DAVID KAPLAN

Profile

First Name

: DAVID

Middle Name

:

Last Name

: KAPLAN

Related Companies
Titles
Company Name
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DIRECTOR
INCFLOW CORP
BRENDAN BURKE, MARC CANTWELL, CODY CUSHING, MARK HURWITZ, DAVID NUNES, EMEKA OKEREKE
DIRECTOR
FDO HOLDINGS, INC.
NORMAN AXELROD, BRAD BRUTOCAO, LAWRENCE CASTELLANI, WES LOWZINSKI, JOHN ROTH, MICHAEL SALTER, RAVI YANG SARIN, BRYANT SCOTT, PETER STARRETT, ADAM STEIN, GEORGE VINCENT WEST
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SWARMOLOGY, INC.
MALCOLM BOHM, PETER KARNIG
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ARES CORPORATE OPPORTUNITIES FUND IV, L.P.
N/A ACOF MANAGEMENT IV GP LLC, N/A ACOF MANAGEMENT IV, L.P., N/A ACOF OPERATING MANAGER IV, LLC, JOHN A. KISSICK, ANTONY P. RESSLER, BENNETT ROSENTHAL, MICHAEL D. WEINER
DIRECTOR
SKYLINE INNOVATIONS, INC.
ZACHARY AXELROD, JOYCE FERRIS, JONATHAN GOLDSTEIN, BRIAN GOTTLIEB, JOSH GREEN, THOMAS MELLING, RICHARD MOORE, DAVID STEINBERG
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CORONET METALS INC.
JOEL DUMARESQ, JUNE HAMILTON, LEN HARRIS, DOUGLAS NEWBY, STEPHEN STINE, THEO VAN DER LINDE
DIRECTOR
SF CC HOLDINGS, INC.
DONALD ALVARADO, DENNIS GIES, DAVID HIRZ, RICHARD LINK, RICHARD PHEGLEY, ADAM STEIN
EXECUTIVE OFFICER, PROMOTER
NITE KAP, LLC
ALEXANDER DAY
EXECUTIVE OFFICER
ACOF IV MASTER CO-INVEST PROGRAM (EU), L.P.
N/A ARES MANAGEMENT LLC, ANTONY P. RESSLER, BENNETT ROSENTHAL, MICHAEL D. WEINER
EXECUTIVE OFFICER
HC 819 LLC
ALEXANDER DAY
EXECUTIVE OFFICER
ACOF IV MASTER CO-INVEST PROGRAM, LLC
N/A ARES MANAGEMENT LLC, ANTONY P. RESSLER, BENNETT ROSENTHAL, MICHAEL D. WEINER
DIRECTOR
ACOF ASIA CO-INVEST, L.P.
N/A ARES MANAGEMENT (CAYMAN), LTD., SEAN HE, DANIEL NGUYEN, MICHAEL WEINER
DIRECTOR
ACOF ASIA CO-INVEST (HK), L.P.
N/A ARES MANAGEMENT (CAYMAN), LTD., SEAN HE, DANIEL NGUYEN, MICHAEL WEINER
EXECUTIVE OFFICER, DIRECTOR
1ENERGY SYSTEMS, INC.
TOM MELLING
PROMOTER
151 PROPRIETORS LLC
ALEXANDER DAY
EXECUTIVE OFFICER, DIRECTOR
BERKELEY RESEARCH GROUP LLC
J. GEOFFREY COLTON, DAVID EVANS, DAVID L. EVANS, ROBERT FLUG, JOHN MACDONALD, KEVIN O-BRIEN, PHILIP Y. ROWLEY, KIMBERLY STARR, EDWARD SWYER, DAVID J. TEECE, MARVIN TENENBAUM, MARVIN A. TENENBAUM, BRIAN WEBBER
DIRECTOR
ARES REAL ESTATE HOLDINGS LLC
MICHAEL AROUGHETI, JOHN KISSICK, ARES MANAGEMENT, L.P., ANTONY P. RESSLER, BENNETT ROSENTHAL
PROMOTER
ALL THE LITTLE OWLS LLC
NATASHA DAVID-OERTL, ALEXANDER DAY
EXECUTIVE OFFICER
ARES CORPORATE OPPORTUNITIES FUND V, L.P.
N/A ACOF INVESTMENT MANAGEMENT LLC, N/A ACOF MANAGEMENT V GP LLC, N/A ACOF MANAGEMENT V, L.P., ANTONY RESSLER, BENNETT ROSENTHAL, MICHAEL D. WEINER
EXECUTIVE OFFICER, DIRECTOR
BERKELEY RESEARCH GROUP HOLDINGS, LLC
MARIANNE DEMARIO, ROBERT DUFFY, DAVID EVANS, DAVID JOHNSON, LELAND JONES, JOHN MACDONALD, TRI MACDONALD, ERIC MILLER, KEVIN O-BRIEN, PHILIP K ROWLEY, KIMBERLY STARR, DAVID TEECE, DAVID J TEECE, MARVIN A TENENBAUM, JOHN VON SCHLEGELL, BRIAN WEBBER
DIRECTOR
99 CENTS ONLY STORES LLC
NORMAN AXELROD, RUSSELL BELINSKY, GEOFFREY JAMES COVERT, MICHAEL FUNG, ANDREW GIANCAMILLI, DENNIS GIES, LORI HALL-KIMM, MARY KASPER, JASON KIDD, SCOTT NISHI, N/A NUMBER HOLDINGS, INC., BRIAN ROBBINS, ALLYSON SATIN, JACK L SINCLAIR, FELICIA THORNTON, ASHOK WALIA
DIRECTOR
99 CENTS ONLY STORES TEXAS, INC.
NORMAN AXELROD, GEOFFREY JAMES COVERT, MICHAEL FUNG, ANDREW GIANCAMILLI, DENNIS GIES, SCOTT NISHI, N/A NUMBER HOLDINGS, INC., ALLYSON SATIN, JACK L SINCLAIR, FELICIA THORNTON
EXECUTIVE OFFICER
ACOF V MASTER CO-INVEST, L.P.
N/A ACOF MANAGEMENT V GP LLC, ANTONY RESSLER, BENNETT ROSENTHAL, MICHAEL D. WEINER
EXECUTIVE OFFICER
ACOF V MASTER CO-INVEST (OFFSHORE), L.P.
N/A ACOF MANAGEMENT V GP LLC, ANTONY RESSLER, BENNETT ROSENTHAL, MICHAEL D. WEINER
DIRECTOR
PATENT RESEARCH FOUNDATION, INC.
JEFFREY KUHN, THOMAS MELLING, KENNETH YOUNGE
EXECUTIVE OFFICER
AF V APR CO-INVEST, L.P.
N/A ACOF MANAGEMENT V GP LLC, N/A ACOF MANAGEMENT V, L.P., ANTONY RESSLER, BENNETT ROSENTHAL, MICHAEL D. WEINER
EXECUTIVE OFFICER, DIRECTOR, PROMOTER
GIN + LUCK LLC
ALEXANDER DAY, RAVI LALCHANDANI, LELAND O-CONNOR, WILLIAM SPURGEON, DEVON TARBY
EXECUTIVE OFFICER
AEOF CO-INVEST, L.P.
N/A AEOF MANAGEMENT GP LLC, MATTHEW CWIERTNIA, SCOTT GRAVES, GARY LEVIN, ANTONY RESSLER, BENNETT ROSENTHAL, NATHAN WALTON, JESSE YANOCHA
EXECUTIVE OFFICER
ARES ENERGY OPPORTUNITIES FUND A, L.P.
N/A AEOF MANAGEMENT GP LLC, N/A AEOF MANAGEMENT, L.P., MATTHEW CWIERTNIA, SCOTT GRAVES, GARY LEVIN, ANTONY RESSLER, BENNETT ROSENTHAL, NATHAN WALTON, JESSE YANOCHA
EXECUTIVE OFFICER
ARES ENERGY OPPORTUNITIES FUND B, L.P.
N/A AEOF MANAGEMENT GP LLC, N/A AEOF MANAGEMENT, L.P., MATTHEW CWIERTNIA, SCOTT GRAVES, GARY LEVIN, ANTONY RESSLER, BENNETT ROSENTHAL, NATHAN WALTON, JESSE YANOCHA
EXECUTIVE OFFICER
AEOF C DELAWARE FEEDER, L.P.
N/A AEOF MANAGEMENT GP LLC, N/A AEOF MANAGEMENT, L.P., MATTHEW CWIERTNIA, SCOTT GRAVES, GARY LEVIN, ANTONY RESSLER, BENNETT ROSENTHAL, NATHAN WALTON, JESSE YANOCHA
EXECUTIVE OFFICER
BRANDCAST, INC.
ROBERT BRADLEY, ADAM MENDELSOHN, RAVI MOHAN, TED NYMAN, CHRIS SCHREIBER, RICHARD YANOWITCH
EXECUTIVE OFFICER
APOLLO PROGRAM II, INC.
JIM CARUSO, JASON DELAND, DAVID ROSS, SABRINA YANG
EXECUTIVE OFFICER
ARES SPECIAL OPPORTUNITIES FUND, L.P.
N/A ASOF MANAGEMENT GP LLC, N/A ASOF MANAGEMENT, L.P., MATTHEW CWIERTNIA, SCOTT GRAVES, ANTONY RESSLER, AARON ROSEN, BENNETT ROSENTHAL, CRAIG SNYDER, NATHAN WALTON
EXECUTIVE OFFICER
ARES SPECIAL OPPORTUNITIES FUND (OFFSHORE), L.P.
N/A ASOF MANAGEMENT GP LLC, N/A ASOF MANAGEMENT, L.P., MATTHEW CWIERTNIA, SCOTT GRAVES, ANTONY RESSLER, AARON ROSEN, BENNETT ROSENTHAL, CRAIG SNYDER, NATHAN WALTON
EXECUTIVE OFFICER
ASOF DELAWARE FEEDER, L.P.
N/A ASOF MANAGEMENT GP LLC, N/A ASOF MANAGEMENT, L.P., MATTHEW CWIERTNIA, SCOTT GRAVES, ANTONY RESSLER, AARON ROSEN, BENNETT ROSENTHAL, CRAIG SNYDER, NATHAN WALTON
DIRECTOR
NUMBER HOLDINGS, INC.
NORMAN AXELROD, RAJAY BAGARIA, RUSSELL BELINSKY, BARRY FELD, MICHAEL FUNG, ANDREW GIANCAMILLI, DENNIS GIES, LORI HALL-KIMM, MARY KASPER, JASON KIDD, EDWARD KOLODZIESKI, BRIAN ROBBINS, ALLYSON SATIN, FELICIA THORNTON, ASHOK WALIA
EXECUTIVE OFFICER
ARES SCM CO-INVEST CAYMAN FEEDER (G), L.P.
N/A ACOF MANAGEMENT V GP LLC, N/A ACOF MANAGEMENT V, L.P., ANTONY RESSLER, BENNETT ROSENTHAL, MICHAEL D. WEINER
EXECUTIVE OFFICER
ARES SCM CO-INVEST CAYMAN FEEDER (J), L.P.
N/A ACOF MANAGEMENT V GP LLC, N/A ACOF MANAGEMENT V, L.P., ANTONY RESSLER, BENNETT ROSENTHAL, MICHAEL D. WEINER
EXECUTIVE OFFICER
ARES SCM CO-INVEST, L.P.
N/A ACOF MANAGEMENT V GP LLC, N/A ACOF MANAGEMENT V, L.P., ANTONY RESSLER, BENNETT ROSENTHAL, MICHAEL D. WEINER
EXECUTIVE OFFICER
ARES SCM CO-INVEST DELAWARE FEEDER, L.P.
N/A ACOF MANAGEMENT V GP LLC, N/A ACOF MANAGEMENT V, L.P., ANTONY RESSLER, BENNETT ROSENTHAL, MICHAEL D. WEINER
EXECUTIVE OFFICER
AEOF C2 DELAWARE FEEDER, L.P.
N/A AEOF MANAGEMENT GP LLC, N/A AEOF MANAGEMENT, L.P., MATTHEW CWIERTNIA, SCOTT GRAVES, GARY LEVIN, ANTONY RESSLER, BENNETT ROSENTHAL, NATHAN WALTON, JESSE YANOCHA
EXECUTIVE OFFICER
ARES PA OPPORTUNITIES FUND, L.P.
N/A ARES SP MANAGEMENT LLC, MICHAEL AROUGHETI, KIPP DEVEER, MATTHEW JILL, BENNETT ROSENTHAL
EXECUTIVE OFFICER
CHIMNEY TOPS LOAN FUND, LLC
N/A ARES CAPITAL MANAGEMENT LLC, MICHAEL AROUGHETI, KIPP DEVEER, MATTHEW JILL, BENNETT ROSENTHAL
DIRECTOR
GUITAR CENTER, INC.
NORMAN AXELROD, KARL BRACKEN, WAYNE COLWELL, JEANINE D-ADDARIO, GABRIEL DALPORTO, JEFF GOTTLIEB, RON JAPINGA, TIM MARTIN, MICHAEL NAWROT, DAVID RICANATI, ANTHONY TRUESDALE, ABRAHAM ZIKHA
EXECUTIVE OFFICER
ARES CORPORATE OPPORTUNITIES FUND VI, L.P.
N/A ACOF INVESTMENT MANAGEMENT LLC, N/A ACOF MANAGEMENT VI GP LLC, N/A ACOF MANAGEMENT VI, L.P., MATTHEW CWIERTNIA, SCOTT GRAVES, ANTONY RESSLER, BENNETT ROSENTHAL, NATHAN WALTON
EXECUTIVE OFFICER
ARES CORPORATE OPPORTUNITIES FUND VI PARALLEL (TE), L.P.
N/A ACOF INVESTMENT MANAGEMENT LLC, N/A ACOF MANAGEMENT VI GP LLC, N/A ACOF MANAGEMENT VI, L.P., MATTHEW CWIERTNIA, SCOTT GRAVES, ANTONY RESSLER, BENNETT ROSENTHAL, NATHAN WALTON
EXECUTIVE OFFICER
ARES CORPORATE OPPORTUNITIES FUND VI PARALLEL (FOREIGN), L.P.
N/A ACOF INVESTMENT MANAGEMENT LLC, N/A ACOF MANAGEMENT VI GP LLC, N/A ACOF MANAGEMENT VI, L.P., MATTHEW CWIERTNIA, SCOTT GRAVES, ANTONY RESSLER, BENNETT ROSENTHAL, NATHAN WALTON
EXECUTIVE OFFICER
ACOF VI (F) FEEDER, L.P.
N/A ACOF INVESTMENT MANAGEMENT LLC, N/A ACOF MANAGEMENT VI GP LLC, N/A ACOF MANAGEMENT VI, L.P., MATTHEW CWIERTNIA, SCOTT GRAVES, ANTONY RESSLER, BENNETT ROSENTHAL, NATHAN WALTON
EXECUTIVE OFFICER
ARES CLO FUNDING III LP
[NONE] ACLOF III GP LLC, MICHAEL J. AROUGHETI, RYAN BERRY, KIPP DEVEER, MATTHEW JILL, MICHAEL MCFERRAN, ANTONY P. RESSLER, BENNETT ROSENTHAL, CARLOS SCHMIDT
EXECUTIVE OFFICER
ACOF VI (IND) FEEDER, L.P.
N/A ACOF INVESTMENT MANAGEMENT LLC, N/A ACOF MANAGEMENT VI GP LLC, N/A ACOF MANAGEMENT VI, L.P., MATTHEW CWIERTNIA, SCOTT GRAVES, ANTONY RESSLER, BENNETT ROSENTHAL, NATHAN WALTON
EXECUTIVE OFFICER, DIRECTOR, PROMOTER
GIN + LUCK INC.
ALEXANDER DAY, RAVI LALCHANDANI, LELAND O-CONNOR, WILLIAM SPURGEON, DEVON TARBY
EXECUTIVE OFFICER
SKK-GLOBAL PARTNERS PROPERTY FUND I, L.P.
STEPHEN BRACKETT, TIMOTHY KROCHUCK, BRIAN LOCKHART, DAVID SHEPHERD, -- SHEPHERD KAPLAN KROCHUK, LLC, -- SKK GROUP, LLC, -- SKK-GLOBAL PARTNERS FUND I GP, LLC
DIRECTOR
TRELLIS SOFTWARE, INC.
STEPHEN BRACKETT, PETER GETZ, TIMOTHY KROCHUK, BRIAN POPIEL
PROMOTER
MORPHOCEUTICALS, INC.
TAMIM HAMAD J.J AL-THANI, JUSTIN BRIGGS, DAVID GILL, MICHAEL R. HUFFORD, ROSEMARIE HUNZIKER, JAMES JENSON, AMY KRUSE, MICHAEL LEVIN, ALEXANDER PICKETT
DIRECTOR
X-ENERGY MANAGEMENT, LLC
LAURA GARCIA, KAMAL GHAFFARIAN, CHRISTOPHER GINTHER, GREGORY GOFF, DANIEL GROSS, JAMES HAMILTON, KATHLEEN HYLE, CARTER LAWSON, STEVEN MILLER, ALLYSON SATIN, J. CLAY SELL, EDWARD SONNENSCHEIN, MICHAEL WALLACE
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2025-07-01
D
Link
OTHER ENERGY 
 
DECLINE TO DISCLOSE 
Equity 
2025-06-16 
2024-06-11
D
Link
RESTAURANTS 
RETAIL-EATING + DRINKING PLACES [5810] 
DECLINE TO DISCLOSE 
Equity 
2024-04-19 
2023-01-23
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2023-01-13 
2022-12-14
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2021-12-15 
2022-10-06
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2022-09-19 
2022-08-02
D
Link
RESTAURANTS 
RETAIL-EATING + DRINKING PLACES [5810] 
DECLINE TO DISCLOSE 
Equity 
2022-07-23 
2022-04-04
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-11-20 
2021-06-21
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-06-02 
2021-06-21
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-06-02 
2021-06-21
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-06-02 
2021-06-21
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-06-02 
2021-06-21
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-06-02 
2021-01-05
D
Link
RETAILING 
 
DECLINE TO DISCLOSE 
Equity 
2020-12-22 
2020-12-02
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-11-20 
2020-07-02
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2020-06-01 
2020-06-18
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-06-02 
2020-06-18
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-06-02 
2020-06-18
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-06-02 
2020-06-18
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-06-02 
2020-06-16
D
Link
RETAILING 
 
DECLINE TO DISCLOSE 
Equity 
2020-06-02 
2020-06-08
D
Link
RETAILING 
RETAIL-RADIO TV + CONSUMER ELECTRONICS STORES [5731] 
OVER $100,000,000 
Debt 
2020-05-15 
2020-06-08
D
Link
RETAILING 
RETAIL-RADIO TV + CONSUMER ELECTRONICS STORES [5731] 
OVER $100,000,000 
Debt 
2020-05-15 
2020-06-04
D
Link
RETAILING 
RETAIL-RADIO TV + CONSUMER ELECTRONICS STORES [5731] 
OVER $100,000,000 
Debt 
2020-05-15 
2020-05-26
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2019-06-17 
2020-05-26
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2019-06-17 
2020-05-26
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2019-06-17 
2020-05-04
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2020-04-15 
2020-02-28
D
Link
OTHER INVESTMENT FUND 
 
 
 
2020-02-21 
2020-02-20
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2020-01-31 
2020-01-02
D
Link
RETAILING 
 
DECLINE TO DISCLOSE 
Equity 
2019-12-18 
2019-12-03
D
Link
OTHER INVESTMENT FUND 
 
 
 
2019-11-26 
2019-08-28
D/A
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2018-08-31 
2019-08-28
D/A
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2018-08-31 
2019-08-28
D/A
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2018-08-31 
2019-08-28
D/A
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2018-08-31 
2019-08-13
D/A
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2018-11-13 
2019-08-13
D/A
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2018-11-13 
2019-08-13
D/A
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2018-11-13 
2019-08-13
D/A
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2019-07-15 
2019-07-30
D
Link
RETAILING 
RETAIL-VARIETY STORES [5331] 
DECLINE TO DISCLOSE 
Equity 
2019-07-15 
2019-07-30
D
Link
RETAILING 
RETAIL-VARIETY STORES [5331] 
DECLINE TO DISCLOSE 
Equity 
2019-07-15 
2019-07-22
D
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2019-07-15 
2019-06-18
D
Link
OTHER INVESTMENT FUND 
 
 
 
2019-06-17 
2019-06-18
D
Link
OTHER INVESTMENT FUND 
 
 
 
2019-06-17 
2019-06-18
D
Link
OTHER INVESTMENT FUND 
 
 
 
2019-06-17 
2019-04-30
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Debt 
2019-04-23 
2019-04-02
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Debt 
2019-03-29 
2019-02-19
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Debt 
2019-02-08 
2018-12-07
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2013-02-05 
2018-12-07
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2012-07-03 
2018-12-07
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2016-05-09 
2018-12-07
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2018-09-28 
2018-11-14
D
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2018-11-13 
2018-11-14
D
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2018-11-13 
2018-11-14
D
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2018-11-13 
2018-11-14
D
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2018-11-13 
2018-11-13
D
Link
RESTAURANTS 
 
DECLINE TO DISCLOSE 
Equity 
2018-07-26 
2018-10-19
D/A
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2018-10-01 
2018-10-15
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2018-10-01 
2018-09-21
D/A
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2018-04-24 
2018-07-12
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2018-07-01 
2018-07-09
D/A
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2018-04-24 
2018-04-17
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2018-04-02 
2018-04-05
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2018-03-23 
2017-12-14
D
Link
RETAILING 
RETAIL-VARIETY STORES [5331] 
OVER $100,000,000 
Debt 
2017-12-14 
2017-12-14
D
Link
RETAILING 
RETAIL-VARIETY STORES [5331] 
OVER $100,000,000 
Debt 
2017-12-14 
2017-10-30
D/A
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2017-04-27 
2017-10-03
D
Link
OTHER INVESTMENT FUND 
 
 
 
2017-09-18 
2017-10-03
D
Link
OTHER INVESTMENT FUND 
 
 
 
2017-09-18 
2017-07-06
D/A
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2017-04-27 
2017-05-11
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2017-04-27 
2017-04-18
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2017-03-28 
2017-02-22
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2017-02-08 
2017-01-11
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2016-12-31 
2016-12-07
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2016-12-01 
2016-04-25
D/A
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2015-12-28 
2016-04-14
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2016-04-01 
2015-12-23
D
Link
RESTAURANTS 
 
DECLINE TO DISCLOSE 
Equity 
2015-12-16 
2015-06-02
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2015-05-01 
2015-02-02
D
Link
REITS AND FINANCE 
 
DECLINE TO DISCLOSE 
Equity 
2015-01-28 
2015-01-09
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2015-01-01 
2014-07-10
D
Link
OTHER ENERGY 
 
DECLINE TO DISCLOSE 
Equity 
2014-06-27 
2014-06-03
D
Link
RESTAURANTS 
 
NO REVENUES 
Equity 
2014-05-30 
2014-03-03
D
Link
RESTAURANTS 
 
DECLINE TO DISCLOSE 
Equity 
2014-02-26 
2013-04-22
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2013-04-12 
2013-04-11
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2013-03-27 
2013-04-11
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2013-03-27 
2013-01-03
D
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2012-12-20 
2013-01-03
D
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2012-12-22 
2013-01-02
D
Link
RESTAURANTS 
 
DECLINE TO DISCLOSE 
Equity 
2012-12-22 
2012-12-28
D
Link
RESTAURANTS 
 
DECLINE TO DISCLOSE 
Equity 
2012-12-19 
2012-11-30
D
Link
RETAILING 
 
NO REVENUES 
Equity 
2012-11-15 
2012-11-08
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2012-10-30 
2012-08-24
D/A
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2012-04-19 
2012-07-02
D
Link
OTHER ENERGY 
 
DECLINE TO DISCLOSE 
Equity 
2012-06-20 
2012-05-01
D
Link
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2012-04-19 
2011-01-06
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2010-12-06 
2010-12-07
D
Link
RETAILING 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2010-11-24 
2010-06-18
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2010-06-14