BRIAN SMITH

Profile

First Name

: BRIAN

Middle Name

:

Last Name

: SMITH

Related Companies
Titles
Company Name
Related People
DIRECTOR
ORTHOACCEL TECHNOLOGIES, INC.
STEVE BANKS, WILLIAM BRYAN, TODD COOPER, KELLY ENOS, LEN HEDGE, ANDREW D. LAYMAN, JEFF LAYTON, MICHAEL K LOWE, MICHAEL K. LOWE, MIKE K. LOWE, JOHN C MCCORMICK, JOHN C. MCCORMICK, BILL RYAN, BRIAN R SMITH, BRIAN R. SMITH, LINDA SPAIN, LINDA B. SPAIN, PAMELA WESTBROOK
DIRECTOR
BROADHOP, INC.
WILLIAM DIOTTE, KISHEN MANGAT, ROGER METZ, PETER ROSHKO
DIRECTOR
VIRIDIS ENERGY INC.
JOHN CAMPBELL, ROBERT GARDNER, JOHN HEIMBECKER, ISAAC MOSS, GEORDIE MUNRO, ALPHONSE PLACKTIS, VIVEK RASTOGI, MICHELE REBIERE, CHRIS ROBERTSON, NOAH SCHANKLER, BRIAN R.D. SMITH, JOSEPH ZAPPULLA
DIRECTOR
VIKING GLOBAL EQUITIES III LTD.
JENNY GARCIA-AMAYA, RAGNAR HORN, MARTIN LANG, SETH LAWRY, - VIKING GLOBAL INVESTORS LP
DIRECTOR
VIKING LONG FUND III LTD.
JENNY GARCIA-AMAYA, RAGNAR HORN, MARTIN LANG, SETH LAWRY, - VIKING GLOBAL INVESTORS LP
DIRECTOR
SIPERA SYSTEMS INC
ANAND ASAVA, JEANNE BAYLESS, ADAM BOONE, GREG FLOWERS, MIKE GOGUEN, JOHN LOCHOW, BEN SCOTT, ROHIT SETH, VENU SHAMAPANT, RAVI VARANASI
DIRECTOR
TANGO HEALTH INC
PETE PEARSON, CHARLES PLAUCHE, CHRISTOPHER T PRAISNER, CHRISTOPHER T. PRAISNER, CHRISTOPHER TODD PRAISNER, BRIAN R SMITH, MICHAEL P TURNER, MICHAEL P. TURNER, DUNCAN VAN DUSEN
EXECUTIVE OFFICER, DIRECTOR
BIZBRAG, INC.
GREGORY H. BARNHILL, JOHN J. CARBONE, STEPHEN A. GAINES, GARY R. GORDON, SHELDON B. KAMINS, STEVEN MANN, RYAN MARTIN, GORDON K. MCELROY, DENNIS W. O-NEILL, JOHN ROTCHE, HUNTER SHERMAN, DAVID WILLOX, NORMAN A. WILLOX
DIRECTOR
INTEGRATED PHOTOVOLTAICS, INC.
KIRK W. JOHNSON, SAM LEE, DAN RUBIN, DANIEL RUBIN, DANIEL C. RUBIN, DAVID WASERSTEIN, RAANAN ZEHAVI, RANAAN ZEHAVI, SHARONE ZEHAVI
DIRECTOR
BLUECAVA, INC.
ROBERT ALLISON, MARGARET CABANO, MARK CUBAN, MICHAEL DARVICHE, BRADLEY DAVIS, DOROTHY ENGELKING, ARLEN EWART, ELLEN HOFFING, RALPH IANNELLI, MICHAEL LIN, MARSH MARSHALL, RUSS MCMAHEN, CHAD MEISINGER, VICTOR MILLER, ASIF MUGHAL, PHILIP MYERS, PHILIP J MYERS, DAVID NORRIS, GREG ROBITAILLE, REAGAN SAKAI, EDWARD SCHNIPPER, CAROLYN SIKES, BRIAN R. SMITH, STACIE SWITZER, MARK TENGLER
DIRECTOR
ANYTIME WORLDWIDE LLC
DAVID MORTENSEN, THOMAS O-KEEFE, CHARLES RUNYON, GERALD THOMAS
DIRECTOR
ANGEL OAK HOLDING, LTD., A CAYMAN ISLANDS CO LTD BY SHARES
MIKE FIERMAN, BRAD FRIEDLANDER, RICK GORDON, JOHN HSU, SREENI PRABHU
DIRECTOR
CONTATTA, INC.
RAY CROGHAN, THOMAS H. CURZON, JEFFREY HERSHAUER, CLARKE MIYASAKI, ADAM ROSS, PATRICK M. SULLIVAN, PATRICK D. SULLVAN, MARK TEMPLETON, ROY VALLEE
EXECUTIVE OFFICER, DIRECTOR
BRACTLET, INC.
MATTHEW J. LYNCH, ALEC L. MANFRE, ERIC MOXHAM, DAN J. SHARPIN, CHRISTOPHER SHONK
DIRECTOR
ALIANZA INC
SHAUN ANDREWS, SCOTT BELL, BRIAN BEUTLER, RON HEINZ, DAN HOSKINS, CLARK PETERSON, SCOTT PETTY, CHRISTOPHER WATERS, SCOTT WHARTON
EXECUTIVE OFFICER
CP INVESTMENT V REIT 2
QUINN BARTON, CHRIS BEDA, DONALD CAMPBELL, MICHAEL HALPER, BOB HERNANDEZ, MICHAEL LAHORGUE, DENNIS MARKUS, DAVID MCWHORTER, N/A REIT FUNDING, LLC, RON ZEFF
EXECUTIVE OFFICER
CP INVESTMENT IV REIT II
QUINN BARTON, CHRIS BEDA, DONALD CAMPBELL, MICHAEL HALPER, BOB HERNANDEZ, MICHAEL LAHORGUE, DENNIS MARKUS, DAVID MCWHORTER, N/A REIT FUNDING, LLC, RON ZEFF
EXECUTIVE OFFICER
CP INVESTMENT IV REIT A
QUINN BARTON, CHRIS BEDA, DONALD CAMPBELL, MICHAEL HALPER, BOB HERNANDEZ, MICHAEL LAHORGUE, DENNIS MARKUS, DAVID MCWHORTER, N/A REIT FUNDING, LLC, RON ZEFF
DIRECTOR
RYVER, INC.
RAY CROGHAN, THOMAS H. CURZON, JEFFREY HERSHAUER, CLARKE MIYASAKI, ADAM ROSS, PATRICK M. SULLIVAN, PATRICK D. SULLVAN, MARK TEMPLETON, ROY VALLEE
EXECUTIVE OFFICER
NUMERACY, INC.
EXECUTIVE OFFICER, DIRECTOR
AMPLE HILLS HOLDINGS, INC.
JACKIE CUSCUNA, BARRY KORN, MICHAEL MURPHY, GREGORY T. O-CONNELL, CHARLES E. O-DONNELL, TOM POTTER
DIRECTOR
HIREOLOGY, INC.
PETER DEDES, JEFF ELLMAN, JEFFREY ELLMAN, BRAD KEYWELL, MICHAEL KRASMAN, MICHAEL KRUPKA, VICTOR PASCUCCI, JAMES PAVLIK, BILL PESCATELLO, WILLIAM PESCATELLO, DALE POLLAK, ADAM ROBINSON, JULIE RODGERS
DIRECTOR
BOUNDARY WATERS BRANDS, LLC
BRAD BLUM, BRADLEY BLUM, YOUNG FISHER DAVID, CARLETON ELMER JOHNSON, SCOTT PORTNOY, ROBERT SAFFORD, STEVEN WARD WALKER, DAVID FISHER YOUNG
EXECUTIVE OFFICER
CLUB W, INC.
ADAM GOLDENBERG, MARK LYNN, MARK T LYNN, GEOFFREY MCFARLANE, ALEXANDER OXMAN, IAIN SHOVLIN, ROB STAVIS, MATTHEW THELEN, XIANWEI WEI
DIRECTOR
PRISTINE, INC.
ROLLAND CARLSON, PETER EVANS, ROBERT FABBIO, PATRICK KOLENCHERRY, LORI LOWE, CHARLIE PLAUCHE, PYAHM SAMANI, XINA SEATON, BRIAN R. SMITH, MARK TROUTFETTER, ARIK YAACOB
EXECUTIVE OFFICER, DIRECTOR, PROMOTER
NHCP II LLC
RICHARD F. STEERE JR.
EXECUTIVE OFFICER
VANTIQ, INC.
PAUL BUTTERWORTH, J. MICHAEL CORBISIERO, WILLIAM DANIHER, PAUL DENINGER, RICHARD C. JELINEK, ANDREW PRESTON, MARTIN SPRINZEN, MARTIN J. SPRINZEN, HIRONOBU TAMBA
EXECUTIVE OFFICER
CP INVESTMENT VI REIT 1
QUINN BARTON, CHRIS BEDA, DANIEL GARIBALDI, MICHAEL HALPER, BOB HERNANDEZ, MICHAEL LAHORGUE, DENNIS MARKUS, N/A REIT FUNDING, LLC, RON ZEFF
EXECUTIVE OFFICER
CP INVESTMENT VI REIT 2
QUINN BARTON, DANIEL GARIBALDI, MICHAEL HALPER, BOB HERNANDEZ, MICHAEL LAHORGUE, DENNIS MARKUS, N/A REIT FUNDING, LLC, RON ZEFF
EXECUTIVE OFFICER
CP INVESTMENT VI REIT 3
QUINN BARTON, DANIEL GARIBALDI, MICHAEL HALPER, BOB HERNANDEZ, MICHAEL LAHORGUE, DENNIS MARKUS, N/A REIT FUNDING, LLC, RON ZEFF
DIRECTOR
BRIGGO, INC.
ABDEL HAMEED MOSTAFA AHMED, SAIF JAFER MARKHAN ALKETBI, RAJIV BALA, JOHN CRAPARO, ERIC ENGINEER, RAJAN VARKEY MATHEW, PASQUALE MATURO, J. KEVIN NATER, KEVIN NATER, MARSHA OSBORN, SCOTT SCHAEFER, ALAN R. SCHUELE, BRIAN R. SMITH, STEPHEN SMITH, NAV SOOCH, CHARLES STUDOR, JOHN ZAPP
DIRECTOR
MERCHANTWISE SOLUTIONS, LLC
JOHN CHRISTOPHER BREWSTER, JEFFREY DOYLE, ADRIAN GUERRA-CARDUS, MATT HOEG, KEVIN JOHNSON, M. NEIL KALLMEYER, RICHARD JAN PLECZKO, PERRY TURBES
EXECUTIVE OFFICER
CP INVESTMENT VI REIT 4
QUINN BARTON, DANIEL GARIBALDI, MICHAEL HALPER, BOB HERNANDEZ, MICHAEL LAHORGUE, DENNIS MARKUS, N/A REIT FUNDING, LLC, RON ZEFF
DIRECTOR
DATICAL INC
ROBERT J. ADAMS, JR., AZIZ GILANI, AZIZ J. GILANI, DEREK HUTSON, DEREK A. HUTSON, RICK JACKSON, ADAM MIDKIFF, DANIEL NELSON, ROBERT REEVES, BRIAN R. SMITH, PATTI SOCH, MICHAEL TURNER, MICHAEL P. TURNER
DIRECTOR
DECISIVE VENTURES PRIVATE FUND I (CAYMAN), LP
N/A DECISIVE VENTURES GP I, LLC, N/A DECISIVE VENTURES, LLC
DIRECTOR
RREEF AMERICA REIT II INC
JULIE M ACKERMAN, NICHOLAS C BABSON, NORMAN R BOBINS, NORMAN R. BOBINS, JOSEPH S. CAPPELLETTI, MARLENA M CASELLINI, ALLISON S DAVIS, BLAKE EAGLE, JOHN EHLI, GREG A. GONSALVES, GREGG GONSALVES, TIMOTHY K GONZALEZ, PHILIP HALPERN, W. TODD HENDERSON, KEVIN HOWLEY, KEVIN M HOWLEY, DEBORAH H. MCANENY, MURRAY MCCABE, MURRAY J. MCCABE, SUSAN E MCCLINTOCK, JAMES W. MILLER, STEVEN ROGERS, STEVEN J. ROGERS, INDIRECT MANAGER OF THE ISSUER RREEF AMERICA II GP LLC, INVESTMENT MANAGER RREEF AMERICA, L.L.C., BRIAN M. SMITH, LENORE SULLIVAN, LENORE M. SULLIVAN
EXECUTIVE OFFICER
BAI HEALTHCARE SERVICES, INC.
BROOKS ANDREWS, BROOK BISHOP, LUCIUS BURCH, GEORGE CARMANY, RON CHARPENTIER, E. TOWNES DUNCAN, TOWNES DUNCAN, TAMARA ELIAS, STEPHEN A. GREENE, DAVID HAGAMAN, JOSEPH HUTTS, TERESA MORGAN, RICHARD RAGSDALE, DERRIL REEVES, SAMUEL D. SCHMIDT, MICHAEL G. SKIERA, STEVEN G. TOLBER, STEVEN G. TOLBERT, STEVE WIGGINS, ANDY WILSON
DIRECTOR
NATIONAL MOBILITY ELDERCARE INC.
MICHAEL FLEMING, HANIA KANAAN, KARIM KANAAN, STEPHAN KINDT
EXECUTIVE OFFICER
CP INVESTMENT V REIT 4
QUINN BARTON, DANIEL GARIBALDI, TREY HILBERG, MICHAEL LAHORGUE, DENNIS MARKUS, N/A REIT FUNDING, LLC, RON ZEFF
EXECUTIVE OFFICER
CP INVESTMENT VII REIT 1
QUINN BARTON, DANIEL GARIBALDI, TREY HILBERG, MICHAEL LAHORGUE, DENNIS MARKUS, N/A REIT FUNDING, LLC, RON ZEFF
DIRECTOR
CLARAVINE, INC.
VERL ALLEN, M. JOHN BOYD, JR., GAVIN CHRISTENSEN, MICHAEL DODD, STEPHANIE SCHNEIDER, CRAIG SCRIBNER
EXECUTIVE OFFICER, DIRECTOR
HERITAGE SOUTHEAST BANCORPORATION, INC.
JEFF ARNOLD, STEPHEN E. BOSWELL, JOHN C. BOWDOIN, MICHAEL BURT, MELISSA DEAL, SHIRLEY G. ETHERIDGE, RICHARD P. FLORIN, DENNIS GILMER, ROY HALL, ROY V. HALL, PAUL HOERIG, MARY JO JESTER, MARY JO JESTER, EDWIN S. KEMP JR., EDWIN S. KEMP, JR., JOHN B. LEE, JR., KENNETH LEHMAN, KENNETH RAY LEHMAN, ROCKY LIPHAM, HOWARD B. LIPHAM III, JOHN MANSOUR, JOHN T. MITCHELL, LEONARD MORELAND, LEONARD A. MORELAND, JOHN PRESLEY, PHILIP F. RESCH, DAVID RUPP, C.T. SEGARS, C.T. SEGERS, CHARLES T. SEGERS, BRADLEY SERFF, EDITH W. STEVENS, CHARLES S. TUCKER, JR., DAVID B. TURNER, JOHN WESTERVELT, KATHERINE S. ZOVLONSKY, KATHY ZOVLONSKY
DIRECTOR
PERFORMANCE CULTURE HOLDINGS, INC.
JOSEPH COLOPY, CHARLES FELIX, KEVIN MOSLEY, MELISSA PHILLIPPI
EXECUTIVE OFFICER, DIRECTOR
WINC, INC.
KENT BENNETT, PATRICK DELONG, LAURA JOUKOVSKI, GEOFFREY MCFARLANE, SHUHEI OHASHI, ALESIA PINNEY, MATTHEW THELEN, XIANGWEI WENG
EXECUTIVE OFFICER, DIRECTOR, PROMOTER
HERITAGE GROVE COMMERCIAL CONDOMINIUMS LLC
DIRECTOR
CLOUDPLUS, INC.
MANDEEP ARORA, GAVIN CHRISTENSEN, TYLER KOBLASA, PREETISH NIJHAWAN, PREETISH NIJIHAWAN, SCOTT SMITH, KYLE YORK
DIRECTOR
NEXT ONE-S ON ME, INC.
BRIAN CARGO, ROD DESROCHES, MICHAEL GEISMAR, JAYAVEERA KODALI, TODD MARSHALL, MELLIE PRICE, SARA RODELL, SARA F. RODELL, SARA FAE RODELL
DIRECTOR
BACON WORK, INC.
EDWARD BAKER, TREVOR BODILY, WILLIAM BENSON METCALF, HUNTER SEBRESOS, BRUCE G. WOODWARD, BRUCE G. WOODWARD, JR., BRUCE GREG WOODWARD, JR.
EXECUTIVE OFFICER
FELICITAS PRIVATE MARKETS FUND
N/A FELICITAS GLOBAL PARTNERS, LLC, RICHARD FINCH, TERRANCE P. GALLAGHER, DAVID G. LEE, ROBERT SEYFERTH, GARY E. SHUGRUE, N/A SKYPOINT CAPITAL ADVISORS, LLC
DIRECTOR
AXIAL COMMERCE, INC.
JUSTIN BUCKLEY, SAM DECKER, MIKE DODD, ELLIS WINSTANLEY
DIRECTOR
SPECTRAWAVE, INC.
GERRY BRUNK, STEVEN HOCHBERG, KADIR KADHIRESAN, PAUL LAVIOLETTE, BILL LITTLE, EMAN NAMATI, DAVID NEUSTAEDTER, MARTIN SEIFERT, ERIC SWANSON, GUILLERMO TEARNEY
DIRECTOR
VENTUREMED GROUP, INC.
DAVID COX, JACQUES ESSINGER, DENIS HARRINGTON, SHELBY HAUTMAN, KATHY LEITH, DAVE MICHAELSON, J. ROBERT PAULSON, JR., JOHN PIGOTT, ALEXANDER SCHMITZ, JILL SCHWEIGER, KAREN SPILIZEWSKI, JENNY ZERONI
EXECUTIVE OFFICER, DIRECTOR
ORBISHARP ROBOTICS, INC.
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2026-01-14
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2025-05-24 
2026-01-14
D/A
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OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2025-05-24 
2025-10-31
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OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2025-10-17 
2025-03-20
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TELECOMMUNICATIONS 
 
DECLINE TO DISCLOSE 
Equity 
2025-02-26 
2025-03-05
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BUSINESS SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2025-02-20 
2024-10-15
D/A
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OTHER 
 
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Equity 
2024-09-04 
2024-09-11
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OTHER 
 
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Equity 
2024-09-04 
2023-10-02
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OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2023-09-22 
2023-08-23
D/A
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TELECOMMUNICATIONS 
 
DECLINE TO DISCLOSE 
Equity 
2023-04-21 
2023-07-13
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OTHER INVESTMENT FUND 
 
 
 
2023-06-30 
2023-06-23
D
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OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2023-06-15 
2023-04-24
D
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TELECOMMUNICATIONS 
 
DECLINE TO DISCLOSE 
Equity 
2023-04-21 
2023-02-14
D/A
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BUSINESS SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2022-07-15 
2022-07-29
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BUSINESS SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2022-07-15 
2022-07-07
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OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2022-06-22 
2022-06-16
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-01-14 
2022-05-26
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2022-05-11 
2022-03-04
D/A
Link
HEDGE FUND 
 
 
 
2009-01-01 
2022-03-04
D/A
Link
HEDGE FUND 
 
 
 
1999-10-01 
2022-01-04
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2021-12-21 
2022-01-03
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OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2021-12-21 
2021-12-21
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COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2021-12-10 
2021-06-17
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-01-14 
2021-06-16
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RETAILING 
RETAIL-MISCELLANEOUS RETAIL [5900] 
DECLINE TO DISCLOSE 
Equity 
2021-04-06 
2021-03-05
D/A
Link
HEDGE FUND 
 
 
 
1999-10-01 
2021-03-05
D/A
Link
HEDGE FUND 
 
 
 
2009-01-01 
2021-03-03
D
Link
TELECOMMUNICATIONS 
 
DECLINE TO DISCLOSE 
Equity 
2021-02-25 
2021-01-20
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2020-12-18 
2020-12-14
D/A
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2018-10-31 
2020-09-09
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2020-09-03 
2020-07-14
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COMMERCIAL BANKING 
SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] 
DECLINE TO DISCLOSE 
Debt 
2020-06-30 
2020-07-14
D/A
Link
COMMERCIAL BANKING 
SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] 
DECLINE TO DISCLOSE 
Debt 
2020-06-30 
2020-06-19
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-01-14 
2020-03-06
D/A
Link
HEDGE FUND 
 
 
 
2009-01-01 
2020-03-06
D/A
Link
HEDGE FUND 
 
 
 
1999-10-01 
2020-01-07
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2019-12-19 
2019-11-18
D/A
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2018-10-31 
2019-11-06
D
Link
 
 
DECLINE TO DISCLOSE 
Equity 
2019-10-18 
2019-11-01
D/A
Link
OTHER 
 
DECLINE TO DISCLOSE 
Debt 
2018-11-12 
2019-10-24
D
Link
 
 
DECLINE TO DISCLOSE 
Equity 
2019-10-18 
2019-09-03
D
Link
TELECOMMUNICATIONS 
 
DECLINE TO DISCLOSE 
Equity 
2019-08-30 
2019-07-29
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Debt 
2019-07-19 
2019-07-19
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2019-07-18 
2019-06-19
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
1998-01-14 
2019-04-22
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2019-04-05 
2019-04-15
D/A
Link
OTHER 
 
DECLINE TO DISCLOSE 
Debt 
2018-11-12 
2019-04-03
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2018-08-15 
2019-03-28
D
Link
VENTURE CAPITAL FUND 
 
DECLINE TO DISCLOSE 
 
2019-03-13 
2019-03-12
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2019-02-26 
2019-03-08
D/A
Link
HEDGE FUND 
 
 
 
1999-10-01 
2019-03-08
D/A
Link
HEDGE FUND 
 
 
 
2009-01-01 
2018-12-19
D
Link
REITS AND FINANCE 
 
DECLINE TO DISCLOSE 
Equity 
2018-12-07 
2018-12-14
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2018-11-30 
2018-11-26
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2018-10-31 
2018-11-20
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Debt 
2018-11-12 
2018-08-30
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2018-08-15 
2018-03-09
D/A
Link
HEDGE FUND 
 
 
 
1999-10-01 
2018-03-09
D/A
Link
HEDGE FUND 
 
 
 
2009-01-01 
2018-02-16
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2018-02-06 
2018-01-29
D
Link
REITS AND FINANCE 
 
DECLINE TO DISCLOSE 
Equity 
2018-01-22 
2018-01-19
D/A
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2017-10-17 
2017-10-31
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2017-10-17 
2017-07-20
D
Link
REITS AND FINANCE 
 
DECLINE TO DISCLOSE 
Equity 
2017-07-18 
2017-03-10
D/A
Link
HEDGE FUND 
 
 
 
1999-10-01 
2017-03-10
D/A
Link
HEDGE FUND 
 
 
 
2009-01-01 
2017-02-21
D/A
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2017-02-08 
2017-02-02
D/A
Link
TELECOMMUNICATIONS 
 
DECLINE TO DISCLOSE 
Equity 
2015-03-27 
2016-11-10
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2016-10-27 
2016-11-09
D
Link
REITS AND FINANCE 
 
DECLINE TO DISCLOSE 
Equity 
2016-11-07 
2016-10-25
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2015-11-16 
2016-10-11
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2016-07-25 
2016-10-03
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2016-07-25 
2016-08-23
D
Link
RETAILING 
 
DECLINE TO DISCLOSE 
Equity 
2015-06-15 
2016-08-08
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2016-07-22 
2016-08-01
D
Link
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2016-07-14 
2016-06-24
D
Link
MANUFACTURING 
 
DECLINE TO DISCLOSE 
Equity 
2016-03-01 
2016-06-15
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2016-06-07 
2016-06-14
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2016-06-07 
2016-06-07
D/A
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2015-02-17 
2016-03-11
D/A
Link
HEDGE FUND 
 
 
 
1999-10-01 
2016-03-11
D/A
Link
HEDGE FUND 
 
 
 
2009-01-01 
2015-10-28
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2015-02-17 
2015-10-26
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2015-10-09 
2015-10-13
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2015-09-29 
2015-07-27
D/A
Link
TELECOMMUNICATIONS 
 
DECLINE TO DISCLOSE 
Equity 
2015-03-27 
2015-07-22
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2015-07-13 
2015-07-14
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2015-01-09 
2015-04-24
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2015-01-09 
2015-04-14
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2014-11-03 
2015-04-07
D
Link
TELECOMMUNICATIONS 
 
DECLINE TO DISCLOSE 
Equity 
2015-03-27 
2015-03-11
D/A
Link
HEDGE FUND 
 
 
 
2009-01-01 
2015-03-11
D/A
Link
HEDGE FUND 
 
 
 
1999-10-01 
2015-02-26
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2015-02-17 
2015-01-30
D
Link
REITS AND FINANCE 
 
DECLINE TO DISCLOSE 
Equity 
2015-01-20 
2015-01-30
D
Link
REITS AND FINANCE 
 
DECLINE TO DISCLOSE 
Equity 
2015-01-20 
2015-01-29
D
Link
REITS AND FINANCE 
 
DECLINE TO DISCLOSE 
Equity 
2015-01-20 
2014-12-11
D
Link
TELECOMMUNICATIONS 
 
DECLINE TO DISCLOSE 
Debt 
2014-10-20 
2014-11-21
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2014-05-22 
2014-11-13
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2014-11-03 
2014-09-04
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2014-05-22 
2014-08-01
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2014-05-22 
2014-07-23
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2014-05-22 
2014-06-03
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2014-05-22 
2014-05-16
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2014-05-09 
2014-05-06
D
Link
ENERGY CONSERVATION 
 
DECLINE TO DISCLOSE 
Debt 
2013-06-17 
2014-03-12
D/A
Link
HEDGE FUND 
 
 
 
1999-10-01 
2014-03-12
D/A
Link
HEDGE FUND 
 
 
 
2009-01-01 
2014-02-25
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
 
2013-12-20 
2014-02-06
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2014-01-24 
2014-01-03
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
 
2013-12-20 
2013-10-08
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2013-09-24 
2013-07-17
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2013-07-11 
2013-07-02
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
 
2012-12-18 
2013-06-25
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2013-06-14 
2013-06-12
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
 
2012-12-18 
2013-05-23
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
 
2012-12-18 
2013-04-16
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
 
2012-12-18 
2013-03-26
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
 
2012-12-18 
2013-03-12
D/A
Link
HEDGE FUND 
 
 
 
1999-10-01 
2013-03-12
D/A
Link
HEDGE FUND 
 
 
 
2009-01-01 
2013-02-25
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
 
2012-12-18 
2012-12-27
D
Link
INSURANCE 
 
DECLINE TO DISCLOSE 
Equity 
2012-12-17 
2012-12-20
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
 
2012-12-18 
2012-11-01
D
Link
ENERGY CONSERVATION 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2012-10-26 
2012-09-04
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
 
2012-07-10 
2012-07-23
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
 
2012-07-10 
2012-04-05
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
 
2012-04-03 
2012-04-05
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2012-03-23 
2012-03-12
D/A
Link
HEDGE FUND 
 
 
 
1999-10-01 
2012-03-12
D/A
Link
HEDGE FUND 
 
 
 
2009-01-01 
2011-12-27
D
Link
OTHER 
 
$25,000,001 - $100,000,000 
Equity 
2011-12-13 
2011-10-28
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2011-10-14 
2011-10-19
D/A
Link
ENERGY CONSERVATION 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2011-09-23 
2011-09-29
D
Link
ENERGY CONSERVATION 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2011-09-23 
2011-03-10
D/A
Link
HEDGE FUND 
 
 
 
1999-10-01 
2011-03-10
D/A
Link
HEDGE FUND 
 
 
 
2009-01-01 
2011-02-04
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2011-02-01 
2010-11-12
D/A
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2010-08-04 
2010-11-04
D
Link
COMPUTERS 
 
DECLINE TO DISCLOSE 
Equity 
2010-10-25 
2010-08-17
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2010-08-04 
2010-05-27
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2010-05-14 
2010-03-10
D/A
Link
HEDGE FUND 
 
 
 
2009-01-01 
2010-03-10
D/A
Link
HEDGE FUND 
 
 
 
1999-10-01 
2009-12-22
D/A
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Debt 
2009-07-06 
2009-11-06
D
Link
OTHER TECHNOLOGY 
 
NO REVENUES 
Equity 
2009-08-20 
2009-08-07
D/A
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Debt 
2009-07-06 
2009-08-07
D/A
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2008-06-30 
2009-08-05
D
Link
COMPUTERS 
 
$1,000,001 - $5,000,000 
Equity 
2009-07-22 
2009-07-10
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2008-06-30 
2009-07-10
D/A
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2008-06-30 
2009-07-10
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Debt 
2009-07-06