DAVID B. HELLER

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First Name

: DAVID

Middle Name

: B.

Last Name

: HELLER

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Company Name
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EXECUTIVE OFFICER
S+P 500 INDEX EQUALLY WEIGHTED FUND L P
HEATHER CALBY, TIM CARTER, TIMOTHY J. CARTER, CHRISTOPHER CRAWSHAW, JIM CUNNANE, JOHN GALLOP, CARI ANN HOPFENSPERGER, LAURA MORET, BRIEN O-BRIEN, DEBBRA SCHONEMAN, THOMAS SMITH, SUSAN STEINER, MATTHEW SWAIM
EXECUTIVE OFFICER
ADVISORY RESEARCH MICROCAP VALUE FUND LP
HEATHER CALBY, TIM CARTER, TIMOTHY L CARTER, CHRISTOPHER CRAWSHAW, JOHN GALLOP, CARI ANN HOPFENSPERGER, LAURA MORET, BRIEN O-BRIEN, DEBBRA SCHONEMAN, THOMAS SMITH, SUSAN STEINER
EXECUTIVE OFFICER
ADVISORY RESEARCH SMALL CAP VALUE FUND LP
HEATHER CALBY, TIM CARTER, TIMOTHY L CARTER, CHRISTOPHER CRAWSHAW, JOHN GALLOP, CARI ANN HOPFENSPERGER, LAURA MORET, BRIEN O-BRIEN, DEBBRA SCHONEMAN, THOMAS SMITH, SUSAN STEINER
EXECUTIVE OFFICER
ADVISORY RESEARCH LARGE CAP EQUITY FUND LP
CHRISTOPHER CRAWSHAW, JOHN GALLOP, CARI ANN HOPFENSPERGER, BRIEN O-BRIEN
EXECUTIVE OFFICER
ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P
HEATHER CALBY, TIM CARTER, TIMOTHY L CARTER, CHRISTOPHER CRAWSHAW, JOHN GALLOP, CARI ANN HOPFENSPERGER, LAURA MORET, BRIEN O-BRIEN, DEBBRA SCHONEMAN, THOMAS SMITH, SUSAN STEINER
EXECUTIVE OFFICER
ADVISORY RESEARCH VALUE INCOME FUND L P
HEATHER CALBY, CHRISTOPHER CRAWSHAW, JOHN GALLOP, CARI ANN HOPFENSPERGER, BRIEN O-BRIEN, THOMAS SMITH
EXECUTIVE OFFICER
ADVISORY RESEARCH VALUE INCOME FUND II L P
HEATHER CALBY, CHRISTOPHER CRAWSHAW, JOHN GALLOP, CARI ANN HOPFENSPERGER, BRIEN O-BRIEN, THOMAS SMITH
EXECUTIVE OFFICER
ADVISORY RESEARCH GLOBAL ALL CAP FUND L P
CHRISTOPHER CRAWSHAW, JOHN GALLOP, CARI ANN HOPFENSPERGER, BRIEN O-BRIEN
EXECUTIVE OFFICER
ADVISORY RESEARCH ENERGY FUND LP
HEATHER CALBY, TIM CARTER, TIMOTHY L CARTER, CHRISTOPHER CRAWSHAW, JIM CUNNANE, ELLEN FREEMAN, JOHN GALLO, JOHN GALLOP, CARI ANN HOPFENSPERGER, LAURA MORET, BRIEN O-BRIEN, DEBBRA SCHONEMAN, THOMAS SMITH, STEINER SUSAN, MATTHEW SWAIM, BRUCE ZESSAR
EXECUTIVE OFFICER
ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP
HEATHER CALBY, TIM CARTER, TIMOTHY L CARTER, CHRISTOPHER CRAWSHAW, JIM CUNNANE, JOHN GALLOP, CARI ANN HOPFENSPERGER, CARI ANN HPOFENSPERGER, LAURA MORET, BRIEN O-BRIEN, DEBBRA SCHONEMAN, THOMAS SMITH, SUSAN STEINER, MATTHEW SWAIM
EXECUTIVE OFFICER
ADVISORY RESEARCH ALL CAP VALUE FUND LP
HEATHER CALBY, TIM CARTER, CHRISTOPHER CRAWSHAW, JOHN GALLOP, CARI ANN HOFFENSPERGER, LAURA MORET, BRIEN O-BRIEN, THOMAS SMITH, SUSAN STEINER
EXECUTIVE OFFICER
ADVISORY RESEARCH INTERNATONAL VALUE FUND LP
HEATHER CALBY, TIM CARTER, TIMOTHY L. CARTER, CHRISTOPHER CRAWSHAW, JIM CUNNANE, ELLEN FREEMAN, JOHN GALLOP, CARI ANN HOPFENSPERGER, LAURA MORET, BRIEN O-BRIEN, DEBBRA SCHONEMAN, THOMAS SMITH, SUSAN STEINER, MATTHEW SWAIM, BRUCE ZESSAR
EXECUTIVE OFFICER
ADVISORY RESEARCH SMALL CAP VALUE FUND II LP
HEATHER CALBY, TIM CARTER, TIMOTHY L CARTER, CHRISTOPHER CRAWSHAW, JIM CUNNANE, JOHN GALLOP, CARI ANN HOPFENSPERGER, LAURA MORET, BRIEN O-BRIEN, DEBBRA SCHONEMAN, THOMAS SMITH, SUSAN STEINER, MATTHEW SWAIM
EXECUTIVE OFFICER
ADVISORY RESEARCH SMALL CAP VALUE OPPORTUNITY FUND, L.P.
HEATHER L. CALBY, CHRISTOPHER CRAWSHAW, CARI ANN HOPFENSPERGER, BRIEN O-BRIEN, THOMAS SMITH
DIRECTOR
NEW GROUP HOLDINGS, INC.
GEORGE ALAN BENDER, ANDREW DEITCHMAN, DAIVD B. HELLER, ALEXANDER KENDALL, LEX KENDALL, PETER MCCOY, STEVEN SARRACINO
DIRECTOR
NEW YORK DIGITAL INVESTMENT GROUP LLC
ROBERT DAVID GUTMANN, BENJAMIN MEIER LAWSKY, THEODORE A. MATHAS, JACQUELINE D. RESES, ROBERT MICHAEL STAVIS, ROSS L. STEVENS, YAN ZHAO
Filings
Filing Date
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Securities
First Sale Date
2021-12-16
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2021-03-05 
2019-11-22
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2019-11-08 
2017-07-07
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2016-10-18 
2016-11-01
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2016-10-18 
2012-01-25
D/A
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HEDGE FUND 
 
 
 
2003-10-01 
2012-01-25
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HEDGE FUND 
 
 
 
2002-04-01 
2012-01-25
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HEDGE FUND 
 
 
 
2005-04-01 
2012-01-25
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HEDGE FUND 
 
 
 
2003-07-01 
2012-01-24
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HEDGE FUND 
 
 
 
1999-06-22 
2012-01-24
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HEDGE FUND 
 
 
 
1997-01-01 
2012-01-24
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HEDGE FUND 
 
 
 
2004-05-04 
2012-01-24
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HEDGE FUND 
 
 
 
2001-10-01 
2012-01-23
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HEDGE FUND 
 
 
 
2005-05-01 
2012-01-23
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HEDGE FUND 
 
 
 
2006-01-01 
2011-07-13
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HEDGE FUND 
 
 
 
2011-07-01 
2011-02-04
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HEDGE FUND 
 
 
 
2003-07-01 
2011-02-04
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HEDGE FUND 
 
 
 
2003-10-01 
2011-01-31
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HEDGE FUND 
 
 
 
2002-04-01 
2011-01-31
D/A
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HEDGE FUND 
 
 
 
2005-04-01 
2011-01-28
D/A
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HEDGE FUND 
 
 
 
1997-01-01 
2011-01-28
D/A
Link
HEDGE FUND 
 
 
 
2004-05-04 
2011-01-28
D/A
Link
HEDGE FUND 
 
 
 
1999-06-22 
2011-01-26
D/A
Link
HEDGE FUND 
 
 
 
2005-05-01 
2011-01-26
D/A
Link
HEDGE FUND 
 
 
 
2005-03-01 
2011-01-26
D/A
Link
HEDGE FUND 
 
 
 
2006-01-01 
2011-01-26
D/A
Link
HEDGE FUND 
 
 
 
2001-10-01 
2010-02-11
D/A
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HEDGE FUND 
 
 
 
2005-04-01 
2010-02-11
D/A
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HEDGE FUND 
 
 
 
2001-10-01 
2010-02-11
D/A
Link
HEDGE FUND 
 
 
 
2002-04-01 
2010-02-11
D/A
Link
HEDGE FUND 
 
 
 
1999-06-22 
2010-02-11
D/A
Link
HEDGE FUND 
 
 
 
2003-07-01 
2010-02-11
D/A
Link
HEDGE FUND 
 
 
 
2004-05-04 
2010-02-11
D/A
Link
HEDGE FUND 
 
 
 
1997-01-01 
2010-02-11
D/A
Link
HEDGE FUND 
 
 
 
2000-01-01 
2010-02-11
D/A
Link
HEDGE FUND 
 
 
 
2003-10-01 
2010-02-10
D/A
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HEDGE FUND 
 
 
 
2007-01-01 
2010-02-10
D/A
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HEDGE FUND 
 
 
 
2005-05-01 
2010-02-10
D/A
Link
HEDGE FUND 
 
 
 
2005-03-01 
2010-02-10
D/A
Link
HEDGE FUND 
 
 
 
2006-01-01