JAMES M. OATES
Profile
First Name
: JAMES
Middle Name
: M.
Last Name
: OATES
Related Companies
Titles
Company Name
Related People
DIRECTOR
BRUCE A. BEDA, KATHLEEN BROWN, MICHAEL W. BROWN, CHARLES A. DILL, JOHN P. DUBINSKY, MARK P. FISHER, ROBERT E. GRADY, FREDERICK O. HANSER, RICHARD J. HIMELFARB, ALTON F. IRBY III, RONALD J. KRUSZEWSKI, JAMES M. MARISCHEN, MAURA F. MARKUS, THOMAS B. MICHAUD, DAVID M. MINNICK, THOMAS P. MULROY, VICTOR J. NESI, BEN A. PLOTKIN, DAVID D. SLINEY, THOMAS W. WEISEL, KELVIN R. WESTBROOK, JAMES M. ZEMLYAK, MICHAEL J. ZIMMERMAN
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D
OTHER BANKING AND FINANCIAL SERVICES
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211]
OVER $100,000,000
Equity
2017-01-03
D
OTHER BANKING AND FINANCIAL SERVICES
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211]
OVER $100,000,000
Equity
2015-06-05
