Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
CHALICE CAPITAL PARTNERS, LLC
288898
NONE
NONE
CHALICE CAPITAL PARTNERS
288898
NONE
NONE
CHALICE CAPITAL PARTNERS, LLC
288898
CHALICE CAPITAL PARTNERS, LLC
288898
JONATHAN DAVID DIAMOND
4702528
JASON R. ZIMMERMAN
2672423
CHALICE CAPITAL PARTNERS, LLC
288898
CHALICE CAPITAL PARTNERS, LLC
288898
JOHN BISHOP
866202
CHALICE CAPITAL PARTNERS, LLC
288898
JOHN EDWARD BISHOP
866202
JOHN L. LANGSTON
2864476
CHALICE CAPITAL PARTNERS, LLC
288898
CHALICE CAPITAL PARTNERS, LLC
288898
MORRIS G. NUTT
2891940
CHALICE CAPITAL PARTNERS, LLC
288898
WILLIAM ROBERT YOUNG
4787488
CHALICE CAPITAL PARTNERS, LLC
288898
ERIC SCOTT FELSENFELD
4496689
CHALICE CAPITAL PARTNERS, LLC
288898
JONATHAN DAVID DIAMOND
4702528
NONE
NONE
CHALICE CAPITAL PARTNERS, LLC
288898
CHALICE CAPITAL PARTNERS, LLC
288898
BRIAN JAMES MCCAFFERTY
704729
CHALICE CAPITAL PARTNERS, LLC
288898
MORRIS GORDON NUTT
2891940
NONE
NONE
NEWBRIDGE SECURITIES CORPORATION
288898
NONE
NONE
CHALICE CAPITAL PARTNERS, LLC
288898
NONE
NONE
CHALICE CAPITAL PARTNERS, LLC
288898
NONE
NONE
CHALICE CAPITAL PARTNERS
288898
CHALICE CAPITAL PARTNERS, LLC
288898
JOHN EDWARD BISHOP
866202
MORRIS NUTT
2891940
KINGSWOOD CAPITAL PARTNERS, LLC
288898
MORRIS NUTT
2891940
CHALICE CAPITAL PARTNERS, LLC
288898
NONE
NONE
CHALICE CAPITAL PARTNERS, LLC
288898
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
JASON R. ZIMMERMAN
2672423
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KINGSWOOD CAPITAL PARTNERS, LLC
288898
PAUL LEE
5541067
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KINGSWOOD CAPITAL PARTNERS, LLC
288898
MATTHEW NADEAU
4637541
BRYCE HAMILTON
4296113
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
JOHN L. LANGSTON
2864476
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NONE
NONE
KINGSWOOD CAPITAL PARTNERS LLC
288898
KINGSWOOD CAPITAL PARTNERS, LLC
288898
BRIARCLIFFE CREDIT PARTNERS, LLC
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
BRIARCLIFFE CREDIT PARTNERS LLC
313453
KINGSWOOD CAPITAL PARTNERS, LLC
288898
MORRIS NUTT
2891940
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KINGSWOOD CAPITAL PARTNERS, LLC
288898
BRYCE HAMILTON
4296113
KINGSWOOD CAPITAL PARTNERS, LLC
288898
RHETT GRIMES
6283241
KINGSWOOD CAPITAL PARTNERS, LLC
288898
DANIEL FULVIO SPAGNOLO
1229708
KINGSWOOD CAPITAL PARTNERS, LLC
288898
MATTHEW THOMAS NADEAU
4637541
KINGSWOOD CAPITAL PARTNERS, LLC
288898
MOHAMED ALSORAIMI
5319490
KINGSWOOD CAPITAL PARTNERS, LLC
288898
PAUL SANGYOP LEE
5541067
KINGSWOOD CAPITAL PARTNERS, LLC
288898
DOUGLAS BLAKE SOLINSKY
4715268
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NAMHEE PARK
6724895
NONE
NONE
KINGSWOOD CAPITAL PARTNERS LLC
288898
AARON J. HODARI
5552109
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KINGSWOOD CAPITAL PARTNERS, LLC
288898
BILL YOUNG
4787488
NONE
NONE
KINGSWOOD CAPITAL PARTNERS
288898
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NONE
NONE
KINGSWOOD CAPITAL PARTNERS
288898
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KINGSWOOD CAPITAL PARTNERS, LLC
288898
GREGORY RICHARDS
1339012
NONE
NONE
KINGSWOOD CAPITAL PARTNERS LLC
288898
KINGSWOOD CAPITAL PARTNERS, LLC
288898
DEBINDER DESHMUKH
5203309
KINGSWOOD CAPITAL PARTNERS, LLC
288898
DEBINDER DESHMUKH
5203309
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KINGSWOOD CAPITAL PARTNERS, LLC
288898
JOSEPH WAINER
7551069
KINGSWOOD CAPITAL PARTNERS, LLC
288898
PAUL S. LEE
5541067
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NONE
NONE
KINGSWOOD CAPITAL PARTNERS LLC
288898
KINGSWOOD CAPITAL PARTNERS, LLC
288898
CYNTHIA PULVER
2679744
KINGSWOOD CAPITAL PARTNERS, LLC
288898
RIKIN PATEL
4669036
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NULL
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KALYAN KAMAL KAVILI
5511974
KINGSWOOD CAPITAL PARTNERS, LLC
288898
GARY G. GARCIA II
5027185
KINGSWOOD CAPITAL PARTNERS, LLC
288898
PAUL SANGYOP LEE
5541067
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NAMHEE PARK
6724895
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KALYAN KAMAL KAVILI
5511974
KINGSWOOD CAPITAL PARTNERS, LLC
288898
MORRIS GORDON NUTT
2891940
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KALYAN KAVILI
5511974
KINGSWOOD CAPITAL PARTNERS, LLC
288898
JOHN JASON FERNEAU
6136562
KINGSWOOD CAPITAL PARTNERS, LLC
288898
HAN GU
6863727
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KRISHNA CHAITANYA GRANDI
5511980
KINGSWOOD CAPITAL PARTNERS, LLC
288898
RHETT PRICE GRIMES
6283241
KINGSWOOD CAPITAL PARTNERS, LLC
288898
MORRIS GORDON NUTT
2891940
KINGSWOOD CAPITAL PARTNERS, LLC
288898
GARY GLENN GARCIA II
5027185
KINGSWOOD CAPITAL PARTNERS, LLC
288898
DANIEL M. KING
5954543
KINGSWOOD CAPITAL PARTNERS, LLC
288898
JUDSON HARRIS GEE
2453009
JASON R. ZIMMERMAN
2672423
KINGSWOOD CAPITAL PARTNERS, LLC
288898
AARON J HODARI
5552109
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KINGSWOOD CAPITAL PARTNERS, LLC
288898
SVITLANA S. KYRUKHINA
5894900
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KYLE RODGERS
6811728
KINGSWOOD CAPITAL PARTNERS, LLC
288898
MATTHEW NIELSEN
2762423
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KALYAN KAVILI
5511974
KINGSWOOD CAPITAL PARTNERS, LLC
288898
JUSTIN ROBERT RASBACH
6043114
KINGSWOOD CAPITAL PARTNERS, LLC
288898
BRIAN MICHAEL DIXON
4567985
KINGSWOOD CAPITAL PARTNERS, LLC
288898
THOMAS GRIMM
2702276
KINGSWOOD CAPITAL PARTNERS, LLC
288898
HAN GU
6863727
KINGSWOOD CAPITAL PARTNERS, LLC
288898
JASON FERNEAU
6136562
KINGSWOOD CAPITAL PARTNERS, LLC
288898
JOHN GOODSON
2265477
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KALYAN KAVILI
5511974
KINGSWOOD CAPITAL PARTNERS, LLC
288898
MORRIS NUTT
2891940
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NAMHEE PARK
6724895
KINGSWOOD CAPITAL PARTNERS, LLC
288898
SVITLANA S. KYRUKHINA
5894900
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KALYAN KAVILI
5511974
KINGSWOOD CAPITAL PARTNERS, LLC
288898
MORRIS NUTT
2891940
KINGSWOOD CAPITAL PARTNERS, LLC
288898
SVITLANA S. KYRUKHINA
5894900
KINGSWOOD CAPITAL PARTNERS, LLC
288898
BARRY WAXLER
2337255
KINGSWOOD CAPITAL PARTNERS, LLC
288898
JOHN LOEFFLER
6732992
KINGSWOOD CAPITAL PARTNERS, LLC
288898
MORRIS NUTT
2891940
KINGSWOOD CAPITAL PARTNERS, LLC
288898
PAUL LEE
5541067
KINGSWOOD CAPITAL PARTNERS, LLC
288898
ASHLEY WEBB
6609117
KINGSWOOD CAPITAL PARTNERS, LLC
288898
HAN GU
6863727
KINGSWOOD CAPITAL PARTNERS, LLC
288898
PAUL LEE
5541067
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KRISHNA CHAITANYA GRANDI
5511980
KINGSWOOD CAPITAL PARTNERS, LLC
288898
ANTHONY NARDI
6316932
JORDAN H. SMITH
7082779
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KINGSWOOD CAPITAL PARTNERS, LLC
288898
PAUL LEE
5541067
KINGSWOOD CAPITAL PARTNERS, LLC
288898
MORRIS NUT
2891940
KINGSWOOD CAPITAL PARTNERS, LLC
288898
GARY GARCIA
5027185
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NIKLAUS PLEISCH
5996673
KINGSWOOD CAPITAL PARTNERS, LLC
288898
HAN GU
6863727
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NAMHEE PARK
6724895
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KINGSWOOD CAPITAL PARTNERS, LLC
288898
PAUL STERZINGER
4301879
KINGSWOOD CAPITAL PARTNERS, LLC
288898
PETER STERZINGER
4301879
NONE
NONE
KINGSWOOD CAPITAL PARTNERS
288898
KINGSWOOD CAPITAL PARTNERS, LLC
288898
PAUL LEE
5541067
NONE
NONE
KINGSWOOD CAPITAL PARTNERS LLC
288898
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NAMHEE PARK
6724895
KINGSWOOD CAPITAL PARTNERS, LLC
288898
BRIAN DIXON
4567985
KINGSWOOD CAPITAL PARTNERS, LLC
288898
MATTHEW THOMAS NADEAU
4637541
KINGSWOOD CAPITAL PARTNERS, LLC
288898
CHRISTOPHER S. BROWN
5859612
KINGSWOOD CAPITAL PARTNERS, LLC
288898
BRIAN MICHAEL DIXON
4567985
KINGSWOOD CAPITAL PARTNERS, LLC
288898
SVITLANA S. KYRUKHINA
4567985
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NAMHEE PARK
6724895
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NIKLAUS W. PLEISCH
5996673
KINGSWOOD CAPITAL PARTNERS, LLC
288898
RICHARD RODGERS
6555093
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KINGSWOOD CAPITAL PARTNERS, LLC
288898
JUDSON GEE
2453009
KINGSWOOD CAPITAL PARTNERS, LLC
288898
DONALD IRVING KUHS JR.
726678
KINGSWOOD CAPITAL PARTNERS, LLC
288898
TODD JOSEPH MEUCCI
2801244
KINGSWOOD CAPITAL PARTNERS, LLC
288898
PAUL SANGYOP LEE
5541067
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KENNY BOLTON
1086678
KINGSWOOD CAPITAL PARTNERS, LLC
288898
DEAN ANTONOPOULOS
2249353
KINGSWOOD CAPITAL PARTNERS, LLC
288898
KALYAN KAMAL KAVILI
5511974
KINGSWOOD CAPITAL PARTNERS, LLC
288898
ANTHONY ALBERT NARDI
6316932
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$434,125.00
Yes
$0.00
Yes
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 5.75% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, THE GENERAL PARTNER MAY RECEIVE UP TO A 20% CARRIED INTEREST.
D/A
$139,150.00
Yes
$0.00
Yes
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 5.75% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, THE GENERAL PARTNER MAY RECEIVE UP TO A 20% CARRIED INTEREST.
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
D/A
$105,750.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A PORTION OF THE CARRIED INTEREST.
D/A
$84,525.00
Yes
$0.00
Yes
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 5.75% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, THE GENERAL PARTNER MAY RECEIVE UP TO A 20% CARRIED INTEREST.
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM AMOUNT OF OFFERING PROCEEDS ARE RECEIVED, WITHOUT THE DEALER MANAGER EXERCISING THE GREENSHOE OPTION.
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%.
D/A
$1,531,804.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$9,472,030.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$379,500.00
Yes
$0.00
Yes
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 5.75% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, THE GENERAL PARTNER MAY RECEIVE UP TO A 20% CARRIED INTEREST.
D/A
$78,775.00
Yes
$0.00
Yes
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 5.75% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, THE GENERAL PARTNER MAY RECEIVE UP TO A 20% CARRIED INTEREST.
D/A
$264,500.00
Yes
$0.00
Yes
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 5.75% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, THE GENERAL PARTNER MAY RECEIVE UP TO A 20% CARRIED INTEREST.
D/A
$78,775.00
Yes
$0.00
Yes
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 5.75% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, THE GENERAL PARTNER MAY RECEIVE UP TO A 20% CARRIED INTEREST.
D/A
$25,000,000.00
No
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%.
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%.
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%.
D/A
$215,625.00
Yes
$0.00
Yes
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 5.75% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, THE GENERAL PARTNER MAY RECEIVE UP TO A 20% CARRIED INTEREST.
D/A
$75,900.00
Yes
$0.00
Yes
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 5.75% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, THE GENERAL PARTNER MAY RECEIVE UP TO A 20% CARRIED INTEREST.
D/A
$135,450.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A PORTION OF THE CARRIED INTEREST.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM AMOUNT OF OFFERING PROCEEDS ARE RECEIVED, WITHOUT THE DEALER MANAGER EXERCISING THE GREENSHOE OPTION.
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%.
D/A
$186,875.00
Yes
$0.00
Yes
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 5.75% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, THE GENERAL PARTNER MAY RECEIVE UP TO A 20% CARRIED INTEREST.
D/A
$123,075.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A PORTION OF THE CARRIED INTEREST.
D/A
$146,625.00
Yes
$0.00
Yes
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 5.75% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, THE GENERAL PARTNER MAY RECEIVE UP TO A 20% CARRIED INTEREST.
D/A
$75,900.00
Yes
$0.00
Yes
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 5.75% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, THE GENERAL PARTNER MAY RECEIVE UP TO A 20% CARRIED INTEREST.
D
$89,325.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A PORTION OF THE CARRIED INTEREST.
D/A
$40,250.00
Yes
$0.00
Yes
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 5.75% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, THE GENERAL PARTNER MAY RECEIVE UP TO A 20% CARRIED INTEREST.
D/A
$434,959.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A PORTION OF THE CARRIED INTEREST.
D/A
$7,713,863.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 DO NOT ACT AS BROKER-DEALERS FOR THE ISSUER + THEREFORE RECEIVE NO COMMISSIONS.
D
$385,459.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A PORTION OF THE CARRIED INTEREST.
D
$928,108.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A PORTION OF THE CARRIED INTEREST.
D/A
$0.00
Yes
$0.00
Yes
THE ISSUER HAS ELECTED TO TERMINATE THIS OFFERING AS A RESULT OF CHANGED MARKET CONDITIONS, IS PROCEEDING WITH AN ORDERLY WIND-UP, AND WILL REDEEM ALL OUTSTANDING INVESTOR CAPITAL, WITH ACCRUED INTEREST.
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
D/A
$113,310.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A THIRD OF THE CARRIED INTEREST.
D/A
$30,000,000.00
Yes
$0.00
No
ASSUMES THAT THE MAXIMUM AMOUNT OF OFFERING PROCEEDS ARE RECEIVED, INCLUSIVE OF THE DEALER MANAGER-S EXERCISED GREENSHOE OPTION.
D
$770,645.00
No
$0.00
No
REFERRAL FEE: $206,850.00; WHOLESALER FEE: $37,400.00; SALES COMMISSION: $198,480.00; MARKETING ALLOWANCE: $35,100.00; DILIGENCE FEE: $35,100.00; MANAGING BROKER DEALER FEE: $257,715.00
D/A
$30,000,000.00
Yes
$0.00
No
ASSUMES THAT THE MAXIMUM AMOUNT OF OFFERING PROCEEDS ARE RECEIVED, INCLUSIVE OF THE DEALER MANAGER-S EXERCISED GREENSHOE OPTION.
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
D
$102,060.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A THIRD OF THE CARRIED INTEREST.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMES THAT THE MAXIMUM AMOUNT OF OFFERING PROCEEDS ARE RECEIVED, WITHOUT THE DEALER MANAGER EXERCISING THE GREENSHOE OPTION.
D/A
$165,150.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
D/A
$199,575.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A THIRD OF THE CARRIED INTEREST.
D/A
$180,225.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A THIRD OF THE CARRIED INTEREST.
D
$26,100.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A THIRD OF THE CARRIED INTEREST.
D/A
$155,025.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
D/A
$152,100.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A THIRD OF THE CARRIED INTEREST.
D/A
$284,457.00
No
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A THIRD OF THE CARRIED INTEREST.
D
$117,225.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A THIRD OF THE CARRIED INTEREST.
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMES THAT THE MAXIMUM AMOUNT OF OFFERING PROCEEDS ARE RECEIVED, WITHOUT THE DEALER MANAGER EXERCISING THE GREENSHOE OPTION.
D/A
$8,300,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 1.5%; SALES COMMISSION OF UP TO 5.5%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%; PAYMENT TO MANAGING GENERAL PARTNER OF 0.3%
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL WILL PAY ALL SALES COMMISSIONS OUT OF ITS CORPORATE RESOURCES.
D/A
$174,600.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
D/A
$302,135.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
D/A
$44,096.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$10,045,917.00
No
$0.00
No
THIS AMOUNT MAY INCREASE IF THE MAXIMUM OFFERING AMOUNT IS SOLD.
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMES THAT THE MAXIMUM AMOUNT OF OFFERING PROCEEDS ARE RECEIVED, WITHOUT THE DEALER MANAGER EXERCISING THE GREENSHOE OPTION.
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
D/A
$13,500.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$129,825.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
D
$53,325.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%
D/A
$1,399,670.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$8,973,544.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%
D/A
$344,031.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%
D/A
$265,281.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
D/A
$283,685.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
D/A
$127,800.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
D/A
$106,875.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
D/A
$251,105.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
D
$65,025.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
D/A
$7,109,231.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 DO NOT ACT AS BROKER-DEALERS FOR THE ISSUER + THEREFORE RECEIVE NO COMMISSIONS.
D
$150,663.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
D/A
$12,449,842.00
No
$0.00
No
OF THE TOTAL AMOUNT, $1,664,855 IS DESIGNATED AS A MARKETING FEE.
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION UP TO 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING EXPENSE FEE OF 0.5%.
D/A
$20,000,000.00
No
$0.00
No
ASSUMES THE MAXIMUM OFFERING PROCEEDS ARE RECEIVED, WITHOUT THE DEALER MANAGER EXERCISING THE GREENSHOE OPTION.
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
D/A
$6,000,000.00
Yes
$0.00
No
ESTIMATE ABOVE ASSUMES $500 MILLION OF SECURITIES ARE SOLD
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
D/A
$20,000,000.00
No
$0.00
No
ASSUMES THE MAXIMUM OFFERING PROCEEDS ARE RECEIVED, WITHOUT THE DEALER MANAGER EXERCISING THE GREENSHOE OPTION.
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION UP TO 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING EXPENSE FEE OF 0.5%
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL WILL PAY ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$20,000,000.00
No
$0.00
No
ASSUMES THE MAXIMUM OFFERING PROCEEDS ARE RECEIVED, WITHOUT THE DEALER MANAGER EXERCISING THE GREENSHOE OPTION.
D/A
$32,306.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$14,483.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$15,997.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$20,000,000.00
No
$0.00
No
ASSUMES THE MAXIMUM OFFERING PROCEEDS ARE RECEIVED, WITHOUT THE DEALER MANAGER EXERCISING THE GREENSHOE OPTION.
D/A
$51,030.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL PAYS ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION UP TO 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING EXPENSE FEE OF 0.5%
D/A
$197,325.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION UP TO 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING EXPENSE FEE OF 0.5%
D/A
$8,492,294.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MG! FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$1,269,906.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MG! FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE.
CERTAIN ENTITIES LISTED IN ITEM 12 ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
D/A
$1,070,043.00
No
$0.00
No
SALES COMMISSIONS REFLECTED ARE THE SUM OF ALL COMMISSION EXPENSES PAID FOR CRESCENT COVE OPPORTUNITY FUND B, LP.
D/A
$164,700.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$1,030,980.00
No
$0.00
No
SALES COMMISSIONS REFLECTED ARE THE SUM OF ALL COMMISSION EXPENSES PAID FOR CRESCENT COVE OPPORTUNITY FUND, LP.
D/A
$212,000.00
Yes
$0.00
No
THE AMOUNTS PROVIDED ARE ESTIMATES AND SUBJECT TO CERTAIN FUND CONTINGENCIES.
D/A
$138,825.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$114,750.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER AND A 6.0% PLACEMENT AGENT COMMISSION. SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%
D
$113,400.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$8,373,116.00
No
$0.00
No
IF THE TOTAL OFFERING AMOUNT IS SOLD, THE MAXIMUM TOTAL SALES COMMISSIONS PAID WILL BE $12,000,000.
D/A
$6,561,158.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 DO NOT ACT AS BROKER-DEALERS FOR THE ISSUER + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$81,000.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER AND A 6.0% PLACEMENT AGENT COMMISSION. SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%
D/A
$11,835,993.00
No
$0.00
No
OF THE TOTAL SALES COMMISSIONS, $1,614,190 IS DESIGNATED AS A MARKETING FEE.
D
$22,500.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER AND A 6.0% PLACEMENT AGENT COMMISSION. SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$207,000.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 3.0% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER AND A 6.0% PLACEMENT AGENT COMMISSION. SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D
$180,000.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 3.0% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER AND A 6.0% PLACEMENT AGENT COMMISSION. SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$10,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION OF 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING FEE OF 0.5%
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$10,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION OF 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING FEE OF 0.5%
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
D/A
$73,145.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$30,000,000.00
No
$0.00
No
ASSUMES THE MAXIMUM OFFERING PROCEEDS ARE RECEIVED, WITHOUT THE DEALER MANAGER EXERCISING THE GREENSHOE OPTION.
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
D/A
$59,635.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$6,000,000.00
Yes
$0.00
No
ESTIMATE ABOVE ASSUMES $500 MILLION OF SECURITIES ARE SOLD
D/A
$52,885.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$77,346.00
Yes
$0.00
Yes
ISSUER IS REQUIRED TO PAY A SUCCESS FEE TO APPLICABLE PLACEMENT AGENT BASED ON AGGREGATE CAPITAL COMMITMENTS OF CERTAIN INVESTORS IN ISSUER, PLUS REIMBURSABLE EXPENSES OF APPLICABLE PLACEMENT AGENT.
D/A
$0.00
Yes
$0.00
Yes
THE ISSUER IS REQUIRED TO PAY A SUCCESS FEE TO THE PLACEMENT AGENT BASED ON THE AGGREGATE CAPITAL COMMITMENTS OF CERTAIN INVESTORS IN THE ISSUER, PLUS CERTAIN REIMBURSABLE EXPENSES OF THE PLACEMENT AGENT.
D/A
$77,346.00
Yes
$0.00
Yes
ISSUER IS REQUIRED TO PAY A SUCCESS FEE TO APPLICABLE PLACEMENT AGENT BASED ON AGGREGATE CAPITAL COMMITMENTS OF CERTAIN INVESTORS IN ISSUER, PLUS REIMBURSABLE EXPENSES OF APPLICABLE PLACEMENT AGENT.
D/A
$391,302.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$30,000,000.00
No
$0.00
No
ASSUMES THE MAXIMUM OFFERING PROCEEDS ARE RECEIVED, WITHOUT THE DEALER MANAGER EXERCISING THE GREENSHOE OPTION.
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$306,927.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$30,000,000.00
No
$0.00
No
ASSUMES THE MAXIMUM OFFERING PROCEEDS ARE RECEIVED, WITHOUT THE DEALER MANAGER EXERCISING THE GREENSHOE OPTION.
D/A
$9,500,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 0.5%; SALES COMMISSION - UP TO 6%; DUE DILIGENCE AND MARKETING EXPENSE FEE OF 1%.
D/A
$30,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION UP TO 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING EXPENSE FEE OF 0.5%
D/A
$9,500,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 0.5%; SALES COMMISSION - UP TO 6%; DUE DILIGENCE AND MARKETING EXPENSE FEE OF 1%.
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
D/A
$28,125.00
Yes
$0.00
No
IN ADDITION, SELLING AGENTS AND REFERRING FIRMS RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$46,030.00
Yes
$0.00
No
REPRESENTS A 6.0% PLACEMENT AGENT COMMISSION PLUS A 3.5% MANAGEMENT RE-ALLOWANCE FEE PLUS A 0.5% AGENT FEE.
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$266,427.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$45,586.00
Yes
$0.00
Yes
AN INVESTOR BROUGHT BY A BROKER-DEALER IS REQUIRED TO PAY UP TO 3.0% OF THE INVESTOR-S COMMITMENT TO THE BROKER-DEALER AS A MANAGEMENT RE-ALLOWANCE FEE AND A 6.0% PLACEMENT AGENT COMMISSION. SELLING AGENTS RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$1,152,787.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MG! FEES TO SELLING AGENTS-SEE ITEM
12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS
INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 ARE
NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO
COMMISSIONS.
D/A
$8,017,026.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MG! FEES TO SELLING AGENTS-SEE ITEM
12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS
INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 ARE
NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO
COMMISSIONS.
D/A
$45,586.00
Yes
$0.00
Yes
AN INVESTOR BROUGHT BY A BROKER-DEALER IS REQUIRED TO PAY UP TO 3.0% OF THE INVESTOR-S COMMITMENT TO THE BROKER-DEALER AS A MANAGEMENT RE-ALLOWANCE FEE AND A 6.0% PLACEMENT AGENT COMMISSION. SELLING AGENTS RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
D/A
$214,677.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$51,030.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$114,057.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
D/A
$556,392.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$14,483.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$13,072.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$5,826.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OF FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$6,000,000.00
Yes
$0.00
No
ESTIMATE ABOVE ASSUMES $500 MILLION OF SECURITIES ARE SOLD
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$6,332,946.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 DO NOT ACT AS BROKER-DEALERS FOR THE ISSUER + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
D/A
$725,025.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTED ARE AN ESTIMATED SUM OF ALL COMMISSION EXPENSES PAID FOR THE CRESCENT COVE OPPORTUNITY FUNDS. FUND B AND FUND C ARE PARALLEL FUNDS TO FUND A.
D/A
$725,025.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTED ARE AN ESTIMATED SUM OF ALL COMMISSION EXPENSES PAID FOR THE CRESCENT COVE OPPORTUNITY FUNDS. FUND B AND FUND C ARE PARALLEL FUNDS TO FUND A.
D/A
$725,025.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTED ARE AN ESTIMATED SUM OF ALL COMMISSION EXPENSES PAID FOR THE CRESCENT COVE OPPORTUNITY FUNDS. FUND B AND FUND C ARE PARALLEL FUNDS TO FUND A.
D/A
$17,500,000.00
Yes
$0.00
No
CALCULATION OF PLACEMENT AGENT FEES IS BASED ON TOTAL OFFERING AMOUNT.
D/A
$725,025.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTED ARE AN ESTIMATED SUM OF ALL COMMISSION EXPENSES PAID FOR THE CRESCENT COVE OPPORTUNITY FUNDS. FUND B AND FUND C ARE PARALLEL FUNDS TO FUND A.
D/A
$725,025.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTED ARE AN ESTIMATED SUM OF ALL COMMISSION EXPENSES PAID FOR THE CRESCENT COVE OPPORTUNITY FUNDS. FUND B AND FUND C ARE PARALLEL FUNDS TO FUND A.
D/A
$725,025.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTED ARE AN ESTIMATED SUM OF ALL COMMISSION EXPENSES PAID FOR THE CRESCENT COVE OPPORTUNITY FUNDS. FUND B AND FUND C ARE PARALLEL FUNDS TO FUND A.
D/A
$14,000,000.00
No
$0.00
No
CALCULATION OF PLACEMENT AGENT FEES IS BASED ON TOTAL OFFERING AMOUNT.
D/A
$7,581,781.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MG! FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$1,060,101.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D
$4,500.00
Yes
$0.00
Yes
AN INVESTOR BROUGHT BY A BROKER-DEALER IS REQUIRED TO PAY UP TO 3.0% OF THE INVESTOR-S COMMITMENT TO THE BROKER-DEALER AS A MANAGEMENT RE-ALLOWANCE FEE AND A 6.0% PLACEMENT AGENT COMMISSION. SELLING AGENTS RECEIVE A CARRIED INTEREST OF 5.0%
D
$41,030.00
Yes
$0.00
No
REPRESENTS A 6.0% PLACEMENT AGENT COMMISSION PLUS A 3.5% MANAGEMENT RE-ALLOWANCE FEE PLUS A 0.5% AGENT FEE.
D/A
$12,511.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$51,030.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
D/A
$3,344,392.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
D
$22,500.00
Yes
$0.00
No
IN ADDITION, SELLING AGENTS AND REFERRING FIRMS RECEIVE A CARRIED INTEREST OF 5.0%.
D/A
$3,344,392.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
D/A
$5,538,752.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$2,425,041.00
No
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
D
$44,789.00
Yes
$0.00
No
IN ADDITION, SELLING AGENTS AND REFERRING FIRMS RECEIVE A CARRIED INTEREST OF 5.0%
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
D/A
$3,344,392.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
D/A
$3,344,392.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
D/A
$3,344,392.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
D/A
$2,425,041.00
No
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
D/A
$3,344,392.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
D
$924,340.00
No
$0.00
No
SALES COMMISSIONS: $523,600; DUE DILIGENCE FEES: $115,440; WHOLESALE FEES: $95,000; MARKETING FEES: $95,000; MANAGING BROKER FEES: $95,300
D/A
$3,344,392.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
D/A
$3,344,392.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
D/A
$17,250,000.00
No
$0.00
No
ASSUMES THE MAXIMUM OFFERING PROCEEDS ARE RECEIVED, INCLUDING THE FULL AMOUNT OF THE GREENSHOE OPTION.
D/A
$9,075,375.00
Yes
$0.00
No
INCLUDES SALES COMMISSIONS PAID TO DATE IN THE AMOUNT OF $418,860 AND ESTIMATED SALES COMMISSIONS ON THE REMAINING OFFERING AMOUNT TO BE SOLD.
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
D/A
$7,211,966.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MG! FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN
PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12
ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$1,022,822.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$5,123,687.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$3,075,000.00
Yes
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
D/A
$8,750,000.00
No
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
D
$105,000.00
Yes
$0.00
No
PERCENTAGE BASED FEE STRUCTURE (3% OF AGGREGATE PROCEEDS RAISED BY REGISTERED REPRESENTATIVE)
D/A
$6,763,617.00
Yes
$0.00
No
THE ESTIMATED SALES COMMISSIONS FOR THE REMAINING OFFERING AMOUNT WILL BE APPROXIMATELY $2,664,069.
D/A
$15,121.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$611.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OF FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$1,001,817.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$6,905,784.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MG! FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN
PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12
ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$26,484.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER. LILAC WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER-DEALER.
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
D/A
$24,655.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
D/A
$997,614.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$4,773,852.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12
ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$6,836,104.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12
ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$4,776,196.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $663,311 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
D/A
$4,800,000.00
Yes
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
D/A
$19,000,000.00
Yes
$0.00
No
THE ABOVE ESTIMATED SALE COMMISSIONS INCLUDE THE DEALER MANAGER AND MARKETING REALLOWANCE FEES
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER-DEALER.
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D
$3,500,000.00
Yes
$0.00
No
THE ESTIMATED SALES COMMISSIONS WILL BE $7,000,000 IF THE OFFERING IS INCREASED TO THE MAXIMUM OFFERING AMOUNT OF $100,000,000.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D
$10,000.00
No
$0.00
No
$5,000 WAS PAID AT CLOSING AND AN ADDITIONAL $5,000 SHALL BECOME DUE AND PAYABLE AT A SUBSEQUENT DATE.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER-DEALER.
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$4,829,730.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $629,050 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OF FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D
$50,000.00
No
$0.00
No
UP TO $25,000 IN EQUITY SECURITIES OF THE COMPANY WILL BE ISSUED TO A REGISTERED REPRESENTATIVE CHALICE CAPITAL PARTNERS, LLC AND UP TO $25,000 IN CASH WILL BE PAID TO A REGISTERED OF CHALICE CAPITAL PARTNERS, LLC
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER-DEALER.
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$1,860.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$264,652.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$6,678.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$1,930.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$14,949.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER. LILAC WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$1,547.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$981,844.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12 ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$6,557,775.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12
ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$4,415,400.00
Yes
$0.00
No
IM PAYS UP TO 30% OF MGT FEES TO SELLING AGENTS-SEE ITEM 12. CURRENT OFFERING BEGAN PRIOR TO 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. CERTAIN ENTITIES LISTED IN ITEM 12
ARE NO LONGER REGISTERED BROKER-DEALERS + THEREFORE RECEIVE NO COMMISSIONS.
D/A
$5,392.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$3,939.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
D/A
$1,604,176.00
No
$0.00
No
THE ESTIMATED SALES COMMISSIONS FOR THE REMAINING OFFERING AMOUNT WILL BE APPROXIMATELY $1,858,523.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$12,296,094.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D
$0.00
No
$35,465,000.00
Yes
INCLUDES INITIAL FEES AND AMOUNTS PAYABLE OVER TIME FOR DURATION OF INVESTMENT PERIOD.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER-DEALER.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER-DEALER.
D/A
$19,000,000.00
Yes
$0.00
No
THE ABOVE ESTIMATED SALE COMMISSIONS INCLUDE THE DEALER MANAGER AND MARKETING REALLOWANCE FEES
