THOMAS S. KAPLAN

Profile

First Name

: THOMAS

Middle Name

: S.

Last Name

: KAPLAN

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EXECUTIVE OFFICER

ELECTRUM STRATEGIC METALS II LLC

WILLIAM NATBONY

DIRECTOR

ESOF DOMESTIC FEEDER L.P.

PETER H. CHEESBROUGH, N/A ELECTRUM STRATEGIC OPPORTUNITIES FUND GP L.P., N/A ESOF GP LTD., ANDREW M. SHAPIRO, N/A THE ELECTRUM GROUP LLC, ERIC N. VINCENT, MICHAEL H. WILLIAMS

DIRECTOR

ELECTRUM STRATEGIC OPPORTUNITIES FUND L.P.

PETER CHEESBROUGH, N/A ELECTRUM STRATEGIC OPPORTUNITIES FUND GP L.P., N/A ESOF GP LTD., ANDREW M. SHAPIRO, N/A THE ELECTRUM GROUP LLC, ERIC N. VINCENT, MICHAEL H. WILLIAMS

EXECUTIVE OFFICER, DIRECTOR

ELECTRUM STRATEGIC OPPORTUNITIES FUND II L.P.

WALKERS NOMINEES LIMITED, ANDREW M. SHAPIRO, MICHAEL H. WILLIAMS

EXECUTIVE OFFICER, DIRECTOR

ESOF II DOMESTIC FEEDER L.P.

WALKERS NOMINEES LIMITED, ANDREW M. SHAPIRO, MICHAEL H. WILLIAMS

Filings

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Securities

First Sale Date

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

Equity

2017-11-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

Equity

2017-11-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

Equity

2015-03-20

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

Equity

2015-03-20

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

Equity

2015-03-20

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

Equity

2015-03-20

D

OTHER INVESTMENT FUND

2011-03-15