Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BRENDON WILLIAMS
2619289
NORTH CAPITAL PRIVATE SECURITIES CORP.
154559
BRENDON WILLIAMS
2619289
NORTH CAPITAL PRIVATE SECURITIES CORP.
154559
BRENDON WILLIAMS
2619289
NORTH CAPITAL PRIVATE SECURITIES CORP
154559
BRENDON WILLIAMS
2619289
NORTH CAPITAL PRIVATE SECURITIES CORP
154559
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-01-21
D/A
$3,417,245.00
Yes
$0.00
No
2020-01-17
D/A
$2,995,300.00
Yes
$0.00
No
2018-12-11
D/A
$2,996,000.00
Yes
$0.00
No
2018-11-08
D/A
$2,761,500.00
Yes
$0.00
No