RICHARD UPTON

Profile

First Name

: RICHARD

Middle Name

:

Last Name

: UPTON

Related Companies
Titles
Company Name
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DIRECTOR
EGGROCK, INC.
JEFFREY L. BARRETT, WILL COWEN, WILLIAM SEERY, JOSHUA TOLKOFF, BILL WALKER, TODD WARDEN
EXECUTIVE OFFICER
LECLAIRRYAN, A PROFESSIONAL CORP
RODNEY K. ADAMS, LEE ALBANESE, ALAN D. ALBERT, JEFFREY ALITZ, E.G. ALLEN, EVERETTE G. ALLEN, DOUGLAS AMSTER, JAMES ANELLI, WILLIAM W., JR. BELT, STEVEN W. BLAINE, RICHARD W. BOWERMAN, PAUL BOYLAN, NEAL P. BRODSKY, JEFFREY D. BROWN, STEVEN D. BROWN, BRIAN L. BUNIVA, EVAN BURKHOLDER, PAUL H. BURLEIGH, JOSEPH D. CHEELY, ELIZABETH E. CHERKIS, MICHAEL T. CONWAY, THOMAS A. COULTER, JAMES K., JR. COWAN, JOHN H. JR. CRADDOCK, WILLIAM DESPO, BRIAN J. DONNELL, DEBRA DOWD, PAUL DROBBIN, MICHAEL P. DRZAL, BRUCE EDINGTON, NEIL H. EKBLOM, STEPHEN M. FARACI, DONNA L. FOSTER, DAVID FREINBERG, TODD GALANTE, LINDA B. GEORGIADIS, MICHAEL GIUNTA, LEE E. GOODMAN, GRANT S. GRAYSON, DAVID I. GREENBERG, JAY GREGORY, CHARLES E. GUSTAFSON, JAMES P. II GUY, ROBERT L. JR. HARRIS, ROBERT G. HARRISON, NEIL HARTZELL, RONALD P. HERBERT, MICHEAL L. HERN, KATJA H. HILL, WARREN HUTCHISON, BRIAN S. INAMINE, VERNON E., JR. INGE, STAN JOYNES, ROBYN GNUDI KALOCSAY, KEVIN KENNEALLY, RAY W. KING, JAMES KOSCH, BARRY R. KOZAK, JOSEPH LAGROTTERIA, CHRISTOPHER J. LANGE, DAVID M. LAY, GARY D. LECLAIR, CHRISTOPHER J. LYNCH, VIJAY K. MAGO, STEVEN H. MALITZ, CAMERON S. MATHESON, BRUCE H. MATSON, PAUL A. MEROLLA, JAMES L. MESSENGER, CHARLES G. III MEYER, LAURIN H. MILLS, JEFFERY K. MITCHELL, JAMES A. MURPHY, KELVIN L. NEWSOME, JOHN OBERDORF, WILLIAM OBERDORF, CARLOS F. ORTIZ, ERIC M. PAGE, JOSEPH PARANAC, BRYAN PETKANICS, BRIAN PETREQUIN, DAVID PHILLIPS, JOHN A. PIRKO, JOHN REILLY, NANCY REIMER, WILLIAM H., JR. ROBINSON, STEPHEN R. ROMINE, DVAID ROSE, DENNIS M. RYAN, PETER SEIDEN, LORI THOMPSON, PETER VAN DEVENTER, KAROL WALKER, ROBERT WAYNE, MICHAEL WEINBERG, E. KENNETH WILLIAMS, MARK S. YACANO, HARRY R., III YATES, TERRENCE M. ZIC
DIRECTOR
AVANTRA BIOSCIENCES CORP
JOHN J. ALTORELLI, PHILIP CHAPMAN, PATRICK COSTELLO, PATRICK B. COSTELLO, MARK H DEBLOIS, MARK H. DEBLOIS, CHARLES M FARKAS, CHARLES M. FARKAS, BRENDAN L MCKERNAN, BRENDAN L. MCKERNAN, KEVIN J. MCKERNAN, R. BRIAN MCKERNAN, RICHARD MCKERNAN, RICHARD T. MCKERNAN, STEPHEN M. MCLEAN, EMERY G. OLCOTT
DIRECTOR
CARMELL THERAPEUTICS CORP
DAVID W. ANDERSON, WENDY DICICCO, J. MICHAEL EGAN, DONNA GODWARD, JAMES HART, RANDOLPH HUBBELL, JAMES JORDAN, JAMES F. JORDAN, STEPHANIE KLADAKIS, PAUL KORNBLITH, WILLIAM NEWLIN, ALAN I. WEST
DIRECTOR
COURTAGEN LIFE SCIENCES, INC.
JOHN J. ALTORELLI, PHILIP CHAPMAN, PATRICK COSTELLO, PATRICK B. COSTELLO, MARK H DEBLOIS, MARK H. DEBLOIS, CHARLES M FARKAS, CHARLES M. FARKAS, BRENDAN L MCKERNAN, BRENDAN L. MCKERNAN, KEVIN J. MCKERNAN, R. BRIAN MCKERNAN, RICHARD MCKERNAN, RICHARD T. MCKERNAN, STEPHEN M. MCLEAN, EMERY G. OLCOTT
DIRECTOR
ALCYONE LIFESCIENCES, INC.
PJ ANAND, DAVID DONABEDIAN, CAMERON DURRANT, EDGAR D. JANNOTTA, EDGAR JANNOTTA, JR., EDGAR D. JANNOTTA, JR., EDGARD JANNOTTA, JR., STEPHEN OESTERLE, PIRATIP PRATUMSUWAN, NORBERT RIEDEL
DIRECTOR
CASTLEWOOD SURGICAL INC
AZAM ANWAR, JOHN BALDWIN, WOLFGANG DAUM, BARON HAMMAN, KIRK HONOUR, CHRISTOPHER KNOWLES, PETER PARKER, JEFF PARNELL, RICH UPTON, LISA VELARDO
DIRECTOR
MEDICINAL GENOMICS CORP
JOHN J. ALTORELLI, PHILIP CHAPMAN, PATRICK COSTELLO, PATRICK B. COSTELLO, MARK H DEBLOIS, MARK H. DEBLOIS, CHARLES M FARKAS, CHARLES M. FARKAS, BRENDAN L MCKERNAN, BRENDAN L. MCKERNAN, KEVIN J. MCKERNAN, R. BRIAN MCKERNAN, RICHARD MCKERNAN, RICHARD T. MCKERNAN, STEPHEN M. MCLEAN, EMERY G. OLCOTT
DIRECTOR
ALCYONE THERAPEUTICS, INC.
PJ ANAND, DAVID DONABEDIAN, CAMERON DURRANT, EDGAR D. JANNOTTA, EDGAR JANNOTTA, JR., EDGAR D. JANNOTTA, JR., EDGARD JANNOTTA, JR., STEPHEN OESTERLE, PIRATIP PRATUMSUWAN, NORBERT RIEDEL
DIRECTOR
ANUNCIA MEDICAL, INC.
ELSA ABRUZZO, PJ ANAND, DARRYL BAKER, DAVID DONABEDIAN, EDGAR D JANOTTA, GHASSAN KASSAB, STEPHEN OESTERLE, STANTON ROWE, NATALIE STEVENS
DIRECTOR
CARMELL CORP
JANAKIRAM AJJARAPU, DAVID ANDERSON, KENDRA BRACKEN-FERGUSON, BRYAN CASSADAY, SCOTT FRISCH, KATHRYN GREGORY, RAJIV SHUKLA, RAJIV S. SHUKLA, GILLES SPENLEHAUER, GILLES S. SPENLEHAUER, PATRICK STURGEON
DIRECTOR
NEELA THERAPEUTICS, INC.
PJ ANAND, DAVID DONABEDIAN, CAMERON DURRANT, EDGAR D. JANNOTTA JR., STEPHEN OESTERLE, NORBERT RIEDEL
DIRECTOR
LONGEVITY HEALTH HOLDINGS, INC.
JANAKIRAM AJJARAPU, DAVID ANDERSON, KENDRA BRACKEN-FERGUSON, BRYAN CASSADAY, SCOTT FRISCH, KATHRYN GREGORY, RAJIV SHUKLA, RAJIV S. SHUKLA, GILLES SPENLEHAUER, GILLES S. SPENLEHAUER, PATRICK STURGEON
Filings
Filing Date
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Industry Classifier
Detailed Industry
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Securities
First Sale Date
2026-05-26
D/A
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Debt 
2025-11-14 
2026-03-30
D
Link
OTHER HEALTH CARE 
SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] 
DECLINE TO DISCLOSE 
Equity 
2026-03-16 
2025-11-24
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Debt 
2025-11-14 
2025-11-21
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2024-08-30 
2025-01-29
D
Link
OTHER HEALTH CARE 
SURGICAL + MEDICAL INSTRUMENTS + APPARATUS [3841] 
DECLINE TO DISCLOSE 
Equity 
2025-01-16 
2025-01-14
D
Link
OTHER HEALTH CARE 
SURGICAL + MEDICAL INSTRUMENTS + APPARATUS [3841] 
DECLINE TO DISCLOSE 
Equity 
2025-01-02 
2025-01-08
D/A
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2023-11-07 
2024-11-18
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2024-08-30 
2024-09-12
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2024-08-30 
2024-04-30
D
Link
OTHER HEALTH CARE 
SURGICAL + MEDICAL INSTRUMENTS + APPARATUS [3841] 
DECLINE TO DISCLOSE 
Equity 
2024-04-11 
2024-04-24
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2022-08-26 
2023-11-22
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2023-11-07 
2023-10-19
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2022-08-26 
2023-03-29
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2022-08-26 
2022-09-08
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2022-08-26 
2021-12-17
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2021-10-12 
2021-10-25
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2021-10-12 
2021-06-17
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2021-06-08 
2021-04-07
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2020-12-31 
2020-09-25
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2019-09-25 
2020-09-02
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2020-08-21 
2020-07-08
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2020-06-24 
2019-10-16
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2019-09-25 
2019-07-03
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Debt 
2019-06-21 
2019-04-11
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Debt 
2019-03-28 
2019-03-14
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2018-07-09 
2018-07-13
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2018-07-09 
2018-04-25
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2017-12-28 
2018-01-17
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2018-01-08 
2018-01-10
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2017-12-28 
2017-12-06
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2017-09-28 
2017-11-02
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2017-09-19 
2017-10-03
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2017-09-28 
2017-09-21
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2017-09-19 
2017-04-14
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2016-12-28 
2017-01-09
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2016-12-28 
2016-02-05
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2016-01-22 
2015-12-24
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2015-12-14 
2015-08-04
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2015-07-24 
2015-06-15
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2015-06-05 
2014-12-30
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2014-10-27 
2014-11-12
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2014-10-27 
2014-06-19
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
 
2014-06-01 
2014-06-11
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2013-12-20 
2014-01-13
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2013-12-31 
2013-12-23
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2013-12-20 
2013-05-20
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2013-05-09 
2012-12-14
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2012-12-14 
2012-06-06
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2012-05-24 
2012-03-27
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2011-12-29 
2011-10-07
D
Link
BIOTECHNOLOGY 
 
$1 - $1,000,000 
Equity 
2011-10-03 
2011-04-13
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2011-04-11 
2010-08-16
D
Link
BIOTECHNOLOGY 
 
$1 - $1,000,000 
Equity 
2010-07-30 
2010-08-05
D
Link
MANUFACTURING 
 
DECLINE TO DISCLOSE 
Debt 
2010-07-09 
2010-02-03
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2010-01-26 
2009-11-12
D
Link
MANUFACTURING 
 
DECLINE TO DISCLOSE 
Equity 
2009-10-27 
2009-09-22
D
Link
MANUFACTURING 
 
DECLINE TO DISCLOSE 
Equity 
2009-09-09 
2009-07-01
D
Link
MANUFACTURING 
 
DECLINE TO DISCLOSE 
Equity 
2009-06-24