Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CONCORDE INVESTMENT SERVICES, LLC
151604
FRANK T. DUNN, JR.
1075960
CONCORDE INVESTMENT SERVICES, LLC
151604
FRANK T. DUNN JR.
1075960
CONCORDE INVESTMENT SERVICES, LLC
151604
FRANK T. DUNN JR.
1075960
FRANK DUNN
1075960
CONCORDE INVESTMENT SERVICES
151604
FRANK DUNN
1075960
CONCORDE INVESTMENT SERVICES, LLC
151604
CONCORDE INVESTMENT SERVICES, LLC
151604
FRANK DUNN
1075960
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-04-13
D
$2,519,349.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2020-01-17
D/A
$2,995,300.00
Yes
$0.00
No
2019-03-21
D/A
$3,140,900.00
Yes
$0.00
No
2018-07-27
D/A
$866,883.00
Yes
$0.00
No
2018-03-23
D/A
$866,883.00
Yes
$0.00
No
2018-02-16
D/A
$866,883.00
Yes
$0.00
No
2014-12-23
D/A
$1,500,000.00
Yes
$0.00
No
2014-12-23
D/A
$1,500,000.00
Yes
$0.00
No
2014-12-23
D/A
$1,500,000.00
Yes
$0.00
No
2014-12-23
D/A
$1,500,000.00
Yes
$0.00
No
2014-12-23
D/A
$1,500,000.00
Yes
$0.00
No
2014-12-23
D/A
$1,500,000.00
Yes
$0.00
No
2014-12-23
D/A
$1,500,000.00
Yes
$0.00
No
2014-12-23
D/A
$1,500,000.00
Yes
$0.00
No
2014-12-23
D/A
$1,500,000.00
Yes
$0.00
No
2014-12-23
D/A
$1,500,000.00
Yes
$0.00
No
2014-12-23
D/A
$1,500,000.00
Yes
$0.00
No
2014-11-21
D/A
$439,518.00
No
$0.00
No
2014-11-14
D
$1,500,000.00
Yes
$0.00
No
2014-11-14
D
$1,500,000.00
Yes
$0.00
No
2014-11-14
D
$1,500,000.00
Yes
$0.00
No
2014-11-14
D
$1,500,000.00
Yes
$0.00
No
2014-11-14
D
$1,500,000.00
Yes
$0.00
No
2014-11-14
D
$1,500,000.00
Yes
$0.00
No
2014-11-14
D
$1,500,000.00
Yes
$0.00
No
2014-11-14
D
$1,500,000.00
Yes
$0.00
No
2014-11-14
D
$1,500,000.00
Yes
$0.00
No
2014-11-14
D
$1,500,000.00
Yes
$0.00
No
2014-11-14
D
$1,500,000.00
Yes
$0.00
No
2014-11-05
D
$439,517.00
No
$0.00
No