JAMES L. SOUTHERN III

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First Name

: JAMES

Middle Name

: L.

Last Name

: SOUTHERN III

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EXECUTIVE OFFICER

PACIFIC LAKE PARTNERS FUND THREE, L.P.

THOMAS COLEMAN ANDREWS IV, N/A PACIFIC LAKE PARTNERS EQUITY III, L.L.C.

EXECUTIVE OFFICER

PACIFIC LAKE PARTNERS LONG-TERM HOLD FUND ONE, L.P.

THOMAS COLEMAN ANDREWS IV, N/A PACIFIC LAKE PARTNERS LONG-TERM I GP, L.L.C.

EXECUTIVE OFFICER

PACIFIC LAKE PARTNERS FUND FOUR, L.P.

THOMAS COLEMAN ANDREWS IV, N/A PACIFIC LAKE PARTNERS EQUITY IV, L.L.C.

Filings

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Securities

First Sale Date

D

PRIVATE EQUITY FUND

NOT APPLICABLE

2019-09-06

D

PRIVATE EQUITY FUND

NOT APPLICABLE

2019-04-26

D/A

PRIVATE EQUITY FUND

NOT APPLICABLE

2016-03-02

D/A

PRIVATE EQUITY FUND

NOT APPLICABLE

2016-03-02