Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

JASON LOWTHER
2606268
WESTERN INTERNATIONAL SECURITIES
39262
JASON LOWTHER
2606268
WESTERN INTERNATIONAL SECURITIES
39262
WESTERN INTERNATIONAL SECURITIES, INC.
39262
JASON LOWTHER
2606268
WESTERN INTERNATIONAL SECURITIES
39262
JASON LOWTHER
2606268
JASON LOWTHER
2606268
WESTERN INTERNATIONAL SECURITIES, INC.
39262
WESTERN INTERNATIONAL SECURITIES, INC.
39262
JASON LOWTHER
2606268
WESTERN INTERNATIONAL SECURITIES
39262
JASON LOWTHER
2606268
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-03-25
D/A
$3,781,411.00
No
$0.00
No
OF THE SALES COMMISSION, $502,595 ARE DESIGNATED AS MARKETING FEES.
2021-03-12
D/A
$3,781,411.00
No
$0.00
No
OF THE SALES COMMISSION, $502,595 ARE DESIGNATED AS MARKETING FEES.
2020-04-23
D/A
$2,723,400.00
Yes
$0.00
No
2020-02-13
D/A
$4,776,196.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $663,311 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
2020-01-21
D/A
$3,455,205.00
Yes
$0.00
No
2019-11-19
D/A
$5,886,495.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-11-05
D/A
$5,886,495.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-10-22
D/A
$5,886,495.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-10-08
D/A
$5,886,495.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-09-25
D/A
$5,886,495.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-09-11
D/A
$5,886,495.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-06-26
D/A
$4,829,730.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $629,050 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
2019-03-21
D/A
$3,140,900.00
Yes
$0.00
No
2018-06-22
D/A
$2,278,500.00
Yes
$0.00
No