N/A NEUBERGER BERMAN INVESTMENT ADVISERS LLC

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PROMOTER
NEUBERGER BERMAN HIGH INCOME FUND LLC
JOSEPH V. AMATO, ASHOK BHATIA, ASHOK KUMAR BHATIA, KENNETH DEREGT, ROBERT EASON, ANDREW A. JOHNSON, LAWRENCE KOHN, JOHN DOUGLAS KRAMER, N/A NEUBERGER BERMAN FIXED INCOME LLC, VANESSA ROSENTHAL, BRADLEY C. TANK, STEPHEN WRIGHT
EXECUTIVE OFFICER
ORCHARD SQUARE PARTNERS CREDIT FUND LTD
PATRICK AGEMIAN, JOSEPH AMATO, PETER COHEN, RICK DOWDLE, ROBERT EASON, LAWRENCE KOHN, STEPHEN LASOTA, JOHN LEWIS, NORMAN MILNER, N/A NEUBERGER BERMAN FIXED INCOME LLC, JEFFREY SMITH, JEFFREY SOLOMON, MORGAN STARK, THOMAS STRAUSS, BRADLEY TANK, STEPHEN WRIGHT
EXECUTIVE OFFICER
ORCHARD SQUARE PARTNERS CREDIT FUND LP
PETER COHEN, RICK DOWDLE, NORMAN MILNER, N/A NEUBERGER BERMAN FIXED INCOME LLC, N/A ORCHARD SQUARE PARTNERS GP, LLC, JEFFREY SOLOMON, MORGAN STARK, THOMAS STRAUSS
PROMOTER
NEUBERGER BERMAN SENIOR FLOATING RATE INCOME FUND LLC
JOSEPH V. AMATO, ROBERT EASON, ANDREW A. JOHNSON, LAWRENCE KOHN, N/A NEUBERGER BERMAN FIXED INCOME LLC, BRADLEY C. TANK, STEPHEN WRIGHT
PROMOTER
NEUBERGER BERMAN EMERGING MARKETS EQUITY FUND L.P.
JOSEPH AMATO, LAWRENCE KOHN, JOHN DOUGLAS KRAMER, DAVID MANCILLA, N/A NB EQUITY MANAGEMENT GP LLC, N/A NEUBERGER BERMAN LLC, VANESSA ROSENTHAL, RAYMOND SULLIVAN
PROMOTER
NEUBERGER BERMAN EMERGING MARKET DEBT FUND LLC
JOSEPH V. AMATO, ASHOK BHATIA, KENNETH DEREGT, ROBERT EASON, ANDREW A. JOHNSON, LAWRENCE KOHN, JOHN DOUGLAS KRAMER, N/A NEUBERGER BERMAN FIXED INCOME LLC, VANESSA ROSENTHAL, BRADLEY C. TANK, STEPHEN WRIGHT, STEVE WRIGHT
PROMOTER
NEUBERGER BERMAN SHORT DURATION EMERGING MARKET DEBT FUND LLC
JOSEPH V. AMATO, ASHOK BHATIA, KENNETH DEREGT, ROBERT EASON, ANDREW A. JOHNSON, LAWRENCE KOHN, JOHN DOUGLAS KRAMER, N/A NEUBERGER BERMAN FIXED INCOME LLC, VANESSA ROSENTHAL, BRADLEY C. TANK, STEPHEN WRIGHT
EXECUTIVE OFFICER
NEUBERGER BERMAN GREATER CHINA EQUITY FUND LTD.
EVAN BURTTON, N/A GREEN COURT CAPITAL MANAGEMENT LIMITED, ABALI HOILETT, KEMMY KOH, N/A NEUBERGER BERMAN ASIA LIMITED, N/A NEUBERGER BERMAN FIXED INCOME LLC, NIGEL STEAD, NIGEL D. STEAD, LIHUI TANG, PHILIP TYE, FRANK YULIN YAO, FRANK YULIN YAO, HEATHER ZUCKERMAN
PROMOTER
NEUBERGER BERMAN DYNAMIC BETA NAVIGATOR FUND LTD.
JOSEPH AMATO, ASHOK BHATIA, ANNE BRENNAN, ROBERT EASON, JOHN DOUGLAS KARMER, LAWRENCE KOHN, JOHN DOUGLAS KRAMER, VANESSA ROSENTHAL, BRADLEY TANK, STEPHEN WRIGHT
PROMOTER
NB CROSSROADS PRIVATE MARKETS FUND IV (TE) - CLIENT LLC
MARK BONNER, JAMES D. BOWDEN, VIRGINIA G. BREEN, ALAN BROTT, ROBERT CONTI, VICTOR F. IMBIMBO, JR., THOMAS F. MCDEVITT, STEPHEN V. MURPHY, N/A NB ALTERNATIVES ADVISERS LLC, THOMAS G. YELLIN
PROMOTER
NB CROSSROADS PRIVATE MARKETS FUND IV (TI) - CLIENT LLC
MARK BONNER, JAMES D. BOWDEN, VIRGINIA G. BREEN, ALAN BROTT, ROBERT CONTI, VICTOR F. IMBIMBO, JR, THOMAS F. MCDEVITT, STEPHEN V. MURPHY, N/A NB ALTERNATIVES ADVISERS LLC, THOMAS G. YELLIN
EXECUTIVE OFFICER
NEUBERGER BERMAN PRINCIPAL STRATEGIES FUND L.P.
JOSEPH V. AMATO, LAWRENCE KOHN, N/A NEUBERGER BERMAN PRINCIPAL STRATEGIES GP LLC, JOSEPH ROTTER
EXECUTIVE OFFICER
NEUBERGER BERMAN PRINCIPAL STRATEGIES OFFSHORE FUND L.P.
JOSEPH V. AMATO, LAWRENCE KOHN, N/A NEUBERGER BERMAN PRINCIPAL STRATEGIES GP LLC, JOSEPH ROTTER
PROMOTER
NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD.
JOSEPH AMATO, ANDREW JOHNSON, BRADLEY TANK
PROMOTER
NEUBERGER BERMAN GLOBAL EQUITY INDEX PUTWRITE FUND LLC
JOSEPH V. AMATO, ROBERT EASON, ANDREW A. JOHNSON, LAWRENCE KOHN, BRADLEY C. TANK, STEPHEN WRIGHT
PROMOTER
NEUBERGER BERMAN LOAN ADVISERS HOLDINGS LP
ROBERT EASON, N/A NEUBERGER BERMAN LOAN ADVISERS HOLDINGS GP LLC, BRAD TANK
PROMOTER
NEUBERGER BERMAN LOAN ADVISERS HOLDINGS (CAYMAN) LP
ROBERT EASON, N/A NEUBERGER BERMAN LOAN ADVISERS HOLDINGS GP LLC, BRAD TANK
PROMOTER
NEUBERGER BERMAN LOAN ADVISERS HOLDINGS (DELAWARE) LP
ROBERT EASON, N/A NEUBERGER BERMAN LOAN ADVISERS HOLDINGS GP LLC, BRAD TANK
PROMOTER
NEUBERGER BERMAN INTERNATIONAL SMALL CAP FUND L.P.
JOSEPH AMATO, ROBERT EASON, LAWRENCE KOHN, JOHN DOUGLAS KRAMER, N/A NB INTERNATIONAL SMALL CAP FUND GP LLC, VANESSA ROSENTHAL, BRAD TANK, STEPHEN WRIGHT, HEATHER ZUCKERMAN
PROMOTER
NEUBERGER BERMAN U.S. EQUITY INDEX PUTWRITE FUND LLC
JOSEPH V. AMATO, ASHOK BHATIA, KENNETH DEREGT, ROBERT EASON, ANDREW A. JOHNSON, LAWRENCE KOHN, JOHN DOUGLAS KRAMER, VANESSA ROSENTHAL, BRADLEY C. TANK, STEPHEN WRIGHT
DIRECTOR
NB ALPHA CAPTURE FUND L.P.
YONAH FEDER, - NB ALPHA CAPTURE GP LLC, N/A NB ALPHA CAPTURE GP LLC, - NB ALTERNATIVE INVESTMENT MANAGEMENT LLC
PROMOTER
STRATEGIC PARTNERSHIP FUND NB LLC
JOSEPH V. AMATO, ASHOK K. BHATIA, KENNETH DEREGT, ROBERT EASON, ANDREW A. JOHNSON, LAWRENCE KOHN, JOHN DOUGLAS KRAMER, VANESSA ROSENTHAL, BRADLEY C. TANK, STEPHEN WRIGHT
PROMOTER
NB CROSSROADS PRIVATE MARKETS FUND V (TE) LP
MARK BONNER, JAMES D. BOWDEN, VIRGINIA G. BREEN, ALAN BROTT, ROBERT CONTI, VICTOR F. IMBIMBO, JR., THOMAS F. MCDEVITT, STEPHEN V. MURPHY, N/A NB ALTERNATIVES ADVISERS LLC, THOMAS G. YELLIN
PROMOTER
NB CROSSROADS PRIVATE MARKETS FUND V (TI) LP
MARK BONNER, JAMES D. BOWDEN, VIRGINIA G. BREEN, ALAN BROTT, ROBERT CONTI, VICTOR F. IMBIMBO, JR, THOMAS F. MCDEVITT, STEPHEN V. MURPHY, N/A NB ALTERNATIVES ADVISERS LLC, THOMAS G. YELLIN
PROMOTER
FIXED INCOME OPPORTUNITIES NB LLC
JOSEPH V. AMATO, ANDREW A. JOHNSON, N/A NEUBERGER BERMAN FIXED INCOME LLC, BRADLEY TANK
PROMOTER
NB CROSSROADS PRIVATE MARKETS FUND V (TE) ADVISORY LP
MARK BONNER, JAMES BOWDEN, VIRGINIA G. BREEN, ALAN BROTT, VICTOR F. IMBIMBO, JR., THOMAS F. MCDEVITT, STEPHEN V. MURPHY, N/A NB ALTERNATIVES ADVISERS LLC, THOMAS G. YELLIN
PROMOTER
NB CROSSROADS PRIVATE MARKETS FUND V (TI) ADVISORY LP
MARK BONNER, JAMES D. BOWDEN, VIRGINIA G. BREEN, ALAN BROTT, VICTOR F. IMBIMBO, JR, THOMAS F. MCDEVITT, STEPHEN V. MURPHY, N/A NB ALTERNATIVES ADVISERS LLC, THOMAS G. YELLIN
PROMOTER
NEUBERGER BERMAN RISK PARITY FUND LTD.
JOSEPH AMATO, ASHOK BHATIA, ANNE BRENNAN, ROBERT EASON, JOHN DOUGLAS KARMER, LAWRENCE KOHN, JOHN DOUGLAS KRAMER, VANESSA ROSENTHAL, BRADLEY TANK, STEPHEN WRIGHT
EXECUTIVE OFFICER
NEUBERGER BERMAN RISK PARITY FUND LP
JOSEPH AMATO, ASHOK BHATIA, JOHN DOUGLAS KRAMER, N/A NEUBERGER BERMAN RISK PARITY GP LLC, BRADLEY TANK
PROMOTER
NB SPECIALTY FINANCE FUND (CAYMAN) LP
DAVID KUPPERMAN, JEFF MAJIT, N/A NB SPECIALTY FINANCE ASSOCIATES LP, SAMUEL PORAT, PETER STERLING, ANTHONY TUTRONE
PROMOTER
NB SPECIALTY FINANCE FUND LP
DAVID KUPPERMAN, JEFF MAJIT, N/A NB SPECIALTY FINANCE ASSOCIATES LP, SAMUEL PORAT, PETER STERLING, ANTHONY TUTRONE
PROMOTER
NEUBERGER BERMAN LOAN ADVISERS HOLDINGS II LP
JOE AMATO, ROBERT EASON, LAWRENCE KOHN, N/A NEUBERGER BERMAN LOAN ADVISERS HOLDINGS II GP LLC, BRAD TANK, STEPHEN WRIGHT
PROMOTER
NEUBERGER BERMAN LOAN ADVISERS HOLDINGS II (CAYMAN) LP
JOE AMATO, ROBERT EASON, LAWRENCE KOHN, N/A NEUBERGER BERMAN LOAN ADVISERS HOLDINGS II GP LLC, BRAD TANK, STEPHEN WRIGHT
EXECUTIVE OFFICER
HOMEWARD OPPORTUNITIES FUND LP
N/A HOMEWARD GP LLC
PROMOTER
NB CROSSROADS PRIVATE MARKETS FUND VI LP
MARK BONNER, JAMES D. BOWDEN, VIRGINIA G. BREEN, ALAN BROTT, VICTOR F. IMBIMBO, JR., THOMAS F. MCDEVITT, STEPHEN V. MURPHY, N/A NB ALTERNATIVES ADVISERS LLC, THOMAS G. YELLIN
PROMOTER
NEUBERGER BERMAN EMERGING MARKET DEBT - LOCAL CURRENCY FUND LLC
JOSEPH V. AMATO, ASHOK BHATIA, KENNETH DEREGT, ROBERT EASON, LAWRENCE KOHN, JOHN DOUGLAS KRAMER, VANESSA ROSENTHAL, BRADLEY C. TANK, STEPHEN WRIGHT
PROMOTER
NEUBERGER BERMAN EMERGING MARKETS EQUITY SELECT FUND L.P.
JOSEPH AMATO, ROBERT EASON, LAWRENCE KOHN, JOHN DOUGLAS KRAMER, N/A NB EMERGING MARKETS EQUITY SELECT FUND GP LLC, VANESSA ROSENTHAL, BRAD TANK, STEPHEN WRIGHT, HEATHER ZUCKERMAN
EXECUTIVE OFFICER
KARNAK PARTNERS L P
JOSEPH V. AMATO, LUXOR LLC LUXOR LLC, N/A NEUBERGER BERMAN KARNAK GP LLC, BERNARD SELZ
EXECUTIVE OFFICER
NEUBERGER BERMAN CLO OPPORTUNITY FUND LP
JOSEPH AMATO, JOSEPH V. AMATO, KEN DEREGT, ROBERT EASON, LAWRENCE KOHN, N/A NB CLO OPPORTUNITY FUND GP LLC, BRAD TANK, STEPHEN WRIGHT
EXECUTIVE OFFICER
NEUBERGER BERMAN CLO OPPORTUNITY OFFSHORE FUND LP
JOSEPH AMATO, JOSEPH V. AMATO, KEN DEREGT, ROBERT EASON, LAWRENCE KOHN, N/A NB CLO OPPORTUNITY FUND GP LLC, BRAD TANK, STEPHEN WRIGHT
PROMOTER
NB CROSSROADS PRIVATE MARKETS FUND VI ADVISORY LP
MARK BONNER, JAMES D. BOWDEN, VIRGINIA G. BREEN, ALAN BROTT, VICTOR F. IMBIMBO, JR., THOMAS F. MCDEVITT, STEPHEN V. MURPHY, N/A NB ALTERNATIVES ADVISERS LLC, THOMAS G. YELLIN
EXECUTIVE OFFICER
NEUBERGER BERMAN SPECIAL SITUATIONS FUND II LP
KENNETH DEREGT, MICHAEL J. HOLMBERG, N/A NEUBERGER BERMAN SPECIAL SITUATIONS ASSOCIATES LP
PROMOTER
NEUBERGER BERMAN (PF) STRATEGIC INCOME FUND LLC
JOSEPH V. AMATO, ASHOK BHATIA, KENNETH DEREGT, ROBERT EASON, LAWRENCE KOHN, JOHN DOUGLAS KRAMER, VANESSA ROSENTHAL, BRADLEY C. TANK, STEPHEN WRIGHT
PROMOTER
NEUBERGER BERMAN LOAN ADVISERS HOLDINGS II (DELAWARE) LP
JOE AMATO, ROBERT EASON, LAWRENCE KOHN, N/A NEUBERGER BERMAN LOAN ADVISERS HOLDINGS II GP LLC, BRAD TANK, STEPHEN WRIGHT
EXECUTIVE OFFICER
SPARTAN FUNDING I LP
DMITRY GASINSKY, N/A SPARTAN FUNDING I GP LLC
EXECUTIVE OFFICER
NBOKS CO-INVEST FUND I LP
JOSEPH AMATO, ROBERT EASON, LAWRENCE KOHN, N/A NBOKS CO-INVEST FUND GP LLC, BRAD TANK, STEPHEN WRIGHT
PROMOTER
NEUBERGER BERMAN EMERGING MARKETS EQUITY SELECT FUND LTD.
JOSEPH AMATO, ROBERT EASON, LAWRENCE KOHN, JOHN DOUGLAS KRAMER, VANESSA ROSENTHAL, STEPHEN WRIGHT, HEATHER ZUCKERMAN
EXECUTIVE OFFICER
KANTOR PRIVATE OPPORTUNITIES I LP
JOSEPH AMATO, ROBERT EASON, N/A KANTOR PRIVATE OPPORTUNITIES I ASSOCIATES LP, LAWRENCE KOHN, BRAD TANK, STEPHEN WRIGHT
EXECUTIVE OFFICER
NEUBERGER BERMAN OPPORTUNISTIC CAPITAL SOLUTIONS FUND (CAYMAN) LP
JOSEPH AMATO, ROBERT EASON, LAWRENCE KOHN, N/A NB OPPORTUNISTIC CAPITAL SOLUTIONS FUND GP LLC, VANESSA ROSENTHAL, STEPHEN WRIGHT, HEATHER ZUCKERMAN
EXECUTIVE OFFICER
NEUBERGER BERMAN OPPORTUNISTIC CAPITAL SOLUTIONS FUND (DELAWARE) LP
JOSEPH AMATO, ROBERT EASON, LAWRENCE KOHN, N/A NB OPPORTUNISTIC CAPITAL SOLUTIONS FUND GP LLC, VANESSA ROSENTHAL, STEPHEN WRIGHT, HEATHER ZUCKERMAN
EXECUTIVE OFFICER
KANTOR PRIVATE OPPORTUNITIES III LP
JOSEPH AMATO, ROBERT EASON, N/A KANTOR PRIVATE OPPORTUNITIES III ASSOCIATES LP, LAWRENCE KOHN, BRAD TANK, STEPHEN WRIGHT
EXECUTIVE OFFICER
KANTOR PRIVATE OPPORTUNITIES II LP
JOSEPH AMATO, ROBERT EASON, N/A KANTOR PRIVATE OPPORTUNITIES II ASSOCIATES LP, LAWRENCE KOHN, BRAD TANK, STEPHEN WRIGHT
EXECUTIVE OFFICER
KANTOR PRIVATE OPPORTUNITIES IV LP
JOSEPH AMATO, ROBERT EASON, N/A KANTOR PRIVATE OPPORTUNITIES IV ASSOCIATES LP, LAWRENCE KOHN, BRAD TANK, STEPHEN WRIGHT
EXECUTIVE OFFICER
KANTOR PRIVATE OPPORTUNITIES V LP
JOSEPH V. AMATO, ROBERT EASON, N/A KANTOR PRIVATE OPPORTUNITIES V ASSOCIATES LP, LAWRENCE KOHN, BRAD TANK, STEPHEN WRIGHT
EXECUTIVE OFFICER
KANTOR PRIVATE OPPORTUNITIES VI LP
JOSEPH V. AMATO, ROBERT EASON, N/A KANTOR PRIVATE OPPORTUNITIES VI ASSOCIATES LP, LAWRENCE KOHN, BRAD TANK, STEPHEN WRIGHT
PROMOTER
NEUBERGER BERMAN EMERGING MARKET DEBT - HARD CURRENCY LLC
JOSEPH V. AMATO, ASHOK BHATIA, KENNETH DEREGT, JOHN DOUGLAS KRAMER, VANESSA ROSENTHAL, BRADLEY C. TANK, STEPHEN WRIGHT
EXECUTIVE OFFICER
NEUBERGER BERMAN SDS ENHANCED EQUITY FUND (FEEDER) LP
JOSEPH V. AMATO, ANNE BRENNAN, CHARLES KANTOR, J. DOUGLAS KRAMER, JOHN DOUGLAS KRAMER, MAARTEN NEDERLOF, N/A NEUBERGER BERMAN SDS ENHANCED EQUITY GP LLC, VANESSA ROSENTHAL
EXECUTIVE OFFICER
NEUBERGER BERMAN SDS ENHANCED EQUITY FUND LP
JOSEPH V. AMATO, ANNE BRENNAN, CHARLES KANTOR, J. DOUGLAS KRAMER, JOHN DOUGLAS KRAMER, MAARTEN NEDERLOF, N/A NEUBERGER BERMAN SDS ENHANCED EQUITY GP LLC, VANESSA ROSENTHAL
EXECUTIVE OFFICER
NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA CAYMAN FUND LP
JOSEPH V. AMATO, GABE CAHILL, N/A NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA GP LLC, JOSEPH ROTTER
EXECUTIVE OFFICER
NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA FUND LP
JOSEPH V. AMATO, GABE CAHILL, N/A NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA ASSOCIATES LP, N/A NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA GP LLC, JOSEPH ROTTER
PROMOTER
NEUBERGER BERMAN (PF) STRATEGIC MULTI-SECTOR FIXED INCOME FUND LLC
JOSEPH V. AMATO, ASHOK BHATIA, KENNETH DEREGT, ROBERT EASON, LAWRENCE KOHN, JOHN DOUGLAS KRAMER, VANESSA ROSENTHAL, BRADLEY C. TANK, STEPHEN WRIGHT
PROMOTER
VANTAGE PARTNERS, L.P.
JOSEPH AMATO, JOSEPH V. AMATO, BRADLEY M. ANDERSON, ASHOK BHATIA, KENNETH DEREGT, JOHN DOUGLAS KRAMER, N/A NB EQUITY MANAGEMENT GP LLC, VANESSA ROSENTHAL, BRADLEY C. TANK, STEPHEN WRIGHT
PROMOTER
VANTAGE GROWTH PARTNERS, L.P.
JOSEPH V. AMATO, BRADLEY M. ANDERSON, ASHOK BHATIA, KENNETH DEREGT, JOHN DOUGLAS KRAMER, VANESSA ROSENTHAL, BRADLEY C. TANK, STEPHEN WRIGHT
EXECUTIVE OFFICER
NEUBERGER BERMAN CHINA A-SHARE EQUITY FUND L.P.
JOSEPH AMATO, JOSEPH V. AMATO, JOHN DOUGLAS KRAMER, N/A NB CHINA A-SHARE EQUITY FUND GP LLC, VANESSA ROSENTHAL
EXECUTIVE OFFICER
NB CROSSOVER + PARTNER EQUITY FUND I (CAYMAN) LP
JOSEPH AMATO, N/A NB CROSSOVER AND PARTNER EQUITY FUND I ASSOCIATES LP, VANESSA ROSENTHAL, STEPHEN WRIGHT, HEATHER ZUCKERMAN
EXECUTIVE OFFICER
NB CROSSOVER + PARTNER EQUITY FUND I (DELAWARE) LP
JOSEPH AMATO, N/A NB CROSSOVER AND PARTNER EQUITY FUND I ASSOCIATES LP, VANESSA ROSENTHAL, STEPHEN WRIGHT, HEATHER ZUCKERMAN
EXECUTIVE OFFICER
NB CROSSOVER + PARTNER EQUITY MASTER FUND I LP
JOSEPH AMATO, N/A NB CROSSOVER AND PARTNER EQUITY FUND I ASSOCIATES LP, VANESSA ROSENTHAL, STEPHEN WRIGHT, HEATHER ZUCKERMAN
EXECUTIVE OFFICER
NB CAPE CO-INVEST FUND I LP
JOSEPH AMATO, N/A NB CAPE CO-INVEST FUND I ASSOCIATES LP, VANESSA ROSENTHAL, STEPHEN WRIGHT, HEATHER ZUCKERMAN
PROMOTER
NB CROSSROADS PRIVATE MARKETS FUND VII LP
MARK BONNER, JAMES D. BOWDEN, VIRGINIA G. BREEN, ALAN BROTT, VICTOR F. IMBIMBO, JR., THOMAS F. MCDEVITT, STEPHEN V. MURPHY, N/A NB ALTERNATIVES ADVISERS LLC, THOMAS G. YELLIN
EXECUTIVE OFFICER
NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA CO-INVEST FUND VII LP
JOSEPH V. AMATO, GABE CAHILL, N/A NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA ASSOCIATES LP, N/A NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA GP LLC, JOSEPH ROTTER
EXECUTIVE OFFICER
NB CAPE CO-INVEST FUND II LP
JOSEPH AMATO, N/A NB CAPE CO-INVEST FUND II ASSOCIATES LP, VANESSA ROSENTHAL, STEPHEN WRIGHT, HEATHER ZUCKERMAN
EXECUTIVE OFFICER
NB CAPE CO-INVEST FUND III LP
JOSEPH AMATO, N/A NB CAPE CO-INVEST FUND III ASSOCIATES LP, VANESSA ROSENTHAL, STEPHEN WRIGHT, HEATHER ZUCKERMAN
PROMOTER
NEUBERGER BERMAN EMERGING MARKET DEBT - HARD CURRENCY FUND LLC
JOSEPH V. AMATO, ASHOK BHATIA, KENNETH DEREGT, JOHN DOUGLAS KRAMER, VANESSA ROSENTHAL, BRADLEY C. TANK, STEPHEN WRIGHT
EXECUTIVE OFFICER
NEUBERGER BERMAN STRATEGIC INDIA EQUITY FUND L.P.
JOSEPH V. AMATO, DOUG KRAMER, JOHN DOUGLAS KRAMER, N/A NB STRATEGIC INDIA EQUITY FUND GP LLC, VANESSA M. ROSENTHAL, HEATHER ZUCKERMAN
PROMOTER
NB CROSSROADS PRIVATE MARKETS FUND VII ADVISORY LP
MARK BONNER, JAMES D. BOWDEN, VIRGINIA G. BREEN, ALAN BROTT, VICTOR F. IMBIMBO, JR., THOMAS F. MCDEVITT, STEPHEN V. MURPHY, N/A NB ALTERNATIVES ADVISERS LLC, THOMAS G. YELLIN
EXECUTIVE OFFICER, PROMOTER
GROVE FUNDING I INC.
DENNIS AINGER, RUSSELL GAO, DIMITRY GASINSKY, JEFFREY MAURO, DAN MOGELNICKI, JOHN MORRISS, STEPHEN ZACNY
EXECUTIVE OFFICER, PROMOTER
GROVE FUNDING II INC.
DENNIS AINGER, RUSSELL GAO, DMITRY GASINSKY, JEFFREY MAURO, DAN MOGELNICKI, JOHN MORRISS, STEPHEN ZACNY
PROMOTER
NEUBERGER BERMAN TACTICAL UNCORRELATED RETURNS (ONSHORE) FUND LP
JOSEPH V. AMATO, J. DOUGLAS KRAMER, ROBERT SURGENT, STEPHEN WRIGHT
PROMOTER
NEUBERGER BERMAN TACTICAL UNCORRELATED RETURNS (OFFSHORE) FUND LP
JOSEPH V. AMATO, J. DOUGLAS KRAMER, ROBERT SURGENT, STEPHEN WRIGHT
PROMOTER
NEUBERGER BERMAN TACTICAL UNCORRELATED RETURNS MASTER FUND LP
JOSEPH V. AMATO, J. DOUGLAS KRAMER, ROBERT SURGENT, STEPHEN WRIGHT
PROMOTER
NEUBERGER BERMAN TACTICAL MACRO (ONSHORE) FUND LP
JOSEPH V. AMATO, J. DOUGLAS KRAMER, ROBERT SURGENT, STEPHEN WRIGHT
PROMOTER
NEUBERGER BERMAN TACTICAL MACRO (OFFSHORE) FUND LP
JOSEPH V. AMATO, J. DOUGLAS KRAMER, ROBERT SURGENT, STEPHEN WRIGHT
PROMOTER
NEUBERGER BERMAN TACTICAL MACRO MASTER FUND LP
JOSEPH V. AMATO, J. DOUGLAS KRAMER, ROBERT SURGENT, STEPHEN WRIGHT
PROMOTER
GROVE FUNDING III INC.
DENNIS AINGER, KEN DEREGT, RUSSELL GAO, DMITRY GASINSKY, JEFFREY MAURO, DAN MOGELNICKI, JOHN MORRISS, STEPHEN ZACNY
PROMOTER
NEUBERGER BERMAN TACTICAL MACRO ENHANCED (ONSHORE) FUND LP
JOSEPH AMATO, JOHN DOUGLAS KRAMER, ROBERT SURGENT, STEPHEN WRIGHT
PROMOTER
NEUBERGER BERMAN TACTICAL MACRO ENHANCED (OFFSHORE) FUND LP
JOSEPH AMATO, JOHN DOUGLAS KRAMER, ROBERT SURGENT, STEPHEN WRIGHT
PROMOTER
NEUBERGER BERMAN TACTICAL MACRO ENHANCED MASTER FUND LP
JOSEPH AMATO, JOHN DOUGLAS KRAMER, ROBERT SURGENT, STEPHEN WRIGHT
EXECUTIVE OFFICER
NEUBERGER BERMAN SPECIAL SITUATIONS FUND III LP
MICHAEL J. HOLMBERG, JOHN HUMPHREY, BRENDAN MCDERMOTT, N/A NEUBERGER BERMAN SPECIAL SITUATIONS ASSOCIATES GP III LLC, N/A NEUBERGER BERMAN SPECIAL SITUATIONS ASSOCIATES III LP, RAVI SONI
EXECUTIVE OFFICER
KANTOR PRIVATE OPPORTUNITIES VII LP
JOSEPH V AMATO, IRINA BABUSHKINA, N/A KANTOR PRIVATE OPPORTUNITIES VII ASSOCIATES LP, J. DOUGLAS KRAMER, HEATHER ZUCKERMAN
PROMOTER
CAPRA MORTGAGE INC.
DENNIS AINGER, KENNETH DEREGT, TODD FONNER, DMITRY GASINSKY, NATHAN GEMMITI, KYLE HALES, MICHAEL MAUGHAN, STEPHEN ZACNY
EXECUTIVE OFFICER
NEUBERGER BERMAN JAPAN EQUITY FUND L.P.
JOSEPH V. AMATO, JOHN DOUGLAS KRAMER, N/A NB JAPAN EQUITY FUND GP LLC
DIRECTOR
GREENE STREET FUNDING III LP
DENNIS AINGER, JOSEPH AMATO, JAMES ANDERSON, ASHOK BHATIA, ANNE BRENNAN, KENNETH DEREGT, DMITRY GASINSKY, N/A GREENE STREET GP III LLC, SCOTT GROSS, HENRY HERMS, MONICA SHERER, RAY SULLIVAN, BRAD TANK, STEPHEN ZACNY
EXECUTIVE OFFICER
KANTOR PRIVATE OPPORTUNITIES VIII LP
JOSEPH AMATO, IRINA BABUSHKINA, N/A KANTOR PRIVATE OPPORTUNITIES VIII ASSOCIATES LP, J. DOUGLAS KRAMER, HEATHER ZUCKERMAN
PROMOTER
GROVE FUNDING IV LP
DENNIS AINGER, ASHOK BHATIA, ANNE BRENNAN, KEN DEREGT, SCOTT FEATHERMAN, DMITRY GASINSKY, EPHRAIM LEMBERGER
EXECUTIVE OFFICER
NEUBERGER PSG PRIMA IX LP
JOSEPH AMATO, GABRIEL CAHILL, J. DOUGLAS KRAMER, N/A NEUBERGER PSG PRIMA IX ASSOCIATES LP
EXECUTIVE OFFICER
KANTOR PRIVATE OPPORTUNITIES IX LP
JOSEPH AMATO, IRINA BABUSHKINA, N/A KANTOR PRIVATE OPPORTUNITIES IX ASSOCIATES LP, J. DOUGLAS KRAMER, HEATHER ZUCKERMAN
EXECUTIVE OFFICER
NEUBERGER BERMAN CLO EVERGREEN FUND (CAYMAN) L.P.
ASHOK BHATIA, KENNETH DEREGT, N/A NB CLO EVERGREEN FUND GP LLC
EXECUTIVE OFFICER
KANTOR PRIVATE OPPORTUNITIES X LP
JOSEPH AMATO, IRINA BABUSHKINA, N/A KANTOR PRIVATE OPPORTUNITIES X ASSOCIATES LP, J. DOUGLAS KRAMER, HEATHER ZUCKERMAN
EXECUTIVE OFFICER
NEUBERGER PSG PRIMA XI LP
JOSEPH AMATO, GABRIEL CAHILL, J. DOUGLAS KRAMER, N/A NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA ASSOCIATES LP
EXECUTIVE OFFICER
NEUBERGER PSG PRIMA X LP
JOSEPH AMATO, GABRIEL CAHILL, J. DOUGLAS KRAMER, N/A NEUBERGER PSG PRIMA X ASSOCIATES LP
EXECUTIVE OFFICER
NEUBERGER BERMAN CLO EVERGREEN FUND (DELAWARE) L.P.
ASHOK BHATIA, KENNETH DEREGT, N/A NB CLO EVERGREEN FUND GP LLC
PROMOTER
NEUBERGER TAIWAN EQUITY FUND LTD.
ANNE BRENNAN, JOHN DOUGLAS KRAMER, STEPHEN WRIGHT, HEATHER ZUCKERMAN
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2026-07-09
D
Link
HEDGE FUND 
 
 
 
2026-07-01 
2026-06-25
D/A
Link
OTHER INVESTMENT FUND 
 
 
Equity 
2024-02-28 
2026-06-17
D/A
Link
HEDGE FUND 
 
 
 
2022-06-01 
2026-06-10
D/A
Link
HEDGE FUND 
 
 
 
2014-08-01 
2026-05-29
D/A
Link
HEDGE FUND 
 
 
 
2017-08-28 
2026-05-28
D/A
Link
HEDGE FUND 
 
 
 
2025-06-01 
2026-05-22
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2022-01-01 
2026-05-22
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2022-01-01 
2026-04-07
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-08-31 
2026-03-26
D/A
Link
HEDGE FUND 
 
 
 
2019-04-02 
2026-03-06
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2026-02-23 
2026-02-24
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2026-02-09 
2026-01-28
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2026-01-20 
2026-01-21
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2026-01-21
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2026-01-16
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2024-01-01 
2026-01-16
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2024-01-01 
2026-01-15
D
Link
HEDGE FUND 
 
 
 
2026-01-01 
2026-01-12
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2024-01-01 
2025-10-28
D/A
Link
HEDGE FUND 
 
 
 
2024-10-15 
2025-10-10
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2025-09-30 
2025-10-08
D/A
Link
HEDGE FUND 
 
 
 
2020-09-01 
2025-09-30
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2025-09-18 
2025-07-14
D/A
Link
HEDGE FUND 
 
 
 
2021-06-25 
2025-07-14
D/A
Link
HEDGE FUND 
 
 
 
2014-11-28 
2025-07-14
D/A
Link
HEDGE FUND 
 
 
 
2021-06-01 
2025-07-14
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2025-07-14
D/A
Link
HEDGE FUND 
 
 
 
2021-06-25 
2025-07-14
D/A
Link
HEDGE FUND 
 
 
 
2014-04-01 
2025-07-14
D/A
Link
HEDGE FUND 
 
 
 
2020-01-07 
2025-06-25
D/A
Link
HEDGE FUND 
 
 
 
2014-08-01 
2025-06-17
D/A
Link
HEDGE FUND 
 
 
 
2022-06-01 
2025-06-17
D/A
Link
HEDGE FUND 
 
 
 
2021-06-01 
2025-06-17
D/A
Link
HEDGE FUND 
 
 
 
2022-06-01 
2025-06-17
D/A
Link
HEDGE FUND 
 
 
 
2021-06-01 
2025-06-04
D/A
Link
OTHER INVESTMENT FUND 
 
 
Equity 
2024-02-28 
2025-05-29
D/A
Link
HEDGE FUND 
 
 
 
2017-08-28 
2025-05-23
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2022-01-01 
2025-05-22
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2022-01-01 
2025-05-22
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2022-01-01 
2025-05-02
D/A
Link
HEDGE FUND 
 
 
 
2013-07-11 
2025-04-22
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2023-04-28 
2025-04-16
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2025-01-14 
2025-04-10
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-08-31 
2025-03-26
D/A
Link
HEDGE FUND 
 
 
 
2019-04-02 
2025-01-29
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2025-01-14 
2025-01-21
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2025-01-21
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2025-01-10
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2024-01-01 
2025-01-10
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2024-01-01 
2025-01-10
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2024-01-01 
2024-12-09
D
Link
OTHER INVESTMENT FUND 
 
 
Equity 
2024-11-01 
2024-10-28
D
Link
HEDGE FUND 
 
 
 
2024-10-15 
2024-09-23
D/A
Link
HEDGE FUND 
 
 
 
2020-09-01 
2024-07-15
D/A
Link
HEDGE FUND 
 
 
 
2014-04-01 
2024-07-15
D/A
Link
HEDGE FUND 
 
 
 
2021-06-25 
2024-07-15
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2024-07-15
D/A
Link
HEDGE FUND 
 
 
 
2020-01-07 
2024-07-15
D/A
Link
HEDGE FUND 
 
 
 
2014-11-28 
2024-07-15
D/A
Link
HEDGE FUND 
 
 
 
2021-06-25 
2024-07-15
D/A
Link
HEDGE FUND 
 
 
 
2021-06-01 
2024-07-12
D
Link
OTHER INVESTMENT FUND 
 
 
Equity 
2024-06-27 
2024-07-02
D/A
Link
HEDGE FUND 
 
 
 
2014-08-01 
2024-06-20
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2024-06-06 
2024-06-17
D/A
Link
HEDGE FUND 
 
 
 
2021-06-01 
2024-06-17
D/A
Link
HEDGE FUND 
 
 
 
2022-06-01 
2024-06-17
D/A
Link
HEDGE FUND 
 
 
 
2021-06-01 
2024-05-31
D/A
Link
HEDGE FUND 
 
 
 
2017-08-28 
2024-05-22
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2022-01-01 
2024-05-22
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2022-01-01 
2024-05-22
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2022-01-01 
2024-05-03
D/A
Link
HEDGE FUND 
 
 
 
2017-01-30 
2024-05-03
D/A
Link
HEDGE FUND 
 
 
 
2013-07-11 
2024-04-22
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2023-04-28 
2024-04-15
D/A
Link
HEDGE FUND 
 
 
 
2021-10-20 
2024-04-11
D/A
Link
HEDGE FUND 
 
 
 
2020-01-07 
2024-04-11
D/A
Link
HEDGE FUND 
 
 
 
2014-11-28 
2024-04-11
D/A
Link
HEDGE FUND 
 
 
 
2021-06-25 
2024-04-11
D/A
Link
HEDGE FUND 
 
 
 
2014-04-01 
2024-04-11
D/A
Link
HEDGE FUND 
 
 
 
2021-06-01 
2024-04-11
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-08-31 
2024-04-11
D/A
Link
HEDGE FUND 
 
 
 
2021-06-25 
2024-04-11
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2024-04-03
D/A
Link
HEDGE FUND 
 
 
 
2019-04-02 
2024-04-03
D/A
Link
HEDGE FUND 
 
 
 
2014-08-01 
2024-01-19
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2024-01-19
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2024-01-11
D
Link
OTHER INVESTMENT FUND 
 
 
 
2024-01-01 
2024-01-11
D
Link
OTHER INVESTMENT FUND 
 
 
 
2024-01-01 
2024-01-11
D
Link
OTHER INVESTMENT FUND 
 
 
 
2024-01-01 
2023-12-07
D
Link
OTHER INVESTMENT FUND 
 
 
Equity 
2023-11-15 
2023-09-29
D/A
Link
OTHER INVESTMENT FUND 
 
 
Equity 
2022-08-19 
2023-09-22
D/A
Link
HEDGE FUND 
 
 
 
2020-09-01 
2023-08-10
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2022-01-01 
2023-08-10
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2022-01-01 
2023-08-10
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2022-01-01 
2023-06-16
D/A
Link
HEDGE FUND 
 
 
 
2022-06-01 
2023-06-15
D/A
Link
HEDGE FUND 
 
 
 
2021-06-01 
2023-06-15
D/A
Link
HEDGE FUND 
 
 
 
2021-06-01 
2023-06-01
D/A
Link
HEDGE FUND 
 
 
 
2017-08-28 
2023-05-22
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2022-01-01 
2023-05-22
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2022-01-01 
2023-05-22
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2022-01-01 
2023-05-04
D/A
Link
HEDGE FUND 
 
 
 
2020-02-24 
2023-05-04
D/A
Link
HEDGE FUND 
 
 
 
2017-01-30 
2023-05-04
D/A
Link
HEDGE FUND 
 
 
 
2020-08-06 
2023-05-04
D/A
Link
HEDGE FUND 
 
 
 
2013-07-11 
2023-04-14
D/A
Link
HEDGE FUND 
 
 
 
2014-04-01 
2023-04-14
D/A
Link
HEDGE FUND 
 
 
 
2021-10-20 
2023-04-14
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-08-31 
2023-04-14
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2023-04-14
D/A
Link
HEDGE FUND 
 
 
 
2020-01-07 
2023-04-14
D/A
Link
HEDGE FUND 
 
 
 
2014-11-28 
2023-04-14
D/A
Link
HEDGE FUND 
 
 
 
2021-06-01 
2023-04-14
D/A
Link
HEDGE FUND 
 
 
 
2021-06-25 
2023-04-11
D/A
Link
HEDGE FUND 
 
 
 
2019-04-02 
2023-04-06
D/A
Link
HEDGE FUND 
 
 
 
2014-08-01 
2023-02-02
D/A
Link
HEDGE FUND 
 
 
 
2017-01-30 
2023-01-19
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2023-01-19
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2023-01-10
D/A
Link
HEDGE FUND 
 
 
 
2020-08-06 
2023-01-05
D/A
Link
HEDGE FUND 
 
 
 
2013-07-11 
2023-01-05
D/A
Link
HEDGE FUND 
 
 
 
2020-02-24 
2022-12-05
D
Link
OTHER INVESTMENT FUND 
 
 
Equity 
2022-11-18 
2022-11-30
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-11-17 
2022-11-30
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-11-17 
2022-11-30
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-11-17 
2022-11-17
D/A
Link
HEDGE FUND 
 
 
 
2020-08-06 
2022-11-02
D/A
Link
HEDGE FUND 
 
 
 
2021-10-20 
2022-09-30
D/A
Link
HEDGE FUND 
 
 
 
2014-08-01 
2022-09-22
D/A
Link
HEDGE FUND 
 
 
 
2020-09-01 
2022-09-01
D
Link
OTHER INVESTMENT FUND 
 
 
Equity 
2022-08-19 
2022-07-15
D
Link
OTHER INVESTMENT FUND 
 
 
 
2022-07-01 
2022-07-08
D/A
Link
HEDGE FUND 
 
 
 
2021-06-25 
2022-07-08
D/A
Link
HEDGE FUND 
 
 
 
2021-06-25 
2022-06-30
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2022-06-30
D/A
Link
HEDGE FUND 
 
 
 
2020-01-07 
2022-06-30
D/A
Link
HEDGE FUND 
 
 
 
2014-11-28 
2022-06-21
D/A
Link
HEDGE FUND 
 
 
 
2014-04-01 
2022-06-17
D
Link
HEDGE FUND 
 
 
 
2022-06-01 
2022-06-15
D/A
Link
HEDGE FUND 
 
 
 
2021-06-01 
2022-06-15
D/A
Link
HEDGE FUND 
 
 
 
2021-06-01 
2022-06-14
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-08-31 
2022-06-13
D/A
Link
HEDGE FUND 
 
 
 
2021-06-01 
2022-06-06
D/A
Link
HEDGE FUND 
 
 
 
2017-08-28 
2022-04-11
D/A
Link
HEDGE FUND 
 
 
 
2019-04-02 
2022-03-15
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2022-03-14 
2022-03-08
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2022-02-24 
2022-03-01
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-02-27 
2022-02-28
D
Link
OTHER INVESTMENT FUND 
 
 
 
2022-02-14 
2022-02-03
D/A
Link
HEDGE FUND 
 
 
 
2017-01-30 
2022-02-01
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2022-01-21 
2022-01-19
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2022-01-19
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2022-01-06
D/A
Link
HEDGE FUND 
 
 
 
2020-02-24 
2022-01-06
D/A
Link
HEDGE FUND 
 
 
 
2013-07-11 
2021-12-14
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-11-30 
2021-12-10
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-06-05 
2021-12-10
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-02-27 
2021-12-02
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-11-17 
2021-12-02
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-11-17 
2021-12-02
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-11-17 
2021-11-17
D/A
Link
HEDGE FUND 
 
 
 
2020-08-06 
2021-11-03
D
Link
HEDGE FUND 
 
 
 
2021-10-20 
2021-10-01
D/A
Link
HEDGE FUND 
 
 
 
2014-08-01 
2021-09-22
D/A
Link
HEDGE FUND 
 
 
 
2020-09-01 
2021-08-06
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-08-07 
2021-08-06
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-08-07 
2021-07-09
D
Link
HEDGE FUND 
 
 
 
2021-06-25 
2021-07-09
D
Link
HEDGE FUND 
 
 
 
2021-06-25 
2021-06-30
D/A
Link
HEDGE FUND 
 
 
 
2014-11-28 
2021-06-30
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2021-06-30
D/A
Link
HEDGE FUND 
 
 
 
2020-01-07 
2021-06-21
D/A
Link
HEDGE FUND 
 
 
 
2014-04-01 
2021-06-15
D
Link
HEDGE FUND 
 
 
 
2021-06-01 
2021-06-15
D
Link
HEDGE FUND 
 
 
 
2021-06-01 
2021-06-14
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-08-31 
2021-06-14
D
Link
HEDGE FUND 
 
 
 
2021-06-01 
2021-06-09
D/A
Link
HEDGE FUND 
 
 
 
2017-08-28 
2021-05-06
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-04-19 
2021-04-20
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-04-07 
2021-04-12
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-03-24 
2021-04-12
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-03-24 
2021-04-09
D/A
Link
HEDGE FUND 
 
 
 
2019-04-02 
2021-03-30
D/A
Link
HEDGE FUND 
 
 
 
2020-09-01 
2021-03-22
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-03-08 
2021-03-11
D/A
Link
HEDGE FUND 
 
 
 
2014-08-01 
2021-03-04
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2020-02-14 
2021-03-04
D/A
Link
HEDGE FUND 
 
 
 
2020-02-24 
2021-03-01
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-02-27 
2021-02-19
D/A
Link
HEDGE FUND 
 
 
 
2013-07-11 
2021-02-05
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2021-02-05
D/A
Link
HEDGE FUND 
 
 
 
2017-01-03 
2021-02-04
D/A
Link
HEDGE FUND 
 
 
 
2017-01-30 
2021-01-27
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-01-08 
2021-01-19
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2021-01-19
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2021-01-14
D/A
Link
HEDGE FUND 
 
 
 
2017-08-28 
2021-01-12
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-12-21 
2021-01-07
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-08-31 
2021-01-06
D/A
Link
HEDGE FUND 
 
 
 
2020-01-07 
2020-12-17
D/A
Link
HEDGE FUND 
 
 
 
2014-11-28 
2020-12-17
D/A
Link
HEDGE FUND 
 
 
Equity 
2019-11-04 
2020-12-10
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-06-05 
2020-11-25
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-11-10 
2020-10-28
D
Link
OTHER INVESTMENT FUND 
 
 
Equity 
2020-10-21 
2020-10-27
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-10-13 
2020-10-27
D
Link
HEDGE FUND 
 
 
 
2020-08-06 
2020-10-20
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2020-06-26 
2020-10-20
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-10-17 
2020-10-20
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-10-17 
2020-09-11
D
Link
HEDGE FUND 
 
 
 
2020-09-01 
2020-07-10
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-07-01 
2020-07-10
D
Link
OTHER INVESTMENT FUND 
 
 
 
2020-06-30 
2020-06-22
D/A
Link
HEDGE FUND 
 
 
 
2014-04-01 
2020-04-10
D/A
Link
HEDGE FUND 
 
 
 
2019-04-02 
2020-04-09
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-03-24 
2020-04-09
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-03-24 
2020-03-11
D/A
Link
HEDGE FUND 
 
 
 
2014-08-01 
2020-03-06
D
Link
HEDGE FUND 
 
 
 
2020-02-24 
2020-02-28
D
Link
OTHER INVESTMENT FUND 
 
 
 
2020-02-14 
2020-02-19
D/A
Link
HEDGE FUND 
 
 
 
2013-07-11 
2020-02-06
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2020-02-06
D/A
Link
HEDGE FUND 
 
 
 
2017-01-03 
2020-02-05
D/A
Link
HEDGE FUND 
 
 
 
2017-01-30 
2020-02-05
D/A
Link
HEDGE FUND 
 
 
 
1987-04-01 
2020-01-17
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2020-01-17
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2020-01-16
D
Link
HEDGE FUND 
 
 
 
2020-01-07 
2020-01-14
D/A
Link
HEDGE FUND 
 
 
 
2017-08-28 
2020-01-14
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2013-05-02 
2020-01-08
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-08-31 
2020-01-03
D/A
Link
HEDGE FUND 
 
 
 
2014-11-28 
2019-11-14
D
Link
HEDGE FUND 
 
 
Equity 
2019-11-04 
2019-11-01
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-10-17 
2019-10-31
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2019-10-17 
2019-08-16
D/A
Link
OTHER INVESTMENT FUND 
 
 
Equity 
2018-10-29 
2019-08-16
D/A
Link
OTHER INVESTMENT FUND 
 
 
Equity 
2018-10-29 
2019-07-08
D/A
Link
HEDGE FUND 
 
 
 
2014-04-01 
2019-07-02
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2019-07-02
D/A
Link
HEDGE FUND 
 
 
 
2017-01-03 
2019-05-31
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2018-05-18 
2019-05-31
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2018-05-18 
2019-04-12
D
Link
HEDGE FUND 
 
 
 
2019-04-02 
2019-04-04
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2019-03-12
D/A
Link
HEDGE FUND 
 
 
 
2014-08-01 
2019-02-20
D/A
Link
HEDGE FUND 
 
 
 
2013-07-11 
2019-02-05
D/A
Link
HEDGE FUND 
 
 
 
2017-01-30 
2019-01-18
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2019-01-18
D/A
Link
HEDGE FUND 
 
 
 
2009-10-01 
2019-01-18
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2019-01-18
D/A
Link
HEDGE FUND 
 
 
 
2009-10-01 
2019-01-16
D/A
Link
HEDGE FUND 
 
 
 
2014-08-01 
2019-01-16
D/A
Link
HEDGE FUND 
 
 
 
2017-08-28 
2019-01-15
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2013-05-02 
2019-01-08
D/A
Link
HEDGE FUND 
 
 
 
2014-04-01 
2019-01-08
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-08-31 
2019-01-08
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2019-01-08
D/A
Link
HEDGE FUND 
 
 
 
2014-11-28 
2019-01-08
D/A
Link
HEDGE FUND 
 
 
 
2017-01-03 
2018-09-07
D/A
Link
HEDGE FUND 
 
 
 
2017-01-03 
2018-09-07
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2018-08-15
D
Link
OTHER INVESTMENT FUND 
 
 
 
2018-07-31 
2018-08-15
D
Link
OTHER INVESTMENT FUND 
 
 
 
2018-07-31 
2018-07-13
D
Link
HEDGE FUND 
 
 
 
2018-06-28 
2018-06-01
D
Link
OTHER INVESTMENT FUND 
 
 
 
2018-05-18 
2018-06-01
D
Link
OTHER INVESTMENT FUND 
 
 
 
2018-05-18 
2018-02-26
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2018-02-26
D/A
Link
HEDGE FUND 
 
 
 
2014-04-01 
2018-02-14
D/A
Link
HEDGE FUND 
 
 
 
2017-01-03 
2018-02-09
D/A
Link
HEDGE FUND 
 
 
 
2017-01-30 
2018-02-09
D/A
Link
HEDGE FUND 
 
 
 
2013-07-11 
2018-01-18
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2013-05-02 
2018-01-18
D/A
Link
HEDGE FUND 
 
 
 
2009-10-01 
2018-01-18
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2018-01-18
D/A
Link
HEDGE FUND 
 
 
 
2009-10-01 
2018-01-18
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2018-01-17
D/A
Link
HEDGE FUND 
 
 
 
2017-08-28 
2018-01-17
D/A
Link
HEDGE FUND 
 
 
 
2014-08-01 
2018-01-09
D/A
Link
HEDGE FUND 
 
 
 
2014-11-28 
2018-01-09
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-08-31 
2017-12-19
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2017-09-08
D
Link
HEDGE FUND 
 
 
 
2017-08-28 
2017-08-24
D/A
Link
HEDGE FUND 
 
 
 
2014-07-01 
2017-08-21
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2017-07-17
D/A
Link
HEDGE FUND 
 
 
 
2014-04-01 
2017-06-14
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2017-06-07
D/A
Link
HEDGE FUND 
 
 
 
2014-04-01 
2017-04-13
D/A
Link
HEDGE FUND 
 
 
 
2017-02-01 
2017-02-15
D/A
Link
HEDGE FUND 
 
 
 
2017-01-03 
2017-02-15
D
Link
HEDGE FUND 
 
 
 
2017-02-01 
2017-02-14
D/A
Link
HEDGE FUND 
 
 
 
2013-07-11 
2017-02-08
D
Link
HEDGE FUND 
 
 
 
2017-01-30 
2017-02-06
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2012-07-02 
2017-02-01
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2017-01-19 
2017-02-01
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2017-01-19 
2017-02-01
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2017-01-19 
2017-01-27
D/A
Link
HEDGE FUND 
 
 
 
2012-03-01 
2017-01-19
D/A
Link
HEDGE FUND 
 
 
 
2009-10-01 
2017-01-19
D/A
Link
HEDGE FUND 
 
 
 
2014-08-01 
2017-01-19
D/A
Link
HEDGE FUND 
 
 
 
2009-10-01 
2017-01-18
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2017-01-18
D/A
Link
HEDGE FUND 
 
 
 
2016-10-31 
2017-01-17
D
Link
HEDGE FUND 
 
 
 
2017-01-03 
2017-01-11
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-08-31 
2017-01-10
D/A
Link
HEDGE FUND 
 
 
 
2014-04-01 
2017-01-10
D/A
Link
HEDGE FUND 
 
 
 
2014-11-28 
2016-12-16
D/A
Link
HEDGE FUND 
 
 
 
2014-08-01 
2016-11-29
D
Link
OTHER INVESTMENT FUND 
 
 
 
2016-11-15 
2016-11-29
D
Link
OTHER INVESTMENT FUND 
 
 
 
2016-11-15 
2016-11-14
D
Link
HEDGE FUND 
 
 
 
2016-10-31 
2016-11-14
D
Link
HEDGE FUND 
 
 
 
2016-10-31 
2016-07-20
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2012-07-02 
2016-02-12
D/A
Link
HEDGE FUND 
 
 
 
2013-07-11 
2016-01-19
D/A
Link
HEDGE FUND 
 
 
 
2009-10-01 
2016-01-19
D/A
Link
HEDGE FUND 
 
 
 
2009-10-01 
2016-01-12
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2013-05-02 
2016-01-12
D/A
Link
HEDGE FUND 
 
 
 
2014-11-28 
2016-01-12
D/A
Link
HEDGE FUND 
 
 
 
2014-04-01 
2016-01-11
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-08-31