N/A IA CAPITAL GROUP, INC.

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First Name

: N/A

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:

Last Name

: IA CAPITAL GROUP, INC.

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EXECUTIVE OFFICER

INTER-ATLANTIC G FUND, L.P.

BRETT BARIS, N/A INTER-ATLANTIC ADVISORS V, LLC, ANDREW LERNER, ALEX MAFFEO

EXECUTIVE OFFICER

INTER-ATLANTIC STONYBROOK INSURTECH VENTURES, L.P.

SANDRA FAMILET, N/A INTER-ATLANTIC ADVISORS SB, LLC, ANDREW S. LERNER, MATTHEW PERLMAN, N/A SAMUEL A RAMIREZ + CO., INC., JOSEPH SCHEERER, RICHARD LOUIS VITON, RICHARD L. VITON, N/A WEILD CAPITAL, LLC (D/B/A WEILD + CO.)

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Securities

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D/A

VENTURE CAPITAL FUND

DECLINE TO DISCLOSE

Equity

2018-01-08

D

VENTURE CAPITAL FUND

DECLINE TO DISCLOSE

Equity

2018-01-08

D

VENTURE CAPITAL FUND

DECLINE TO DISCLOSE

Equity

2016-02-18