AEQUITAS CAPITAL MANAGEMENT, INC. AEQUITAS CAPITAL MANAGEMENT, INC.

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: AEQUITAS CAPITAL MANAGEMENT, INC.

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: AEQUITAS CAPITAL MANAGEMENT, INC.

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DIRECTOR

AEQUITAS INCOME OPPORTUNITY FUND, LLC

AEQUITAS INVESTMENT MANAGEMENT, LLC AEQUITAS INVESTMENT MANAGEMENT, LLC, PATRICIA JEAN BROWN, ROBERT JOSEPH JESENIK, ANDREW N MACRITCHIE, ANDREW NORMAN MACRITCHIE, BRIAN ARTHUR OLIVER

DIRECTOR

AEQUITAS HEALTHCARE FUND I, LLC

EXECUTIVE OFFICER

AEQUITAS COMMERCIAL FINANCE LLC

AEQUITAS CAPITAL MANAGEMENT INC. AEQUITAS CAPITAL MANAGEMENT INC., PATRICIA J BROWN, PATRICIA J. BROWN, ROBERT J JESENIK, ROBERT J. JESENIK, ANDREW N MACRITCHIE, ANDREW N. MACRITCHIE, BRIAN A OLIVER, BRIAN A. OLIVER

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Securities

First Sale Date

2010-02-12

D/A

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OTHER BANKING AND FINANCIAL SERVICES

DECLINE TO DISCLOSE

Debt

2006-01-04

2009-09-25

Link

POOLED INVESTMENT FUND

Equity

2009-06-29

2009-09-25

Link

INVESTING

DECLINE TO DISCLOSE

Debt

2009-05-05

SEC Form D Database

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AEQUITAS CAPITAL MANAGEMENT, INC. AEQUITAS CAPITAL MANAGEMENT, INC.

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