Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NATIONAL SECURITIES CORPORATION
7569
JOSEPH KOCSIS
2423884
JOSEPH KOCSIS
2423884
NATIONAL SECURITIES CORPORATION
7569
JOE KOCSIS
2423884
GREAT POINT CAPITAL
114203
JOE KOCSIS
2423884
GREAT POINT CAPITAL, LLC
114203
GREAT POINT CAPITAL LLC
114203
JOSEPH KOCSIS
2423884
GREAT POINT CAPITAL, LLC
114203
JOSEPH KOCSIS
2423884
GREAT POINT CAPITAL LLC
114203
JOSEPH KOCSIS
2423884
JOSEPH KOCSIS
2423884
GREAT POINT CAPITAL LLC
114203
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-04-02
D/A
$223,962.00
No
$0.00
No
2025-02-06
D/A
$223,962.00
No
$0.00
No
2024-10-03
D/A
$292,813.00
Yes
$0.00
No
2024-08-30
D/A
$262,625.00
Yes
$0.00
No
2023-10-04
D/A
$111,687.00
Yes
$0.00
No
2023-07-05
D/A
$97,312.00
Yes
$0.00
No
2023-04-13
D/A
$39,956.00
Yes
$0.00
No
2022-12-07
D/A
$8,300,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 1.5%; SALES COMMISSION - UP TO 5.5%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%; PAYMENT TO MANAGING GENERAL PARTNER - 0.3%.
2022-11-21
D/A
$8,300,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 1.5%; SALES COMMISSION - UP TO 5.5%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%; PAYMENT TO MANAGING GENERAL PARTNER - 0.3%.
2022-04-11
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2022-04-01
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2022-03-21
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2022-03-10
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2022-03-01
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2022-02-22
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2022-02-14
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2020-01-21
D/A
$3,455,205.00
Yes
$0.00
No
2020-01-21
D/A
$3,417,245.00
Yes
$0.00
No
2020-01-17
D/A
$2,557,000.00
Yes
$0.00
No
2019-03-07
D/A
$866,883.00
Yes
$0.00
No
2019-01-18
D/A
$866,883.00
Yes
$0.00
No
2018-11-19
D/A
$866,883.00
Yes
$0.00
No
2018-11-08
D/A
$2,761,500.00
Yes
$0.00
No
2018-10-10
D/A
$866,883.00
Yes
$0.00
No
2018-07-27
D/A
$866,883.00
Yes
$0.00
No
2018-06-22
D/A
$2,278,500.00
Yes
$0.00
No
2018-03-23
D/A
$866,883.00
Yes
$0.00
No
2018-02-16
D/A
$866,883.00
Yes
$0.00
No
2017-12-29
D/A
$866,883.00
Yes
$0.00
No
2017-12-21
D/A
$866,883.00
Yes
$0.00
No
2017-12-12
D/A
$866,883.00
Yes
$0.00
No
2017-11-21
D
$866,883.00
Yes
$0.00
No