVESTORS SERVICES, INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
ROSS SECURITIES CORPORATION
ROSS SECURITIES CORPORATION
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
M HOLDINGS SECURITIES INC.
M HOLDINGS SECURITIES INC.
WEALTH PRESERVATION ASSOCIATES LLC
WEALTH PRESERVATION ASSOCIATES LLC
NYLIFE SECURITIES LLC
NYLIFE SECURITIES LLC
FIRST LIBERTIES FINANCIAL
FIRST LIBERTIES FINANCIAL
OGLIVIE SECURITY ADVISORS CORPORATION
OGLIVIE SECURITY ADVISORS CORPORATION
WORLD EQUITY GROUP, INC.
WORLD EQUITY GROUP, INC.
LPL FINANCIAL LLC
LPL FINANCIAL LLC
LION STREET FINANCIAL
LION STREET FINANCIAL
KESTRA INVESTMENT SERVICES LLC
KESTRA INVESTMENT SERVICES LLC
NEWPORT GROUP SECURITIES,INC.
NEWPORT GROUP SECURITIES INC.
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC
KESTRA INVESTMENT SERVICES LLC
KESTRA INVESTMENT SERVICES LLC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
MORGAN STANLEY INSURANCE SERVICES, INC.
MORGAN STANLEY INSURANCE SERVICES, INC.
VALMARK SECURITIES, INC.
VALMARK SECURITIES, INC.
NYLIFE SECURITIES LLC
CARRIE HALL
TRIAD ADVISORS LLC.
TRIAD INSURANCE, INC.
LION STREET FINANCIAL LLC
LION STREET FINANCIAL LLC
USI SECURITIES, INC.
USI SECURITIES, INC.
ASCENSUS BROKER DEALER SERVICES, LLC
ASCENSUS BROKER DEALER SERVICES, LLC
VALMARK SECURITIES, INC.
EXECUTIVE INSURANCE AGENCY
THE LEADERS GROUP
THE LEADERS GROUP
CAPACUITY SECURITIES INC.
CAPACUITY SECURITIES INC.
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
M HOLDINGS SECURITIES INC.
M HOLDINGS SECURITIES INC.
CLARK SECURITIES INC.
CLARK SECURITIES INC.
TBG FINANCIAL + INSURANCE SERVICES
TBG FINANCIAL + INSURANCE SERVICES
EXECUTIVE SERVICES SECURITIES
EXECUTIVE SERVICES SECURITIES
TOWER SQUARE SECURITIES INC.
833
TOWER SQUARE SECURITIES INC.
833
FAS CORP.
FAS CORP.
NEWPORT GROUP SECURITIES, INC.
NEWPORT GROUP SECURITIES, INC.
NYLIFE SECURITIES LLC
NYLIFE SECURITIES LLC
NYLIFE SECURITIES LLC
DOUGLAS FORSTROM
LINCOLN FINANCIAL ADVISORS CORP.
LINCOLN FINANCIAL ADVISORS CORP.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
JAMES M. FOYT
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RUSSELL H. VANDEVELDE
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
PHILLIP PICKETT
NCG SECURITIES, LLC
DOMENIC MATTHEW DIPIERO
KESTRA INVESTMENT SERVICES LLC
KESTRA INVESTMENT SERVICES LLC
MSI FINANCIAL SERVICES INC
MSI FINANCIAL SERVICES INC
UBS FINANCIAL SERVICES INC
UBS FINANCIAL SERVICES INC
ONEAMERICA SECURITIES, INC.
ONEAMERICA SECURITIES, INC.
MORGAN STANLEY INS SERVICES
MORGAN STANLEY INS SERVICES
MML INSURANCE AGENCY, INC.
MML INSURANCE AGENCY, INC.
TRIAD ADVISORS LLC
TRIAD INSURANCE, INC.
CETERA ADVISOR NETWORKS, LLC
CETERA ADVISOR NETWORKS, LLC
USI SECURITIES, INC.
USI SECURITIES, INC.
ASCENSUS BROKER DEALER SERVICES, LLC
ASCENSUS BROKER DEALER SERVICES, LLC
CETERA ADVISORS, LLC
CETERA ADVISORS, LLC
NYLIFE SECURITIES INC.
KENNETH D. MILLER
NONE
SCHOENKE + ASSOCIATES SECURITIES CORP
RAYMOND SCHOENKE
NONE
CLARK SECURITIES INC.
CLARK CONSULTING
NONE
TBG FINANCIAL + INSURANCE SERVICES
TBG FINANCIAL+ INSURANCE SERVICES
NEWPORT GROUP SECURITIES, INC.
NEWPORT GROUP SECURITIES, INC.
TRIAD INSURANCE, INC.
TRIAD INSURANCE, INC.
CETERA ADVISOR NETWORKS, LLC
CETERA ADVISOR NETWORKS, LLC
NFP ADVISOR SERVICES, LLC
NFP ADVISOR SERVICES, LLC
EXECUTIVE SERVICES SECURITIES
EXECUTIVE SERVICES SECURITIES
NYLIFE SECURITIES, INC.
NYLIFE SECURITIES, INC.
KESTRA INVESTMENT SERVICES LLC
KESTRA INVESTMENT SERVICES LLC
UBS FINANCIAL SERVICES
UBS FINANCIAL SERVICES
CETERA ADVISOR NETWORKS, LLC
CETERA ADVISOR NETWORKS, LLC
TRIAD ADVISORS LLC
TRIAD ADVISORS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES
NORTHWESTERN MUTUAL INVESTMENT SERVICES
KESTRA INVESTMENT SERVICES LLC
KESTRA INVESTMENT SERVICES LLC.
KESTRA INVESTMENT SERVICES LLC
KESTRA INVESTMENT SERVICES LLC
UBS FINANCIAL SERVICES INC
UBS FINANCIAL SERVICES INC
ONEAMERICA SECURITIES, INC.
ONEAMERICA SECURITIES, INC.
TRIAD INSURANCE, INC.
TRIAD INSURANCE, INC.
CETERA ADVISOR NETWORKS, LLC
CETERA ADVISOR NETWORKS, LLC
UBS FINANCIAL SERVICES
UBS FINANCIAL SERVICES
CETERA ADVISOR NETWORKS, LLC
CETERA ADVISOR NETWORKS, LLC
CETERA ADVISORS, LLC
CETERA ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
ROYAL ALLIANCE ASSOCIATES
ROYAL ALLIANCE ASSOCIATES
NFP SECURITIES, INC.
NFP SECURITIES, INC.
STERN CAPITAL LLC
STERN CAPITAL LLC
LINCOLN FINANCIAL ADVISORS CORP.
LINCOLN FINANCIAL ADVISORS CORP.
FIRST LIBERTIES FINANCIAL
FIRST LIBERTIES FINANCIAL
WORLD EQUITY GROUP, INC.
WORLD EQUITY GROUP, INC.
LPL FINANCIAL LLC
LPL FINANCIAL LLC
KESTRA INVESTMENT SERVICES LLC
KESTRA INVESTMENT SERVICES LLC
NEWPORT GROUP SECURITIES, INC.
NEWPORT GROUP SECURITIES, INC.
CETERA ADVISORS, LLC
CETERA ADVISORS, LLC
UBS FINANCIAL SERVICES INC
UBS FINANCIAL SERVICES INC
NORTHWESTERN MUTUAL INVESRMENT SERVICES, LLC
NORTHWESTERN MUTUAL INVESRMENT SERVICES, LLC
NYLIFE SECURITIES, LLC
NYLIFE SECURITIES, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC.
NORTHWESTER MUTUAL INVESTMENT SERVICES, LLC
AMERICAN PORTFOLIOS FINANCIAL SERVICES
AMERICAN PORTFOLIOS FINANCIAL SERVICES
NEW INVESTOR WORLD, INC.
NEW INVESTOR WORLD, INC.
NFP SECURITIES INC.
NFP SECURITIES INC.