ROSEMARY SAFRANEK

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First Name

: ROSEMARY

Middle Name

:

Last Name

: SAFRANEK

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EXECUTIVE OFFICER

NINEPEAKS ASIA LP

NINEPEAKS CAPITAL MANAGEMENT LP NINEPEAKS CAPITAL MANAGEMENT LP

DIRECTOR

LIM OPPORTUNISTIC CREDIT MASTER FUND

GEOFFREY GREEN, ANDREW HARDACRE, GEORGE W. LONG, NEALE SAFATY

DIRECTOR

DYMON ASIA MULTI-STRATEGY FUND

CYNTHIA CHUNG YAN WONG, N/A DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD., N/A DYMON ASIA CAPITAL LTD, ABALI HOILETT, ABALI JOMO HOILETT, JAY JIABIN LUO, GREGORY JAMES LINK, MARK MUN HOONG WONG, KENNETH WILLIAM TONKINSON

DIRECTOR

PORT MEADOW FUND

CYNTHIA CHUNG YAN WONG, N/A DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD., N/A DYMON ASIA CAPITAL LTD, ABALI HOILETT, ABALI JOMO HOILETT, JAY JIABIN LUO, GREGORY JAMES LINK, CARL DAVID VINE

DIRECTOR

PORT MEADOW (US) FUND

CYNTHIA CHUNG YAN WONG, N/A DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD., N/A DYMON ASIA CAPITAL LTD, ABALI HOILETT, ABALI JOMO HOILETT, JAY JIABIN LUO, GREGORY JAMES LINK, CARL DAVID VINE

DIRECTOR

AVENTIA (US) FUND

ALLEN CHU, CYNTHIA CHUNG YAN WONG, N/A DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD., N/A DYMON ASIA CAPITAL LTD, ABALI HOILETT, ABALI JOMO HOILETT, JAY JIABIN LUO, GREGORY JAMES LINK

DIRECTOR

DYMON ASIA MACRO FUND

N/A ABAX DYMON LTD., N/A ABAX GLOBAL CAPITAL (SINGAPORE) PTE. LTD., WILLY BALLMANN, CYNTHIA CHUNG YAN WONG, N/A DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD., N/A DYMON ASIA CAPITAL LTD, N/A DYMON ASIA CAPITAL LTD., FRANK QIAN FENG, ABALI HOILETT, KEITH KENG SOON TAN, GREGORY LINK, ALISON MARTINSON, DANNY MING CHONG YONG, MARK MUN HOONG WONG, DONALD XIANG DONG YONG

DIRECTOR

DYMON ASIA MACRO (US) FUND

WILLY BALLMANN, CYNTHIA CHUNG YAN WONG, N/A DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD., N/A DYMON ASIA CAPITAL LTD, N/A DYMON ASIA CAPITAL LTD., ABALI HOILETT, KEITH KENG SOON TAN, GREGORY LINK, ALISON MARTINSON, DANNY MING CHONG YONG, MARK MUN HOONG WONG

DIRECTOR

DYMON ASIA CURRENCY VALUE FUND

WILLY BALLMANN, CYNTHIA CHUNG YAN WONG, N/A DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD., N/A DYMON ASIA CAPITAL LTD, N/A DYMON ASIA CAPITAL LTD., ABALI HOILETT, KEITH KENG SOON TAN, GREGORY LINK, ALISON MARTINSON, DANNY MING CHONG YONG, MARK MUN HOONG WONG

DIRECTOR

DYMON ASIA MACRO PLUS FUND

WILLY BALLMANN, CYNTHIA CHUNG YAN WONG, N/A DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD., N/A DYMON ASIA CAPITAL LTD, ABALI HOILETT, GREGORY LINK, DANNY MING CHONG YONG, MARK MUN HOONG WONG

DIRECTOR

DYMON ASIA SELECT EQUITY LONG-SHORT PORTFOLIO

N/A DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD., N/A DYMON ASIA CAPITAL LTD, ABALI JOMO HOILETT, JAY JIABIN LUO, GREGORY JAMES LINK, GARRET CHARLES MALLAL, KENNETH WILLIAM TONKINSON

DIRECTOR

APTA INVESTMENTS FUND

N/A DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD., N/A DYMON ASIA CAPITAL LTD, ABALI HOILETT, GREGORY LINK, JAY LUO JIABIN, JEFFREY ZIELINSKI

DIRECTOR

DYMON ASIA EQUITY SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF DYMON ASIA EQUITY FUND SPC

CYNTHIA CHUNG YAN WONG, N/A DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD., N/A DYMON ASIA CAPITAL LTD, ABALI HOILETT, ABALI JOMO HOILETT, JAY JIABIN LUO, GREGORY JAMES LINK, MARK MUN HOONG WONG, KENNETH WILLIAM TONKINSON

DIRECTOR

DYMON ASIA CURRENCY VALUE 1 FUND

N/A DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD., N/A DYMON ASIA CAPITAL LTD, ABALI HOILETT, GREGORY LINK, DANNY MING CHONG YONG, MARK MUN HOONG WONG

DIRECTOR

DYMON ASIA CHINA ABSOLUTE RETURN BOND FUND

ABALI HOILETT, GREGORY LINK, MARK WONG MUN HOONG, SHAWN YUAN SHUO

DIRECTOR

DYMON ASIA MULTI-STRATEGY INVESTMENT (US) FUND

ABALI HOILETT, GREGORY LINK, DANNY YONG MING CHONG, MARK WONG MUN HOONG, KENNETH WILLIAM TONKINSON

DIRECTOR

DYMON ASIA MULTI-STRATEGY INVESTMENT FUND

ABALI HOILETT, GREGORY LINK, DANNY YONG MING CHONG, MARK WONG MUN HOONG, KENNETH WILLIAM TONKINSON

Filings

Filing Date

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Securities

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D/A

HEDGE FUND

2020-02-01

D/A

HEDGE FUND

2019-12-01

D/A

HEDGE FUND

2020-02-03

D/A

HEDGE FUND

2019-12-01

D/A

HEDGE FUND

2020-02-03

D/A

HEDGE FUND

2020-02-01

D/A

HEDGE FUND

2020-02-03

D/A

HEDGE FUND

2020-02-01

D/A

HEDGE FUND

2019-12-01

D/A

HEDGE FUND

2020-02-03

D/A

HEDGE FUND

2020-02-01

D/A

HEDGE FUND

2019-12-01

D/A

HEDGE FUND

2020-02-03

D/A

HEDGE FUND

2020-02-01

D/A

HEDGE FUND

2019-12-01

D/A

HEDGE FUND

2020-02-01

D/A

HEDGE FUND

2019-12-01

D/A

HEDGE FUND

2020-02-03

D

HEDGE FUND

2020-02-01

D/A

HEDGE FUND

2019-12-01

D

HEDGE FUND

2020-02-03

D

HEDGE FUND

2019-12-01

D/A

HEDGE FUND

2009-08-01

D/A

HEDGE FUND

2017-05-01

D/A

HEDGE FUND

2012-01-03

D/A

HEDGE FUND

2018-01-01

D/A

HEDGE FUND

2012-01-03

D/A

HEDGE FUND

2014-05-09

D/A

HEDGE FUND

2017-05-01

D/A

HEDGE FUND

2018-01-01

D

HEDGE FUND

2018-06-01

D/A

HEDGE FUND

2013-10-01

D/A

HEDGE FUND

2012-01-03

D/A

HEDGE FUND

2012-01-03

D/A

HEDGE FUND

2009-08-01

D/A

HEDGE FUND

2014-07-01

D/A

HEDGE FUND

2014-07-01

D/A

HEDGE FUND

2014-05-09

D/A

HEDGE FUND

2017-05-01

D

HEDGE FUND

2018-01-01

D/A

HEDGE FUND

2012-01-03

D/A

HEDGE FUND

2009-08-01

D/A

HEDGE FUND

2013-10-01

D/A

HEDGE FUND

2012-01-03

D/A

HEDGE FUND

2014-07-01

D/A

HEDGE FUND

2014-07-01

D/A

HEDGE FUND

2014-05-09

D/A

HEDGE FUND

2017-05-01

D/A

HEDGE FUND

2015-05-01

D/A

HEDGE FUND

2009-08-01

D/A

HEDGE FUND

2013-10-01

D/A

HEDGE FUND

2012-01-03

D/A

HEDGE FUND

2012-01-03

D/A

HEDGE FUND

2014-07-01

D/A

HEDGE FUND

2014-07-01

D/A

HEDGE FUND

2014-05-09

D/A

HEDGE FUND

2015-05-01

D/A

HEDGE FUND

2014-07-01

D/A

HEDGE FUND

2014-07-01

D/A

HEDGE FUND

2014-05-09

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

Equity

2013-08-16

D

HEDGE FUND

2014-07-01

D

HEDGE FUND

2014-07-01

D

HEDGE FUND

2014-05-09

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

Equity

2013-08-16

D/A

HEDGE FUND

2006-05-01