Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SANDLAPPER SECURITIES, LLC
137906
TREVOR L. GORDON
2195122
SANDLAPPER SECURITIES
137906
TREVOR GORDON
2195122
TREVOR GORDON
2195122
SANDLAPPER SECURITIES, LLC
137906
SANDLAPPER SECURITIES, LLC
137906
TREVOR GORDON
2195122
SANDLAPPER SECURITIES, LLC
137906
TREVOR GORDON
2195122
SANDLAPPER SECURITIES, LLC
137906
TREVOR L. GORDON
2195122
TREVOR LEE GORDON
2195122
SANDLAPPER SECURITIES LLC
137906
SANDLAPPER SECURITIES, LLC
137906
TREVOR GORDON
2195122
TREVOR LEE GORDON
2195122
SANDLAPPER SECURITIES, LLC
137906
SANDLAPPER SECURITIES, LLC
137906
TREVOR GORDON
2195122
SANDLAPPER SECURITIES, LLC
137906
TREVOR GORDON
2195122
SANDLAPPER SECURITIES, LLC
137906
TREVOR L. GORDON
2195122
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-08-25
D/A
$579,850.00
Yes
$0.00
No
THIS RESPONSE IF BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS, FEES AND EXPENSE REIMBURSEMENTS WILL BE EARNED AND PAID.
2016-08-10
D/A
$579,850.00
Yes
$0.00
No
THIS RESPONSE IF BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS, FEES AND EXPENSE REIMBURSEMENTS WILL BE EARNED AND PAID.
2016-07-20
D
$579,850.00
Yes
$0.00
No
THIS RESPONSE IF BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS, FEES AND EXPENSE REIMBURSEMENTS WILL BE EARNED AND PAID.
2016-05-03
D/A
$117,977.00
Yes
$0.00
No
2016-05-02
D/A
$2,750,000.00
Yes
$0.00
No
2016-01-14
D
$0.00
No
$0.00
No
2016-01-12
D
$302,908.00
No
$0.00
No
2015-12-31
D
$666,045.00
No
$0.00
No
2015-12-28
D
$291,060.00
Yes
$0.00
No
2015-12-18
D
$635,318.00
No
$0.00
No
2015-11-16
D
$247,940.00
Yes
$0.00
No
2015-10-20
D
$237,160.00
Yes
$0.00
No
2015-09-15
D
$263,810.00
Yes
$0.00
No
2015-01-20
D/A
$489,358.00
No
$0.00
No
2015-01-20
D/A
$730,800.00
No
$0.00
No
2015-01-16
D/A
$489,358.00
Yes
$0.00
No
2015-01-16
D/A
$678,227.00
No
$0.00
No
2015-01-16
D/A
$739,200.00
Yes
$0.00
No
2015-01-16
D/A
$474,320.00
Yes
$0.00
No
2015-01-15
D
$474,320.00
Yes
$0.00
No
2015-01-15
D
$489,358.00
Yes
$0.00
No
2015-01-15
D
$739,200.00
Yes
$0.00
No
2015-01-15
D
$678,227.00
No
$0.00
No
2014-11-18
D/A
$2,750,000.00
Yes
$0.00
No
2014-09-02
D/A
$2,750,000.00
Yes
$0.00
No
2014-08-27
D/A
$2,750,000.00
Yes
$0.00
No
2014-07-07
D/A
$350,000.00
Yes
$0.00
No
2014-06-16
D/A
$300,000.00
Yes
$0.00
No
2014-06-02
D/A
$2,750,000.00
Yes
$0.00
No
2014-05-22
D/A
$2,750,000.00
Yes
$0.00
No
2014-04-21
D
$2,152,500.00
Yes
$0.00
No
SELLING COSTS FOR THIS RAISE ARE 10.25% OF TOTAL CAPITAL RAISED (ESTIMATED), INCLUDING: RETAIL COMMISSIONS (7%), DUE DILIGENCE (1%),WHOLESALER (2%), COMPLIANCE (.25%). ADDITIONALLY, 4.25% OF RAISE IS BEING REPAID TO SPONSOR AS ORGANIZATION COSTS.
2014-01-10
D/A
$243,138.00
Yes
$0.00
No
2013-08-26
D/A
$5,500,000.00
Yes
$0.00
No
2013-07-02
D/A
$5,500,000.00
Yes
$0.00
No
2013-04-04
D/A
$5,500,000.00
Yes
$0.00
No
2013-03-26
D/A
$472,500.00
Yes
$0.00
No
2013-03-13
D
$2,152,500.00
Yes
$0.00
No
SELLING COSTS FOR THIS RAISE ARE 10.25% OF TOTAL CAPITAL RAISED (ESTIMATED), INCLUDING: RETAIL COMMISSIONS (7%), DUE DILIGENCE (1%),WHOLESALER (2%), COMPLIANCE (.25%). ADDITIONALLY, 4.25% OF RAISE IS BEING REPAID TO SPONSOR AS ORGANIZATION COSTS.
2013-01-28
D/A
$2,625,000.00
Yes
$0.00
No
2013-01-08
D
$32,400.00
Yes
$0.00
No
2012-01-27
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-25
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-04
D/A
$2,625,000.00
Yes
$0.00
No
2011-10-07
D/A
$2,625,000.00
Yes
$0.00
No
2011-06-08
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-17
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-03
D/A
$2,625,000.00
Yes
$0.00
No
2011-04-12
D/A
$2,625,000.00
Yes
$0.00
No
2011-03-23
D/A
$2,625,000.00
Yes
$0.00
No
2011-01-21
D/A
$2,625,000.00
Yes
$0.00
No
2010-11-17
D/A
$2,625,000.00
Yes
$0.00
No
2010-09-28
D/A
$2,625,000.00
Yes
$0.00
No
2010-09-03
D/A
$2,625,000.00
Yes
$0.00
No
2010-08-24
D/A
$2,625,000.00
Yes
$0.00
No
2010-07-01
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-18
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-14
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-03
D/A
$2,625,000.00
Yes
$0.00
No
2010-05-19
D/A
$2,625,000.00
Yes
$0.00
No
2010-04-28
D/A
$2,625,000.00
Yes
$0.00
No
2010-04-07
D/A
$2,625,000.00
Yes
$0.00
No
2010-03-19
D/A
$2,625,000.00
Yes
$0.00
No
2010-02-26
D/A
$2,625,000.00
Yes
$0.00
No