Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
CITIBANK, N.A.
153777
NONE
NONE
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATE ADVISORY, LLC
153777
NONE
NONE
CITI PRIVATE ADVISORY LLC
153777
NONE
NONE
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATEADVISORY, LLC
153777
NONE
NONE
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATE ADVISORY, LLC
153777
NONE
NONE
CITI PRIVATE ADVISORY, LLC
153777
NONE
NONE
CITI PRIVATE ADVISORY, LLC
153777
NONE
NONE
CITI PRIVATE ADVISORY LLC (OR ITS AFFILIATES)
153777
NONE
NONE
CITI PRIVATE ADVISORY, LLC
153777
NONE
NONE
CITI PRIVATE ADVISORY, LLC
153777
NONE
NONE
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATE ADVISORY, LLC
153777
NONE
NONE
CITI PRIVATE ADVISORY, LLC
153777
CITIGROUP PRIVATE ADVISORY LLC
153777
CITIGROUP PRIVATE ADVISORY LLC
153777
NONE
NONE
CITI PRIVATE ADVISORY, LLC
153777
NONE
NONE
CITI PRIVATE ADVISORY, LLC
153777
NONE
NONE
CITI PRIVATE ADVISORY, LLC
153777
NONE
NONE
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATE ADVISORY LLC
153777
CITIBANK, N.A., NEW YORK BRANCH
NONE
CITI PRIVATE ADVISORY, LLC
153777
CITI PRIVATE ADVISORY, LLC
153777
NONE
NONE
CITI PRIVATE ADVISORY LLC
153777
NONE
NONE
CITI PRIVATE ALTERNATIVES, LLC
153777
NONE
NONE
CITI PRIVATE ALTERNATIVES, LLC
153777
CITI PRIVATE ALTERNATIVES, LLC
153777
CITI PRIVATE ALTERNATIVES, LLC
153777
CITI PRIVATE ALTERNATIVES, LLC
153777
CITI PRIVATE ALTERNATIVES, LLC
153777
CITI PRIVATE ALTERNATIVES, LLC
153777
CITI PRIVATE ALTERNATIVES, LLC
153777
NONE
NONE
CITI PRIVATE ALTERNATIVES, LLC
153777
NONE
NONE
CITI GLOBAL ALTERNATIVES, LLC
153777
NONE
NONE
CITI PRIVATE ALTERNATIVES, LLC
153777
NONE
NONE
CITI PRIVATE ADVISORY LLC
153777
CITI PRIVATE ALTERNATIVES, LLC
153777
CITIGROUP GLOBAL MARKETS INC.
7059
CITIGROUP GLOBAL MARKETS INC.
7059
CITI PRIVATE ALTERNATIVES, LLC
153777
CITI PRIVATE ADVISORY LLC
153777
CITIGROUP GLOBAL MARKETS INC.
7059
CITIGROUP GLOBAL MARKETS INC.
7059
CITI PRIVATE ALTERNATIVES, LLC
153777
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$50,147.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$1,558,788.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$19,894.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$2,755,181.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$12,234.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$16,806,790.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$25,864.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$50,757.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$7,268.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$5,040,505.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$48,205.00
No
$0.00
No
ICLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$31,517.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$164,879.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$37,499.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$194,736.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES
EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$207,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$122,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$0.00
No
$0.00
No
PRIVATE PLACEMENT CLIENTS OF CITIGROUP GLOBAL MARKETS INC. AND CITI PRIVATE ADVISORY LLC (CITI) MAY BE REQUIRED TO PAY AN UPFRONT PLACEMENT FEE DIRECTLY TO CITI.
D/A
$30,195.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$10,631.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$3,840.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$30,423.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$10,265.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$25,747.00
No
$0.00
No
ICLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$15,727.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$92,804.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$20,308.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$117,819.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES
EXPENSES PAID BY THE ISSUER, IF ANY.
D
$0.00
No
$0.00
No
PRIVATE PLACEMENT CLIENTS OF CITIGROUP GLOBAL MARKETS INC. AND CITI PRIVATE ADVISORY LLC (CITI) MAY BE REQUIRED TO PAY AN UPFRONT PLACEMENT FEE DIRECTLY TO CITI.
D/A
$3,944,514.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$1,076,015.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$1,847,444.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$12,548,066.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$0.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$0.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$0.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$0.00
No
$0.00
No
CERTAIN PRIVATE PLACEMENT CLIENTS OF MORGAN STANLEY, SMITH BARNEY, LLC ("MSSB") ARE REQUIRED TO PAY (I) AN UPFRONT PLACEMENT FEE TO MSSB AND (II) AN ANNUAL ONGOING FEE TO THE FUND (WHICH IS THEN PAID TO MSSB).
D
$0.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$2,333,875.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$743,750.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
No
$0.00
No
PRIVATE PLACEMENT CLIENTS OF CITIGROUP GLOBAL MARKETS INC. AND CITI PRIVATE ADVISORY LLC (CITI) MAY BE REQUIRED TO PAY AN UPFRONT PLACEMENT FEE DIRECTLY TO CITI.
D/A
$134,053.00
Yes
$0.00
No
ESTIMATE INCLUDES FEES THAT MAY BE PAID OVER THE NEXT 12 MONTHS.
D/A
$698,542.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$71,300,000.00
Yes
$0.00
No
ESTIMATE BASED ON EXPECTED ANNUAL FUNDRAISE OF THE ISSUER AND BLACKSTONE PRIVATE EQUITY STRATEGIES FUND (TE) L.P. EXCLUDES ANY AMOUNTS PAID DIRECTLY BY INVESTORS AS SUCH AMOUNTS ARE UNKNOWN TO THE ISSUER.
D/A
$71,300,000.00
Yes
$0.00
No
ESTIMATE BASED ON EXPECTED ANNUAL FUNDRAISE OF THE ISSUER AND BLACKSTONE PRIVATE EQUITY STRATEGIES FUND L.P. EXCLUDES ANY AMOUNTS PAID DIRECTLY BY INVESTORS AS SUCH AMOUNTS ARE UNKNOWN TO THE ISSUER.
D/A
$0.00
No
$0.00
No
CERTAIN INVESTORS ARE REQUIRED TO PAY (I) AN UPFRONT PLACEMENT FEE AND/OR (II) AN ONGOING ANNUAL FEE TO THE PLACEMENT AGENT.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES BORNE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE ISSUER IS A FEEDER FUND FOR ARCTOS AMERICAN FOOTBALL FUND, LP (THE "FUND"). PLACEMENT AGENT FEES TO BE PAID BASED UPON
A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES BORNE BY THE FUND.
D/A
$51,943,567.00
No
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER OR AN AFFILIATE THEREOF ULTIMATELY BEARS THE FULL
AMOUNT OF SUCH SALES COMMISSIONS, AS DISCLOSED IN THE ISSUER-S OFFERING MATERIALS.
D/A
$51,943,567.00
No
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER OR AN AFFILIATE THEREOF ULTIMATELY BEARS THE FULL AMOUNT OF SUCH SALES COMMISSIONS, AS DISCLOSED IN THE ISSUER-S OFFERING MATERIALS.
D/A
$2,915,101.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$10,699.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$698,542.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$1,114,433.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$9,090,352.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$10,721.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$43,490.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES
EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$3,342.00
No
$0.00
No
ICLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$24,094.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$3,600.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$0.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$0.00
Yes
$0.00
No
CERTAIN INVESTORS ARE REQUIRED TO PAY (I) AN UPFRONT PLACEMENT FEE AND/OR (II) AN ONGOING ANNUAL FEE TO THE PLACEMENT AGENT.
D/A
$3,473,825.00
Yes
$0.00
No
PRIVATE PLACEMENT CLIENTS OF CITIGROUP GLOBAL MARKETS INC. AND CITI PRIVATE ADVISORY LLC (CITI) MAY BE REQUIRED TO PAY AN UPFRONT PLACEMENT FEE DIRECTLY TO CITI.
D/A
$60,400,000.00
Yes
$0.00
No
ESTIMATE BASED ON EXPECTED ANNUAL FUNDRAISE OF THE ISSUER AND BLACKSTONE PRIVATE EQUITY STRATEGIES FUND (TE) L.P. EXCLUDES ANY AMOUNTS PAID DIRECTLY BY INVESTORS AS SUCH AMOUNTS ARE UNKNOWN TO THE ISSUER.
D/A
$60,400,000.00
Yes
$0.00
No
ESTIMATE BASED ON EXPECTED ANNUAL FUNDRAISE OF THE ISSUER AND BLACKSTONE PRIVATE EQUITY STRATEGIES FUND L.P. EXCLUDES ANY AMOUNTS PAID DIRECTLY BY INVESTORS AS SUCH AMOUNTS ARE UNKNOWN TO THE ISSUER.
D
$0.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$0.00
No
$0.00
No
ICLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$0.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$0.00
Yes
$0.00
No
CERTAIN INVESTORS ARE REQUIRED TO PAY (I) AN UPFRONT PLACEMENT FEE AND/OR (II) AN ONGOING ANNUAL FEE TO THE PLACEMENT AGENT.
D
$0.00
Yes
$0.00
No
CERTAIN INVESTORS ARE REQUIRED TO PAY (I) AN UPFRONT PLACEMENT FEE AND/OR (II) AN ONGOING ANNUAL FEE TO THE PLACEMENT AGENT.
D
$0.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$0.00
No
$0.00
No
ANY COMMISSIONS ARE PAID FROM A POTENTIAL INVESTOR DIRECTLY TO SUCH FINANCIAL INTERMEDIARIES IN AMOUNTS THAT ARE IN THE DISCRETION OF THE FINANCIAL INTERMEDIARIES AND THE COMPANY IS NOT ABLE TO ESTIMATE THE AMOUNT OF SUCH COMMISSIONS.
D
$0.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$0.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$568,413.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$6,659,378.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$2,015,726.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$434,701.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$0.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES
EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$0.00
Yes
$0.00
No
PRIVATE PLACEMENT CLIENTS OF CITIGROUP GLOBAL MARKETS INC. AND CITI PRIVATE ADVISORY LLC (CITI) MAY BE REQUIRED TO PAY AN UPFRONT PLACEMENT FEE DIRECTLY TO CITI.
D/A
$53,000,000.00
Yes
$0.00
No
ESTIMATE BASED ON EXPECTED ANNUAL FUNDRAISE OF THE ISSUER AND BLACKSTONE PRIVATE EQUITY STRATEGIES FUND (TE) L.P. EXCLUDES ANY AMOUNTS PAID DIRECTLY BY INVESTORS AS SUCH AMOUNTS ARE UNKNOWN TO THE ISSUER.
D/A
$53,000,000.00
Yes
$0.00
No
ESTIMATE BASED ON EXPECTED ANNUAL FUNDRAISE OF THE ISSUER AND BLACKSTONE PRIVATE EQUITY STRATEGIES FUND L.P. EXCLUDES ANY AMOUNTS PAID DIRECTLY BY INVESTORS AS SUCH AMOUNTS ARE UNKNOWN TO THE ISSUER.
D/A
$1,443,674.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$256,609.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$233,881.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$4,505,081.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$16,000,000.00
Yes
$0.00
No
FEES ARE INCLUSIVE OF FEES PAID IN CONNECTION WITH DIGITALBRIDGE PARTNERS III LUX, SCSP-S PARALLEL VEHICLES AND FEEDER FUNDS (INCLUDING DIGITALBRIDGE PARTNERS III, LP).
D/A
$16,000,000.00
Yes
$0.00
No
FEES ARE INCLUSIVE OF FEES PAID IN CONNECTION WITH DIGITALBRIDGE PARTNERS III, LP-S PARALLEL VEHICLES AND FEEDER FUNDS (INCLUDING DIGITALBRIDGE PARTNERS III LUX, SCSP).
D
$300,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS THAT MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$44,500,000.00
Yes
$0.00
No
ESTIMATE BASED ON EXPECTED ANNUAL FUNDRAISE OF THE ISSUER AND BLACKSTONE PRIVATE EQUITY STRATEGIES FUND (TE) L.P. EXCLUDES ANY AMOUNTS PAID DIRECTLY BY INVESTORS AS SUCH AMOUNTS ARE UNKNOWN TO THE ISSUER.
D/A
$44,500,000.00
Yes
$0.00
No
ESTIMATE BASED ON EXPECTED ANNUAL FUNDRAISE OF THE ISSUER AND BLACKSTONE PRIVATE EQUITY STRATEGIES FUND L.P. EXCLUDES ANY AMOUNTS PAID DIRECTLY BY INVESTORS AS SUCH AMOUNTS ARE UNKNOWN TO THE ISSUER.
D
$11,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$300,000.00
Yes
$0.00
No
ESTIMATE INCLUDES FEES THAT MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D
$33,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$77,750.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$3,244,193.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$150,815.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$1,079,596.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$3,244,193.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$72,875.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$41,107,486.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER OF THE ISSUER OR AN AFFILIATE THEREOF ULTIMATELY BEARS THE FULL
AMOUNT OF SUCH SALES COMMISSIONS, AS DISCLOSED IN THE ISSUER-S OFFERING MATERIALS.
D/A
$41,107,486.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER OF THE ISSUER OR AN AFFILIATE THEREOF ULTIMATELY BEARS THE FULL
AMOUNT OF SUCH SALES COMMISSIONS, AS DISCLOSED IN THE ISSUER-S OFFERING MATERIALS.
D/A
$10,000,000.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SALES BY PARALLEL FUNDS AND OR/FEEDER FUNDS.
D/A
$10,000,000.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SALES BY ICG STRATEGIC EQUITY FUND V (USD) LP AND OR PARALLEL FUNDS AND OR FEEDER FUNDS.
D/A
$2,505,480.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$807,844.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$87,182.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$41,900,000.00
Yes
$0.00
No
SALES COMMISSION ESTIMATE IS BASED ON THE EXPECTED SIZE OF THE OFFERING OF THE ISSUER AND BLACKSTONE PRIVATE EQUITY STRATEGIES FUND L.P. FOR ONE YEAR.
D/A
$41,900,000.00
Yes
$0.00
No
SALES COMMISSION ESTIMATE IS BASED ON THE EXPECTED SIZE OF THE OFFERING OF THE ISSUER AND BLACKSTONE PRIVATE EQUITY STRATEGIES FUND (TE) L.P. FOR ONE YEAR.
D
$177,812.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER
D/A
$608,281.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$45,243.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$0.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$2,043,872.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$8,378,201.00
Yes
$0.00
No
THE FIGURE DISCLOSED ABOVE REFLECTS AN ESTIMATED AMOUNT AND IS SUBJECT TO FUTURE CONTINGENCIES.
D
$177,125.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$705,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$2,043,872.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$608,281.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$88,750.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$415,788.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$3,699,574.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SALES BY PARALLEL FUNDS AND OR/FEEDER FUNDS.
D/A
$3,699,574.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SALES BY PARALLEL FUNDS AND OR/FEEDER FUNDS.
D/A
$71,875.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE
ISSUER.
D/A
$1,717,916.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$36,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE
ISSUER.
D/A
$1,717,916.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$475,222.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$16,000,000.00
Yes
$0.00
No
FEES ARE INCLUSIVE OF FEES PAID IN CONNECTION WITH DIGITALBRIDGE PARTNERS III LUX, SCSP-S PARALLEL VEHICLES AND FEEDER FUNDS (INCLUDING DIGITALBRIDGE PARTNERS III, LP).
D/A
$16,000,000.00
Yes
$0.00
No
FEES ARE INCLUSIVE OF FEES PAID IN CONNECTION WITH DIGITALBRIDGE PARTNERS III, LP-S PARALLEL VEHICLES AND FEEDER FUNDS (INCLUDING DIGITALBRIDGE PARTNERS III LUX, SCSP).
D/A
$0.00
Yes
$0.00
Yes
IN ADDITION TO FEES PAID DIRECTLY TO THEM BY CERTAIN PERSONS IN CONNECTION WITH THE OFFERING, THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF MANAGEMENT FEES OR NET ASSET VALUE ATTRIBUTABLE TO CERTAIN AUM.
D/A
$0.00
Yes
$0.00
Yes
IN ADDITION TO FEES PAID DIRECTLY TO THEM BY CERTAIN PERSONS IN CONNECTION WITH THE OFFERING, THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF MANAGEMENT FEES OR NET ASSET VALUE ATTRIBUTABLE TO CERTAIN AUM.
D/A
$1,495,058.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE AMOUNTS PAYABLE WITH RESPECT TO THE ISSUER AND THE ISSUER-S PARALLEL FUNDS. SUCH FEES ARE NOT BORNE BY THE ISSUER, AS DISCLOSED IN THE ISSUER-S OFFERING MATERIALS.
D/A
$1,495,058.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE AMOUNTS PAYABLE WITH RESPECT TO THE ISSUER AND THE ISSUER-S PARALLEL FUNDS. SUCH FEES ARE NOT BORNE BY THE ISSUER, AS DISCLOSED IN THE ISSUER-S OFFERING MATERIALS.
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
No
PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$376,068.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$1,486,618.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$102,750.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$62,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 WILL RECEIVE A FEE FOR CERTAIN INVESTORS THAT INVEST IN THE ISSUER IN AN AMOUNT BASED ON A PERCENTAGE OF SUCH INVESTORS- COMMITMENTS TO THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 WILL RECEIVE A FEE FOR CERTAIN INVESTORS THAT INVEST IN THE ISSUER IN AN AMOUNT BASED ON A PERCENTAGE OF SUCH INVESTORS- COMMITMENTS TO THE ISSUER.
D/A
$308,711.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$1,299,447.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$0.00
Yes
$0.00
Yes
AMOUNTS TO BE PAID TO CERTAIN RECIPIENTS LISTED IN ITEM 12 (SALES COMPENSATION) WILL BE BASED ON A PERCENTAGE OF CAPITAL RAISED FROM CERTAIN LIMITED PARTNERS.
D/A
$0.00
Yes
$0.00
Yes
AMOUNTS TO BE PAID TO CERTAIN RECIPIENTS LISTED IN ITEM 12 (SALES COMPENSATION) WILL BE BASED ON A PERCENTAGE OF CAPITAL RAISED FROM CERTAIN LIMITED PARTNERS.
D/A
$0.00
Yes
$0.00
Yes
AMOUNTS TO BE PAID TO CERTAIN RECIPIENTS LISTED IN ITEM 12 (SALES COMPENSATION) WILL BE BASED ON A PERCENTAGE OF CAPITAL RAISED FROM CERTAIN LIMITED PARTNERS.
D/A
$0.00
Yes
$0.00
Yes
AMOUNTS TO BE PAID TO CERTAIN RECIPIENTS LISTED IN ITEM 12 (SALES COMPENSATION) WILL BE BASED ON A PERCENTAGE OF CAPITAL RAISED FROM CERTAIN LIMITED PARTNERS.
D/A
$0.00
Yes
$0.00
Yes
AMOUNTS TO BE PAID TO CERTAIN RECIPIENTS LISTED IN ITEM 12 (SALES COMPENSATION) WILL BE BASED ON A PERCENTAGE OF CAPITAL RAISED FROM CERTAIN LIMITED PARTNERS.
D
$114,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$1,259,950.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$36,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$1,600,000.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SALES BY PARALLEL FUNDS AND OR/FEEDER FUNDS.
D
$482,750.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$1,600,000.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SALES BY PARALLEL FUNDS AND OR/FEEDER FUNDS.
D
$9,375.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$2,000,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D
$300,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS THAT MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$264,136.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$1,141,711.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$180,750.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$729,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$422,225.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND, THIRD, AND FOURTH IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO AN AFFILIATE OF THE ISSUER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D
$9,375.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$2,000,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS THAT MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$230,654.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$1,000,338.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$25,609,500.00
Yes
$0.00
Yes
THE FIGURE ABOVE REFLECTS THE ESTIMATED AGGREGATE FEES PAYABLE TO PLACEMENT AGENTS IN RESPECT OF KKR NEXT GENERATION TECHNOLOGY GROWTH FUND III SCSP.
D/A
$0.00
Yes
$0.00
Yes
IN ADDITION TO FEES PAID DIRECTLY TO THEM BY CERTAIN PERSONS IN CONNECTION WITH THE OFFERING, THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF MANAGEMENT FEES OR NET ASSET VALUE ATTRIBUTABLE TO CERTAIN AUM.
D/A
$0.00
Yes
$0.00
Yes
IN ADDITION TO FEES PAID DIRECTLY TO THEM BY CERTAIN PERSONS IN CONNECTION WITH THE OFFERING, THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF MANAGEMENT FEES OR NET ASSET VALUE ATTRIBUTABLE TO CERTAIN AUM.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ISSUER IS A FEEDER FUND FOR ARCTOS SPORTS PARTNERS FUND II, LP (THE "FUND"). PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES BORNE BY THE FUND.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES BORNE BY THE ISSUER.
D
$318,563.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$300,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS THAT MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$137,996.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE AMOUNTS PAYABLE WITH RESPECT TO THE ISSUER AND THE ISSUER-S PARALLEL FUNDS. SUCH FEES ARE NOT BORNE BY THE ISSUER, AS DISCLOSED IN THE ISSUER-S OFFERING MATERIALS.
D/A
$137,996.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE AMOUNTS PAYABLE WITH RESPECT TO THE ISSUER AND THE ISSUER-S PARALLEL FUNDS. SUCH FEES ARE NOT BORNE BY THE ISSUER, AS DISCLOSED IN THE ISSUER-S OFFERING MATERIALS.
D
$0.00
Yes
$0.00
No
PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND, THIRD, AND FOURTH IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO AN AFFILIATE OF THE ISSUER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND AND THIRD IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND AND THIRD IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$874,596.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$197,889.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$225,938.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$7,750,506.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTS THE AGGREGATE AMOUNT WITH RESPECT TO THE ISSUER-S FAMILY OF FUNDS.
D/A
$7,750,506.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTS THE AGGREGATE AMOUNT WITH RESPECT TO THE ISSUER-S FAMILY OF FUNDS.
D/A
$7,750,506.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTS THE AGGREGATE AMOUNT WITH RESPECT TO THE ISSUER-S FAMILY OF FUNDS.
D/A
$7,750,506.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTS THE AGGREGATE AMOUNT WITH RESPECT TO THE ISSUER-S FAMILY OF FUNDS.
D/A
$7,750,506.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTS THE AGGREGATE AMOUNT WITH RESPECT TO THE ISSUER-S FAMILY OF FUNDS.
D/A
$165,434.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$745,016.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$26,875.00
Yes
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$146,750.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$934,475.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$2,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$626,560.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$132,440.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$46,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$161,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$25,609,500.00
Yes
$0.00
Yes
THE FIGURE ABOVE REFLECTS THE ESTIMATED AGGREGATE FEES PAYABLE TO PLACEMENT AGENTS IN RESPECT OF KKR NEXT GENERATION TECHNOLOGY GROWTH FUND III SCSP.
D
$5,902,485.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$1,781,275.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$516,712.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$100,205.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$0.00
Yes
$0.00
Yes
IN ADDITION TO FEES PAID DIRECTLY TO THEM BY CERTAIN PERSONS IN CONNECTION WITH THE OFFERING, THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF MANAGEMENT FEES OR NET ASSET VALUE ATTRIBUTABLE TO CERTAIN AUM.
D/A
$0.00
Yes
$0.00
Yes
IN ADDITION TO FEES PAID DIRECTLY TO THEM BY CERTAIN PERSONS IN CONNECTION WITH THE OFFERING, THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF MANAGEMENT FEES OR NET ASSET VALUE ATTRIBUTABLE TO CERTAIN AUM.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$797,900.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$133,625.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$681,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND, THIRD, AND FOURTH IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO AN AFFILIATE OF THE ISSUER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND AND THIRD IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND AND THIRD IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D
$26,875.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$1,198,750.00
Yes
$0.00
No
THE FIGURE DISCLOSED ABOVE REFLECTS ESTIMATED AMOUNTS EXPECTED TO BE PAID TO PLACEMENT AGENTS IN RESPECT OF THE OFFERING OF LIMITED PARTNERSHIP INTERESTS OF THE ISSUER
D/A
$10,971,594.00
Yes
$0.00
No
THE FIGURE DISCLOSED ABOVE REFLECTS ESTIMATED AMOUNTS EXPECTED TO BE PAID TO PLACEMENT AGENTS IN RESPECT OF THE OFFERING OF LIMITED PARTNERSHIP INTERESTS OF THE ISSUER
D/A
$70,835.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$416,911.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$2,000,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D
$300,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D
$557,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$51,870.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$329,615.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$9,557,073.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTS THE AGGREGATE AMOUNT WITH RESPECT TO THE ISSUER?S FAMILY OF FUNDS.
D/A
$9,557,073.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTS THE AGGREGATE AMOUNT WITH RESPECT TO THE ISSUER-S FAMILY OF FUNDS.
D/A
$9,557,073.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTS THE AGGREGATE AMOUNT WITH RESPECT TO THE ISSUER?S FAMILY OF FUNDS.
D/A
$9,557,073.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTS THE AGGREGATE AMOUNT WITH RESPECT TO THE ISSUER-S FAMILY OF FUNDS.
D/A
$9,557,073.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTS THE AGGREGATE AMOUNT WITH RESPECT TO THE ISSUER-S FAMILY OF FUNDS.
D
$22,100.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$14,095,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE SALES COMMISSIONS RELATING TO ICG STRATEGIC EQUITY FUND IV LP.
D/A
$14,095,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE SALES COMMISSIONS RELATING TO ICG STRATEGIC EQUITY FUND IV (FEEDER) SCSP.
D/A
$36,246.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$245,507.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$1,573,228.00
Yes
$0.00
No
PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
D/A
$395,769.00
Yes
$0.00
No
PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY
SALES COMMISSIONS FOR ITS SERVICES.
D/A
$36,246.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$245,507.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$41,875.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$269,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$29,375.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
AMOUNTS TO BE PAID, IF ANY, TO PLACEMENT AGENTS WILL BE DETERMINED BASED GENERALLY ON A PERCENTAGE OF CAPITAL RAISED.
D/A
$0.00
Yes
$0.00
Yes
AMOUNTS TO BE PAID, IF ANY, TO PLACEMENT AGENTS WILL BE DETERMINED BASED GENERALLY ON A PERCENTAGE OF CAPITAL RAISED.
D/A
$0.00
Yes
$0.00
Yes
AMOUNTS TO BE PAID, IF ANY, TO PLACEMENT AGENTS WILL BE DETERMINED BASED GENERALLY ON A PERCENTAGE OF CAPITAL RAISED.
D/A
$0.00
Yes
$0.00
Yes
AMOUNTS TO BE PAID, IF ANY, TO PLACEMENT AGENTS WILL BE DETERMINED BASED GENERALLY ON A PERCENTAGE OF CAPITAL RAISED.
D/A
$0.00
Yes
$0.00
Yes
AMOUNTS TO BE PAID, IF ANY, TO PLACEMENT AGENTS WILL BE DETERMINED BASED GENERALLY ON A PERCENTAGE OF CAPITAL RAISED.
D/A
$442,048.00
Yes
$0.00
No
PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY
SALES COMMISSIONS FOR ITS SERVICES.
D/A
$1,685,436.00
Yes
$0.00
No
PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
D/A
$23,000.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$171,925.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$37,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES BORNE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES BORNE BY THE ISSUER.
D
$20,625.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$225,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$200,050.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT
REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$1,903,725.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT
REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
AMOUNTS TO BE PAID TO CERTAIN RECIPIENTS LISTED IN ITEM 12 (SALES COMPENSATION) WILL BE DETERMINED BASED ON A PERCENTAGE OF CAPITAL RAISED FROM CERTAIN LIMITED PARTNERS.
D/A
$0.00
Yes
$0.00
Yes
AMOUNTS TO BE PAID TO CERTAIN RECIPIENTS LISTED IN ITEM 12 (SALES COMPENSATION) WILL BE DETERMINED BASED ON A PERCENTAGE OF CAPITAL RAISED FROM CERTAIN LIMITED PARTNERS.
D/A
$0.00
Yes
$0.00
Yes
AMOUNTS TO BE PAID TO CERTAIN RECIPIENTS LISTED IN ITEM 12 (SALES COMPENSATION) WILL BE DETERMINED BASED ON A PERCENTAGE OF CAPITAL RAISED FROM CERTAIN LIMITED PARTNERS.
D
$850,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS THAT MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D
$300,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D
$8,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$36,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE
INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT
BY THE ISSUER.
D/A
$1,092,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
FEE COMPENSATION WILL ULTIMATELY BE BORNE BY THE GP AND ITS AFFILIATES AND NOT BY THE ISSUER-S INVESTORS. OCM INVESTMENTS, LLC WILL PLACE THE INVESTMENTS BUT IS NOT ANTICIPATED TO RECEIVE SALES COMMISSIONS.
D/A
$0.00
Yes
$0.00
Yes
FEE COMPENSATION WILL ULTIMATELY BE BORNE BY THE GP AND ITS AFFILIATES AND NOT BY THE ISSUER-S INVESTORS. OCM INVESTMENTS, LLC WILL PLACE THE INVESTMENTS BUT IS NOT ANTICIPATED TO RECEIVE SALES COMMISSIONS.
D/A
$0.00
Yes
$0.00
Yes
FEE COMPENSATION WILL ULTIMATELY BE BORNE BY THE GP AND ITS AFFILIATES AND NOT BY THE ISSUER-S INVESTORS. OCM INVESTMENTS, LLC WILL PLACE THE INVESTMENTS BUT IS NOT ANTICIPATED TO RECEIVE SALES COMMISSIONS.
D/A
$0.00
Yes
$0.00
Yes
FEE COMPENSATION WILL ULTIMATELY BE BORNE BY THE GP AND ITS AFFILIATES AND NOT BY THE ISSUER-S INVESTORS. OCM INVESTMENTS, LLC WILL PLACE THE INVESTMENTS BUT IS NOT ANTICIPATED TO RECEIVE SALES COMMISSIONS.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND, THIRD, AND FOURTH IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO AN AFFILIATE OF THE ISSUER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND AND THIRD IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND AND THIRD IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$11,674.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$101,251.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$143,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT
REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$1,609,375.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT
REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$775,458.00
Yes
$0.00
No
PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY
SALES COMMISSIONS FOR ITS SERVICES.
D/A
$2,993,468.00
Yes
$0.00
No
PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
D
$0.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$87,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$312,675.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$43,178.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D/A
$3,649.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$27,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$6,641.00
No
$0.00
No
INCLUDES ONLY SALES COMMISSIONS AND FINDERS- FEES EXPENSES PAID BY THE ISSUER, IF ANY.
D
$44,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF CERTAIN ASSETS UNDER MANAGEMENT.
D
$60,000.00
Yes
$0.00
No
ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$4,117,837.00
Yes
$0.00
No
PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
D/A
$179,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$283,432.00
No
$0.00
No
PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY
SALES COMMISSIONS FOR ITS SERVICES.
D/A
$132,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$883,875.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT
REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$84,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT
REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
AMOUNTS TO BE PAID TO CERTAIN RECIPIENTS LISTED IN ITEM 12 (SALES COMPENSATION) WILL BE DETERMINED BASED ON A PERCENTAGE OF CAPITAL RAISED FROM CERTAIN LIMITED PARTNERS.
D/A
$0.00
Yes
$0.00
Yes
AMOUNTS TO BE PAID TO CERTAIN RECIPIENTS LISTED IN ITEM 12 (SALES COMPENSATION) WILL BE DETERMINED BASED ON A PERCENTAGE OF CAPITAL RAISED FROM CERTAIN LIMITED PARTNERS.
D/A
$70,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$342,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$40,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT
REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$581,875.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT
REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$1,305,124.00
Yes
$0.00
No
PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
D/A
$50,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$81,750.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$36,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE
INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT
BY THE ISSUER.
D
$945,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND AND THIRD IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND, THIRD, AND FOURTH IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO AN AFFILIATE OF THE ISSUER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND AND THIRD IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D
$25,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$57,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND AND THIRD IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$957,475.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$298,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$115,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$1,247,750.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$408,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$115,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND, THIRD, AND FOURTH IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO AN AFFILIATE OF THE ISSUER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$599,390.00
Yes
AGGREGATE FEES MAY HAVE BEEN PAID TO CITI FROM OTHER SOURCES AND MAY CONTINUE TO BE PAID, BUT HAVE NOT BEEN CONFIRMED BY THE ISSUER AND CANNOT BE ESTIMATED.
D/A
$0.00
Yes
$1,689,156.00
Yes
AGGREGATE FEES MAY HAVE BEEN PAID TO CITI FROM OTHER SOURCES AND MAY CONTINUE TO BE PAID, BUT HAVE NOT BEEN CONFIRMED BY THE ISSUER AND CANNOT BE ESTIMATED.
D/A
$3,103,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$864,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$3,125,000.00
Yes
$0.00
No
THIS AMOUNT REFLECTS AN ESTIMATE OF THE MAXIMUM SALES COMMISSIONS PAYABLE UNDER THE ENGAGEMENT LETTER FOR THE PLACEMENT AGENT LISTED.
D
$564,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$2,475,750.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$10,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$550,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND AND THIRD IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND, THIRD, AND FOURTH IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO AN AFFILIATE OF THE ISSUER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D
$3,182,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$852,750.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$226,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$129,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENT AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$207,750.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$431,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$10,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$512,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$20,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$306,990.00
Yes
$0.00
No
AMOUNTS TO BE PAID TO CERTAIN RECIPIENTS LISTED IN ITEM 12 (SALES COMPENSATION) WILL BE DETERMINED BASED ON A PERCENTAGE OF CAPITAL RAISED FROM CERTAIN LIMITED PARTNERS.
D
$216,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$72,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$20,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$492,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$155,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$9,800,000.00
Yes
$0.00
No
THIS AMOUNT REFLECTS AN ESTIMATE OF THE MAXIMUM AMOUNT OF SALES COMMISSIONS PAYABLE UNDER THE ENGAGEMENT LETTERS FOR EACH OF THE PLACEMENT AGENTS LISTED, INCLUDING ANY TAIL PERIODS.
D/A
$19,600,000.00
Yes
$0.00
No
THIS AMOUNT REFLECTS AN ESTIMATE OF THE MAXIMUM AMOUNT OF SALES COMMISSIONS PAYABLE UNDER THE ENGAGEMENT LETTERS FOR EACH OF THE PLACEMENT AGENTS LISTED, INCLUDING ANY TAIL PERIODS.
D/A
$19,600,000.00
Yes
$0.00
No
THIS AMOUNT REFLECTS AN ESTIMATE OF THE MAXIMUM AMOUNT OF SALES COMMISSIONS PAYABLE UNDER THE ENGAGEMENT LETTERS FOR EACH OF THE PLACEMENT AGENTS LISTED, INCLUDING ANY TAIL PERIODS.
D
$7,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$607,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$50,750.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$5,429,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT
REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND AND THIRD IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$1,630,073.00
Yes
OTHER FEES MAY HAVE BEEN PAID TO CITI FROM OTHER SOURCES AND MAY CONTINUE TO BE PAID, BUT ARE UNKNOWN TO THE ISSUER AND CANNOT BE ESTIMATED.
D/A
$0.00
Yes
$441,911.00
Yes
OTHER FEES MAY HAVE BEEN PAID TO CITI FROM OTHER SOURCES AND MAY CONTINUE TO BE PAID, BUT HAVE NOT BEEN CONFIRMED BY THE ISSUER AND CANNOT BE ESTIMATED.
D/A
$716,250.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$874,875.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$54,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT
REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$227,300.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT
REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$73,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$275,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT
REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$1,747,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT
REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$1,343,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$564,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$428,905.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT
REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$250,000.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT
REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$87,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENTS AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D
$42,500.00
No
$0.00
No
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENT AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND AND THIRD IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND, THIRD, AND FOURTH IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO AN AFFILIATE OF THE ISSUER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$19,600,000.00
Yes
$0.00
No
THIS AMOUNT REFLECTS AN ESTIMATE OF THE MAXIMUM AMOUNT OF SALES COMMISSIONS PAYABLE UNDER THE ENGAGEMENT LETTERS FOR EACH OF THE PLACEMENT AGENTS LISTED, INCLUDING ANY TAIL PERIODS.
D/A
$9,800,000.00
Yes
$0.00
No
THIS AMOUNT REFLECTS AN ESTIMATE OF THE MAXIMUM AMOUNT OF SALES COMMISSIONS PAYABLE UNDER THE ENGAGEMENT LETTERS FOR EACH OF THE PLACEMENT AGENTS LISTED, INCLUDING ANY TAIL PERIODS.
D/A
$19,600,000.00
Yes
$0.00
No
THIS AMOUNT REFLECTS AN ESTIMATE OF THE MAXIMUM AMOUNT OF SALES COMMISSIONS PAYABLE UNDER THE ENGAGEMENT LETTERS FOR EACH OF THE PLACEMENT AGENTS LISTED, INCLUDING ANY TAIL PERIODS.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND AND THIRD IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED SECOND, THIRD, AND FOURTH IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO AN AFFILIATE OF THE ISSUER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D
$1,500,000.00
Yes
$0.00
No
AN ORIGINATION FEE OF $1,500,000 HAS BEEN PAID TO THE SILVERFERN GROUP, INC. PAYMENTS MAY BE MADE TO CITI PRIVATE ADVISORY, LLC AND/OR ITS AFFILIATES IN THE FUTURE AS MANAGEMENT FEES ARE COLLECTED BY THE ISSUER.
D/A
$5,980,688.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAYABLE IN CONNECTION WITH RELATED OFFERINGS BY THE ISSUER AND CIM FUND VIII (PARALLEL-1), L.P. (CIK: 0001578130)
D/A
$5,980,688.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAYABLE IN CONNECTION WITH RELATED OFFERINGS BY THE ISSUER AND CIM FUND VIII, L.P. (CIK: 0001565436).
D/A
$5,479,688.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAYABLE IN CONNECTION WITH A RELATED OFFERING BY CIM FUND VIII, L.P. (CIK: 0001565436)
D/A
$5,479,688.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAYABLE IN CONNECTION WITH A RELATED OFFERING BY CIM FUND VIII (PARALLEL-1), L.P. (CIK: 0001578130)
D/A
$5,479,688.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAYABLE IN CONNECTION WITH A RELATED OFFERING BY CIM FUND VIII (PARALLEL-1), L.P. (CIK: 0001578130)
D/A
$0.00
No
$0.00
No
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE IM FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$5,281,563.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAYABLE IN CONNECTION WITH A RELATED OFFERING BY CIM FUND VIII (PARALLEL-1), L.P. (CIK: 0001578130)
D/A
$5,281,563.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAYABLE IN CONNECTION WITH A RELATED OFFERING BY CIM FUND VIII, L.P. (CIK: 0001565436)
D/A
$328,833.00
Yes
$0.00
No
ESTIMATED AMOUNT DOES NOT INCLUDE FEES OF (I) 25% OF A 20% PROFITS INTEREST RECEIVED BY THE GENERAL PARTNER OF THE ISSUER (IF ANY) AND (II) 50% OF THE ANNUAL MANAGEMENT FEE PAYABLE BY CERTAIN LIMITED PARTNERS (AS DESCRIBED IN ITEM 16 BELOW)
D/A
$328,833.00
Yes
$0.00
No
ESTIMATED AMOUNT DOES NOT INCLUDE FEES OF (I) 25% OF A 20% PROFITS INTEREST RECEIVED BY THE GENERAL PARTNER OF THE ISSUER (IF ANY) AND (II) 50% OF THE ANNUAL MANAGEMENT FEE PAYABLE BY CERTAIN LIMITED PARTNERS (AS DESCRIBED IN ITEM 16 BELOW)
D/A
$2,546,250.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAYABLE IN CONNECTION WITH A RELATED OFFERING BY CIM FUND VIII (PARALLEL-1), L.P. (CIK: 0001578130)
D/A
$1,796,250.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAYABLE IN CONNECTION WITH A RELATED OFFERING BY CIM FUND VIII, L.P. (CIK: 0001565436)
D/A
$1,796,250.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAYABLE IN CONNECTION WITH A RELATED OFFERING BY CIM FUND VIII (PARALLEL-1), L.P. (CIK: 0001578130)
D
$1,336,875.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAYABLE IN CONNECTION WITH A RELATED OFFERING BY CIM FUND VIII, L.P. (CIK: 0001565436)
D/A
$1,336,875.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAYABLE IN CONNECTION WITH A RELATED OFFERING BY CIM FUND VIII (PARALLEL-1), L.P. (CIK: 0001578130)
D
$328,833.00
Yes
$0.00
No
ESTIMATED AMOUNT DOES NOT INCLUDE FEES OF (I) 25% OF A 20% PROFITS INTEREST RECEIVED BY THE GENERAL PARTNER OF THE ISSUER (IF ANY) AND (II) 50% OF THE ANNUAL MANAGEMENT FEE PAYABLE BY CERTAIN LIMITED PARTNERS (AS DESCRIBED IN ITEM 16 BELOW)
D
$328,833.00
Yes
$0.00
No
ESTIMATED AMOUNT DOES NOT INCLUDE FEES OF (I) 25% OF A 20% PROFITS INTEREST RECEIVED BY THE GENERAL PARTNER OF THE ISSUER (IF ANY) AND (II) 50% OF THE ANNUAL MANAGEMENT FEE PAYABLE BY CERTAIN LIMITED PARTNERS (AS DESCRIBED IN ITEM 16 BELOW)
