Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
BROOKLANDS CAPITAL STRATEGIES BD, L.P.
281951
NONE
NONE
BROOKLANDS CAPITAL STRATEGIES BD, L.P.
281951
NONE
NONE
BROOKLANDS CAPITAL STRATEGIES BD, LP
281951
BROOKLANDS CAPITAL STRATEGIES BD, LP
281951
N/A
NONE
BROOKLANDS CAPITAL STRATEGIES BD, LP
281951
N/A
NONE
NONE
NONE
BROOKLANDS CAPITAL STRATEGIES BD, L.P.
281951
NONE
NONE
BROOKLANDS CAPITAL STRATEGIES BD, L.P.
281951
NONE
NONE
BROOKLANDS CAPITAL STRATEGIES
281951
NONE
NONE
BROOKLANDS CAPITAL STRATEGIES BD, LP
281951
BROOKLANDS CAPITAL STRATEGIES BD, LP
281951
MORE THAN FIVE (5) ASSOCIATED PERSONS
NONE
NONE
NONE
BROOKLANDS CAPITAL STRATEGIES BD, LP
281951
NONE
NONE
BROOKLANDS CAPITAL STRATEGICS BD, L.P.
281951
NONE
NONE
BROOKLANDS CAPITAL STRATEGIES BD, LP
281951
NONE
NONE
BROOKLANDS CAPITAL STRATEGIES BD, LP
281951
NONE
NONE
BROOKLANDS CAPITAL STRATEGIES BD, L.P.
281951
NONE
NONE
BROOKLANDS CAPITAL STRATEGIES BD, L.P.
281951
NONE
NONE
BROOKLANDS CAPITAL STRATEGIES BD, LP
281951
BROOKLANDS CAPITAL STRATEGIES BD, LP
281951
NOT APPLICABLE
NONE
NONE
NONE
BROOKLANDS CAPITAL STRATEGIES BD, L.P.
281951
NONE
NONE
BROOKLANDS CAPITAL STRATEGIES BD, LP
281951
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN SECTION 12 WILL BE PAID A FIXED MONTHLY RETAINER AND/OR A FEE EQUAL TO A PERCENTAGE OF THE CAPITAL COMMITMENTS MADE BY CERTAIN INVESTORS TO THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN SECTION 12 WILL BE PAID A FIXED MONTHLY RETAINER AND/OR A FEE EQUAL TO A PERCENTAGE OF THE CAPITAL COMMITMENTS MADE BY CERTAIN INVESTORS TO THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN SECTION 12 WILL BE PAID A FIXED MONTHLY RETAINER AND/OR A FEE EQUAL TO A PERCENTAGE OF THE CAPITAL COMMITMENTS MADE BY CERTAIN INVESTORS TO THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN SECTION 12 WILL BE PAID A FIXED MONTHLY RETAINER AND/OR A FEE EQUAL TO A PERCENTAGE OF THE CAPITAL COMMITMENTS MADE BY CERTAIN INVESTORS TO THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN SECTION 12 WILL BE PAID A FIXED MONTHLY RETAINER AND/OR A FEE EQUAL TO A PERCENTAGE OF THE CAPITAL COMMITMENTS MADE BY CERTAIN INVESTORS TO THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN SECTION 12 WILL BE PAID A FIXED MONTHLY RETAINER AND/OR A FEE EQUAL TO A PERCENTAGE OF THE CAPITAL COMMITMENTS MADE BY CERTAIN INVESTORS TO THE ISSUER.
D/A
$55,000,000.00
Yes
$0.00
Yes
ESTIMATE INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$3,166,222.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON FEE SCHEDULES. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEE.
D/A
$1,667,414.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON FEE SCHEDULES. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEE.
D/A
$7,698,326.00
No
$0.00
No
ADDITIONAL SALES COMPENSATION FEES MAY BE PAID FOR SUBSEQUENT SALES.
D/A
$5,859,269.00
No
$0.00
No
ADDITIONAL SALES COMPENSATION FEES MAY BE PAID FOR SUBSEQUENT SALES.
D/A
$14,859,000.00
Yes
$0.00
No
ESTIMATE OF TOTAL FEES TO BE PAID TO BROKERS OVER TIME AS A RESULT OF ANTICIPATED SALES. AMOUNTS WERE CONVERTED FROM EUROS TO U.S. DOLLARS AT AN ASSUMED EXCHANGE RATE OF 1.17.
D
$0.00
Yes
$0.00
Yes
THE TOTAL AMOUNT OF SALES COMMISSIONS PAID IN CONNECTION WITH THE OFFERING WILL BE DETERMINED AT THE FINAL CLOSING.
