. CTC WEALTH MANAGEMENT, LLC

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: .

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: CTC WEALTH MANAGEMENT, LLC

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EXECUTIVE OFFICER

REAL ESTATE OPPORTUNITIES FUND III, LLC

MATTHEW ABRAHAM, MICHAEL ALLARA, ANDREW . HALL, JOSEPH HARRIMAN, STEPHAN KELLER, MELVIN WILLIAMS

EXECUTIVE OFFICER

REAL ESTATE OPPORTUNITIES FUND IV, LLC

MATTHEW ABRAHAM, LINDSAY CORBY, ANDREW HALL, JOSEPH HARRIMAN, STEPHAN KELLER, MELVIN WILLIAMS

EXECUTIVE OFFICER

GLOBAL PES II, LLC

. CTC CAPITAL MANAGEMENT LLC, JOSEPH HARRIMAN, JAMES ONGENA

Filings

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Securities

First Sale Date

D

PRIVATE EQUITY FUND

NOT APPLICABLE

2023-03-01

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2022-11-01

D

OTHER INVESTMENT FUND

2021-05-01