-- -- RGC MANAGEMENT COMPANY, LLC

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: RGC MANAGEMENT COMPANY, LLC

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EXECUTIVE OFFICER

RADCLIFFE DOMESTIC BDC FUND, L.P.

CHRISTOPHER HINKEL, STEVE KATZNELSON, -- RADCLIFFE CAPITAL INVESTORS II, LLC, -- -- RADCLIFFE CAPITAL INVESTORS II, LLC, -- RADCLIFFE CAPITAL MANAGEMENT, L.P., -- -- RADCLIFFE CAPITAL MANAGEMENT, L.P.

EXECUTIVE OFFICER

RADCLIFFE INTERNATIONAL BDC FUND, LTD.

CHRISTOPHER HINKEL, STEVE KATZNELSON, STEVEN KATZNELSON, GREGORY LINK, -- RADCLIFFE CAPITAL MANAGEMENT, L.P., -- -- RADCLIFFE CAPITAL MANAGEMENT, L.P., RALPH WOODFORD

EXECUTIVE OFFICER

RADCLIFFE DOMESTIC ULTRA SHORT DURATION FUND, L.P.

CHRISTOPHER HINKEL, STEVE KATZNELSON, -- RADCLIFFE CAPITAL INVESTORS, LLC, -- -- RADCLIFFE CAPITAL INVESTORS, LLC, -- RADCLIFFE CAPITAL MANAGEMENT, L.P., -- -- RADCLIFFE CAPITAL MANAGEMENT, L.P.

Filings

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Securities

First Sale Date

D/A

HEDGE FUND

2010-03-01

D

HEDGE FUND

2014-10-01

D

HEDGE FUND

2014-10-01