THOMAS KELLEHER

Profile

First Name

: THOMAS

Middle Name

:

Last Name

: KELLEHER

Related Companies

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EXECUTIVE OFFICER

AXA IM HIGH YIELD FUND, LLC

DOMINIQUE CARREL-BILLIARD, CHRISTOPHE COQUEMA, DAVID FOURGOUX, JENNIFER PATTERSON, STEPHANE PRUNET, GAUTIER RIPERT, JENNIFER ROSALIND, HANNAH STRASSER, EMANNUEL VERCOUSTRE, ANNE YOBAGE, THEODORA ZEMEK

EXECUTIVE OFFICER

AXA IM HIGH INCOME FUND, LLC

DOMINIQUE CARREL-BELLIARD, DAVID FOURGOUX, STEPHANE PRUNET, GAUTIER RIPERT, JENNIFER ROSALIND, HANNAH STRASSER, EMANNUEL VERCOUSTRE, ANNE YOBAGE, THEODORA ZEMEK

EXECUTIVE OFFICER

ALIGNMENT CAPITAL PARTNERS LP

N/A B. RILEY ALTERNATIVES GP LLC, N/A B. RILEY CAPITAL MANAGEMENT, LLC, JOHN FICHTHORN, MICHAEL MARKUNAS, BRYANT R. RILEY

Filings

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Securities

First Sale Date

D/A

HEDGE FUND

2018-07-01

D

BUSINESS SERVICES

SERVICES-BUSINESS SERVICES, NEC [7389]

DECLINE TO DISCLOSE

Equity

2014-06-18

D

POOLED INVESTMENT FUND

2010-08-02

D

POOLED INVESTMENT FUND

1997-10-01