Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

EDI FINANCIAL, INC.
15699
JOHN WILLIAMSON
2357023
JOHN WILLIAMSON
2357023
ALEXANDER CAPITAL
40077
JOHN D. WILLIAMSON
2357023
ALEXANDER CAPITAL LP
40077
NONE
NONE
JOHN WILLIAMSON
2357023
JOHN D. WILLIAMSON
2357023
ALEXANDER CAPITAL, LP
40077
ALEXANDER CAPITAL, L.P.
40077
JOHN DEFORREST WILLIAMSON
2357023
JOHN DEFORREST WILLIAMSON
2357023
ALEXANDER CAPITAL, L.P.
40077
ALEXANDER CAPITAL, L.P.
40077
JOHN DEFORREST WILLIAMSON
2357023
ALEXANDER CAPITAL, LP.
40077
JOHN D. WILLIAMSON
2357023
ALEXANDER CAPITAL, L.P.
40077
JOHN DEFORREST WILLIAMSON
2357023
ALEXANDER CAPITAL
40077
JOHN WILLIAMSON
2357023
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-08-08
D/A
$7,497,396.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2025-02-25
D/A
$283,383.00
No
$0.00
No
2024-08-02
D/A
$5,340,438.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2024-02-15
D/A
$149,310.00
No
$149,715.00
No
2024-01-16
D
$149,310.00
No
$149,715.00
No
2023-12-11
D/A
$2,553,375.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2023-12-05
D/A
$796,718.00
No
$0.00
No
SALES COMMISSIONS INCLUDE $230,361.84 OF MANAGING BROKER DEALER FEES, $436,389.85 OF PLACEMENT FEES, AND $129,967.10 OF DUE DILIGENCE FEES
2023-10-31
D
$717,218.00
No
$0.00
No
SALES COMMISSIONS INCLUDE $211,611.84 OF MANAGING BROKER DEALER FEES, $386,889.85 OF PLACEMENT FEES, AND $118,717.10 OF DUE DILIGENCE FEES
2023-10-19
D/A
$2,277,395.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2023-09-28
D/A
$2,130,902.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2023-09-06
D/A
$1,857,252.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2023-08-22
D/A
$1,604,314.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2023-07-31
D/A
$1,369,466.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2023-07-19
D/A
$1,362,672.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2023-07-06
D/A
$1,319,995.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2023-06-26
D/A
$1,264,212.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2022-12-12
D
$738,488.00
No
$0.00
No
2022-01-06
D
$1,198,687.00
No
$0.00
No
INCLUSIVE OF $671,265 SALES COMMISSIONS; $143,842.50 DUE DILIGENCE FEE; $191,790 MARKETING/WHOLESALE FEE; AND $191,790 MANAGING BROKER FEE.
2021-01-11
D
$1,228,345.00
No
$0.00
No
SALES COMMISSIONS: $664,090.00; DUE DILIGENCE FEES: $158,370.32; MARKETING FEES: $197,370.11; MANAGING BROKER DEALER FEE: $208,515.27
2020-12-02
D
$525,980.00
No
$0.00
No
2020-06-23
D/A
$910,123.00
No
$0.00
No
2020-05-28
D/A
$910,123.00
No
$0.00
No
2020-04-23
D/A
$2,723,400.00
Yes
$0.00
No
2020-04-15
D/A
$910,123.00
No
$0.00
No
2020-02-26
D/A
$979,514.00
No
$0.00
No
SALES COMMISSIONS: $493,776; DILIGENCE FEES: $120,634; MARKETING FEES: $159.010; MANAGING BROKER FEE: $206,094
2020-01-10
D/A
$980,915.00
No
$0.00
No
SALES COMMISSIONS: $495,176; DILIGENCE FEES: $115,328; MARKETING FEES: $164,317; MANAGING BROKER FEE: $206,094
2020-01-10
D
$980,915.00
No
$0.00
No
SALES COMMISSIONS: $495,176; DILIGENCE FEES: $115,328; MARKETING FEES: $164,317; MANAGING BROKER FEE: $206,094
2019-12-20
D
$910,123.00
No
$0.00
No
2019-11-22
D
$988,720.00
No
$0.00
No
INCLUSIVE OF SELLING COMMISSIONS ($481,769.05), DUE DILIGENCE FEES ($126,737.75), MARKETING ALLOWANCES ($168,983.67) AND MANAGING BROKER FEE ($211,229.59).
2018-08-20
D/A
$2,191,000.00
Yes
$0.00
No
2016-11-30
D/A
$27,000,000.00
Yes
$0.00
No
ESTIMATE ASSUMES ALL SECURITIES SOLD IN OFFERING. ACTUAL FEES WILL BE BASED ON SECURITIES ACTUALLY SOLD. ACTUAL FEES PAID TO DATE - $5,188,234.64.
2015-12-16
D/A
$27,000,000.00
Yes
$0.00
No
ESTIMATE ASSUMES ALL SECURITIES SOLD IN OFFERING. ACTUAL FEES WILL BE BASED ON SECURITIES ACTUALLY SOLD. ACTUAL FEES PAID TO DATE - $722,166.