- LOMBARD ODIER ASSET MANAGEMENT (USA) CORP.

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: LOMBARD ODIER ASSET MANAGEMENT (USA) CORP.

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EXECUTIVE OFFICER

LOF IV ALL ROADS ENHANCED FUND

JULIEN DESMEULES, MARK EDMONDS, FRANCINE KEISER, CORP. LOMBARD ODIER ASSET MANAGEMENT (USA), S.A. LOMBARD ODIER FUNDS (EUROPE), - LOMBARD ODIER FUNDS (EUROPE) S.A., ALEXANDRE MEYER, PATRICK ZURSTRASSEN

EXECUTIVE OFFICER, PROMOTER

1798 ADAPT FUND LTD

- ADAPT INVESTMENT MANAGERS SA, SEAN FLYNN, PATRICK HARRIGAN, CHRISTOPHE KHAW, STACEY KIRKCONNELL, ALEXANDRE MEYER, CEDRIC PETROS, JEAN-PASCAL PORCHEROT, JAN STRAATMAN

EXECUTIVE OFFICER, PROMOTER

1798 BEAR CONVEXITY FUND LTD

SEAN FLYNN, PATRICCK HARRIGAN, PATRICK HARRIGAN, CHRISTOPHE KHAW, ALEXANDRE MEYER, JAN STRAATMAN

EXECUTIVE OFFICER

1798 VOLANTIS CATALYST III LTD

ROBERT BOVET, CHRISTOPHE KHAW, HUGH RODERICK WARD

PROMOTER

1798 UK SMALL CAP BEST IDEAS FUND LTD.

- 1798 GLOBAL PARTNERS (CAYMAN ISLANDS) LTD, ROBERT BOVET, SEAN FLYNN, PATRICK HARRIGAN, NEIL HONEBON, CHRISTOPHE KHAW, - LOMBARD ODIER ASSET MGMT. (USA) CORP, ALEXANDRE MEYER, JEAN-PASCAL PORCHEROT, HARRY ROMNEY, HUGH RODERICK WARD, PATRICK ZURSTRASSEN

Filings

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Securities

First Sale Date

D/A

HEDGE FUND

2021-10-01

D/A

HEDGE FUND

2018-04-03

D/A

HEDGE FUND

2021-12-01

D/A

HEDGE FUND

2018-04-03

D/A

HEDGE FUND

2021-10-01

D/A

HEDGE FUND

2020-09-01

D/A

HEDGE FUND

2021-12-01

D/A

HEDGE FUND

2020-09-01

D/A

HEDGE FUND

2020-09-01

D/A

HEDGE FUND

2020-04-14

D

HEDGE FUND

2020-09-01

D

HEDGE FUND

2020-04-14