Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LOWELL AND COMPANY, INC.
24913
LEONARD G. MORGENSON
1230450
LOWELL + COMPANY INC.
24913
LEONARD GAYLE MORGESON
1230450
LOWELL + COMPANY INC.
24913
LEONARD G. MORGESON
1230450
GAYLE MORGESON
1230450
LOWELL + COMPANY
24913
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-03-21
D/A
$3,140,900.00
Yes
$0.00
No
2015-03-25
D/A
$1,582,950.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
2014-03-21
D/A
$680,651.00
Yes
$0.00
No
2010-11-16
D/A
$1,500,000.00
Yes
$0.00
No
2010-07-21
D/A
$1,500,000.00
Yes
$0.00
No