CALADRIUS BIOSCIENCES, INC.

Profile

Company Names

CALADRIUS BIOSCIENCES, INC.
NEOSTEM, INC.

Addresses

110 ALLEN ROAD, SECOND FLOOR, BASKING RIDGE, NJ 07920

106 ALLEN ROAD, FOURTH FLOOR, BASKING RIDGE, NJ 07920

420 LEXINGTON AVENUE, SUITE 350, NEW YORK, NY 10170

420 LEXINGTON AVENUE, SUITE 450, NEW YORK, NY 10170

Phone Numbers

908-842-0100
212-584-4180
212-584-4171

 

Entity Type:

CORPORATION

Industry:

BIOTECHNOLOGY

Year Incorporated:

> 5 years ago

State Incorporated:

DELAWARE

Total Amount Raised:

$87,385,933.00

Number of Funding Rounds:

8
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
8
2021-01-25 
$25,000,000.00 
$25,000,000.00 
$0.00 
Equity 
7
2020-07-15 
$1,999,994.00 
$1,999,994.00 
$0.00 
 
6
2020-05-28 
$2,150,002.00 
$2,150,002.00 
$0.00 
 
5
2020-04-27 
$2,432,437.00 
$2,432,437.00 
$0.00 
 
4
2016-09-14 
$12,600,000.00 
$21,000,000.00 
$8,400,000.00 
Equity 
3
2016-03-10 
$1,000,000.00 
$1,000,000.00 
$0.00 
Equity 
2
2014-05-08 
$38,000,000.00 
$38,000,000.00 
$0.00 
Equity 
1
2009-06-22 
$4,203,500.00 
$4,203,500.00 
$0.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
RICHARD 
 
BERMAN 
DIRECTOR
TIERONE CONVERGED NETWORKS INC   |  ADVAXIS, INC.   |  NEXMED INC   |  QUANTUMSPHERE INC   |  STRATEGIC FUNDING SOURCE, INC.   |  LUSTROS INC.   |  CATASYS, INC.   |  NEOSTEM, INC.   |  CRYOPORT, INC.   |  CALADRIUS BIOSCIENCES, INC.   |  TITAN ENVIRONMENTAL SOLUTIONS INC.   |  SIDUS SPACE INC.
RICHARD 
J 
BERMAN 
DIRECTOR
NEOSTEM, INC.   |  CRYOPORT, INC.   |  COMSOVEREIGN CORP.
DREW 
 
BERNSTEIN 
DIRECTOR
NEOSTEM, INC.
GREGORY 
B. 
BROWN 
DIRECTOR
COWEN HEALTHCARE ROYALTY PARTNERS II, L.P.   |  VANDERBILT OVERFLOW GP, LLC   |  VANDERBILT CAPITAL GP II, LLC   |  NURON BIOTECH, INC.   |  INVUITY, INC.   |  CALADRIUS BIOSCIENCES, INC.   |  PHARMACOPHOTONICS, INC.
MICHAEL 
 
DAVIDSON 
DIRECTOR
SYNAPSE WIRELESS, INC.   |  OMTHERA PHARMACEUTICALS, INC.   |  AMERICAN DISTRIBUTORS HOLDING CO., LLC   |  CALADRIUS BIOSCIENCES, INC.   |  TENAX THERAPEUTICS, INC.   |  SONOTHERA, INC.   |  JOCASTA NEUROSCIENCE, INC.
ROBERT 
 
DICKEY IV 
EXECUTIVE OFFICER
NEOSTEM, INC.
MARTYN 
D. 
GREENACRE 
DIRECTOR
CURIS INC   |  NEOSTEM, INC.
STEVEN 
M. 
KLOSK 
DIRECTOR
CALADRIUS BIOSCIENCES, INC.
DOUGLAS 
 
LOSORDO 
EXECUTIVE OFFICER
NEOSTEM, INC.   |  CALADRIUS BIOSCIENCES, INC.   |  LONGEVERON INC.   |  CADRENAL THERAPEUTICS, INC.
LARRY 
A 
MAY 
EXECUTIVE OFFICER
NEOSTEM, INC.
DAVID 
 
MAZZO 
EXECUTIVE OFFICER, DIRECTOR
CALADRIUS BIOSCIENCES, INC.   |  EYEPOINT PHARMACEUTICALS, INC.   |  SENECA BIOPHARMA, INC.
DAVID 
J. 
MAZZO 
EXECUTIVE OFFICER, DIRECTOR
REGADO BIOSCIENCES INC   |  CALADRIUS BIOSCIENCES, INC.
STEVEN 
S 
MYERS 
DIRECTOR
NEOSTEM, INC.   |  QUANTUMSPHERE, INC.
STEVEN 
S. 
MYERS 
DIRECTOR
QUANTUMSPHERE, INC.   |  NEOSTEM, INC.   |  CALADRIUS BIOSCIENCES, INC.
ANDREW 
L. 
PECORA 
DIRECTOR, EXECUTIVE OFFICER
NEOSTEM, INC.   |  COTA, INC.   |  CALADRIUS BIOSCIENCES, INC.   |  CELULARITY INC
STEPHEN 
W. 
POTTER 
EXECUTIVE OFFICER
NEOSTEM, INC.
ROBERT 
 
PRETI 
EXECUTIVE OFFICER
NEOSTEM, INC.   |  ROOSTERBIO, INC.
ROBERT 
A. 
PRETI 
EXECUTIVE OFFICER, DIRECTOR
CALADRIUS BIOSCIENCES, INC.
CYNTHIA 
S. 
SCHWALM 
DIRECTOR
CALADRIUS BIOSCIENCES, INC.
ROBIN 
L 
SMITH 
EXECUTIVE OFFICER, DIRECTOR
NEOSTEM, INC.   |  PROLUNG INC
ROBIN 
L. 
SMITH 
EXECUTIVE OFFICER, DIRECTOR
NEOSTEM, INC.   |  PROLUNG INC   |  SEELOS THERAPEUTICS, INC.   |  CELULARITY INC
JOSEPH 
 
TALAMO 
EXECUTIVE OFFICER
NEOSTEM, INC.   |  CALADRIUS BIOSCIENCES, INC.   |  INTENSITY THERAPEUTICS, INC.
PETER 
 
TRABER 
DIRECTOR
PRO PHARMACEUTICALS INC   |  CALADRIUS BIOSCIENCES, INC.
PETER 
G. 
TRABER 
DIRECTOR
CALADRIUS BIOSCIENCES, INC.
CATHERINE 
 
VACZY 
EXECUTIVE OFFICER
NEOSTEM, INC.
CATHERINE 
M 
VACZY 
EXECUTIVE OFFICER
NEOSTEM, INC.
ERIC 
 
WEI 
DIRECTOR
FINANCIALFORCE.COM, INC.   |  CALADRIUS BIOSCIENCES, INC.   |  BLUE STAR PARENT, L.P.   |  SOHAM INC.   |  CCC INTELLIGENT SOLUTIONS HOLDINGS INC.
ERIC 
H.C. 
WEI 
DIRECTOR
NEOSTEM, INC.
MARK 
 
WEINREB 
EXECUTIVE OFFICER
NEOSTEM, INC.   |  STEM CELL ASSURANCE, INC.   |  BIORESTORATIVE THERAPIES, INC.
ANNE 
 
WHITAKER 
DIRECTOR
KNOW BIO, LLC   |  DANCE BIOPHARM HOLDINGS, INC.   |  CALADRIUS BIOSCIENCES, INC.   |  QURALIS CORP   |  BRYN PHARMA, LLC   |  BRYN PHARMA, INC.
JOSEPH 
D 
ZUCKERMAN 
DIRECTOR
NEOSTEM, INC.
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2021-02-01
D
Link
BIOTECHNOLOGY 
SERVICES-MISC HEALTH + ALLIED SERVICES, NEC [8090] 
DECLINE TO DISCLOSE 
Equity 
2021-01-25 
2020-07-27
D
Link
BIOTECHNOLOGY 
SERVICES-MISC HEALTH + ALLIED SERVICES, NEC [8090] 
DECLINE TO DISCLOSE 
 
2020-07-15 
2020-06-05
D
Link
BIOTECHNOLOGY 
SERVICES-MISC HEALTH + ALLIED SERVICES, NEC [8090] 
DECLINE TO DISCLOSE 
 
2020-05-28 
2020-05-12
D
Link
BIOTECHNOLOGY 
SERVICES-MISC HEALTH + ALLIED SERVICES, NEC [8090] 
DECLINE TO DISCLOSE 
 
2020-04-27 
2016-09-26
D
Link
BIOTECHNOLOGY 
SERVICES-MISC HEALTH + ALLIED SERVICES, NEC [8090] 
$5,000,001 - $25,000,000 
Equity 
2016-09-14 
2016-03-18
D
Link
BIOTECHNOLOGY 
SERVICES-MISC HEALTH + ALLIED SERVICES, NEC [8090] 
$5,000,001 - $25,000,000 
Equity 
2016-03-10 
2014-05-08
D
Link
BIOTECHNOLOGY 
SERVICES-MISC HEALTH + ALLIED SERVICES, NEC [8090] 
DECLINE TO DISCLOSE 
Equity 
2014-05-08 
2009-07-01
D
Link
BIOTECHNOLOGY 
SERVICES-MISC HEALTH + ALLIED SERVICES, NEC [8090] 
DECLINE TO DISCLOSE 
Equity 
2009-06-22 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
H.C. WAINWRIGHT + CO., LLC3
375
NONE
NONE
H.C. WAINWRIGHT + CO., LLC
375
NONE
NONE
PIPER JAFFRAY + CO.
665
GARDEN STATE SECURITIES, INC.
10083
GARDEN STATE SECURITIES, INC.
10083